Compliance with Securities Laws. The Trust represents that it is registered as an open-end management investment company under the 1940 Act, and agrees that it will comply with all the provisions of the 1940 Act and of the rules and regulations thereunder. The parties agree to comply with all of the applicable terms and provisions of the 1940 Act, the 1933 Act and, subject to the provisions of
Appears in 13 contracts
Samples: Sub Distribution Agreement (Oak Value Trust), Sub Distribution Agreement (Wells Family of Real Estate Funds), Sub Distribution Agreement (Williamsburg Investment Trust)
Compliance with Securities Laws. The Trust represents that it is registered as an open-end management investment company under the 1940 Act, and agrees that it will comply with all the provisions of the 1940 Act and of the rules and regulations thereunder. The parties Trust and the Distributor each agree to comply with all of the applicable terms and provisions of the 1940 Act, the 1933 Act and, subject to the provisions ofof Section 4(d), all applicable "Blue Sky" laws. The Distributor agrees to comply with all of the applicable terms and provisions of the 1934 Act.
Appears in 13 contracts
Samples: Distribution Agreement (Advisors Series Trust), Share Distribution Agreement (Rainier Investment Management Mutual Funds), Distribution Agreement (Pic Investment Trust)
Compliance with Securities Laws. The Trust represents that it is registered as an open-end management investment company under the 1940 Act, and agrees that it will comply with all the provisions of the 1940 Act and of the rules and regulations thereunder. The parties Trust and the Distributor each agree to comply with all of the applicable terms and provisions of the 1940 Act, the 1933 Act and, subject to the provisions ofof Section 4(d), all applicable "Blue Sky" laws. The Distributor agrees to comply with all of the applicable terms and provisions of the Securities Exchange Act of 1934.
Appears in 12 contracts
Samples: Distribution Agreement (Aal Mutual Funds), Distribution Agreement (Professionally Managed Portfolios), Distribution Agreement (Professionally Managed Portfolios)
Compliance with Securities Laws. The Trust represents that it is registered as an open-end management investment company under the 1940 Act, and agrees that it will comply with all the provisions of the 1940 Act and of the rules and regulations thereunder. The parties agree to comply with all of the applicable terms and provisions of the 1940 Act, the 1933 Act and, subject to the provisions ofof Section 4(d), all applicable “Blue Sky” laws. The Distributor and the Sub-Distributor each agree to comply with all of the applicable terms and provisions of the 1934 Act.
Appears in 5 contracts
Samples: Sub Distribution Agreement (Capital Management Investment Trust), Sub Distribution Agreement (Capital Management Investment Trust), Sub Distribution Agreement (Capital Management Investment Trust)
Compliance with Securities Laws. The Trust represents that it is registered as an open-end management investment company under the 1940 Act, and agrees that it will comply with all the provisions of the 1940 Act and of the rules and regulations thereunder. The parties agree to comply with all of the applicable terms and provisions of the 1940 Act, the 1933 Act and, subject to the provisions ofof Section 4(d), all applicable "Blue Sky" laws. The Distributor and the Sub-Distributor each agree to comply with all of the applicable terms and provisions of the 1934 Act.
Appears in 4 contracts
Samples: Sub Distribution Agreement (Williamsburg Investment Trust), Sub Distribution Agreement (Wells Family of Real Estate Funds), Sub Distribution Agreement (Investbio Opportunity Trust)
Compliance with Securities Laws. The Trust represents that it is registered as an open-end management investment company under the 1940 Act, and agrees that it will comply with all of the provisions of the 1940 Act and of the rules and regulations thereunder. The parties Trust and the Distributor each agree to comply with all of the applicable terms and provisions of the 1940 Act, the 1933 Act and, subject to the provisions ofof Section 4(d), all applicable state "Blue Sky" laws. The Distributor agrees to comply with all of the applicable terms and provisions of the 1934 Act.
Appears in 3 contracts
Samples: Master Distribution Agreement (Gradison McDonald Municipal Custodian Trust), Master Distribution Agreement (Gradison McDonald Cash Reserves Trust), Master Distribution Agreement (Gradison McDonald Municipal Custodian Trust)
Compliance with Securities Laws. The Trust represents that it is registered as an a diversified, open-end management investment company under the 1940 Act, and agrees that it will comply with all of the provisions of the 1940 Act and of the rules and regulations thereunder. The parties Trust and the Distributor each agree to comply with all of the applicable terms and provisions of the 1940 Act, the 1933 Act and, subject to the provisions ofof Section 3(d), all applicable state "Blue Sky" laws. The Distributor agrees to comply with all of the applicable terms and provisions of the 1934 Act.
Appears in 3 contracts
Samples: Distribution Agreement (Maxus Income Fund), Distribution Agreement (Maxus Laureate Fund), Distribution Agreement (Maxus Equity Fund)
Compliance with Securities Laws. The Trust represents that it is registered as an open-end management investment company under the 1940 Act, and agrees that it will comply with all the provisions of the 1940 Act and of the rules and regulations thereunder. The parties Trust and the Distributor each agree to comply with all of the applicable terms and provisions of the 1940 Act, the 1933 Act and, subject to the provisions ofof Section 3(d), applicable state securities
Appears in 3 contracts
Samples: Institutional Funds Distribution Agreement (JPM Institutional Funds), The Pierpont Funds Distribution Agreement (JPM Pierpont Funds), JPM Series Trust Distribution Agreement (JPM Series Trust)
Compliance with Securities Laws. The Trust represents that it is registered as an a diversified, open-end management investment company under the 1940 Act, and agrees that it will comply with all of the provisions of the 1940 Act and of the rules and regulations thereunder. The parties Trust and the Distributor each agree to comply with all of the applicable terms and provisions of the 1940 Act, the 1933 Act and, subject to the provisions ofof Section 3(d), all applicable state "Blue Sky" laws. The Distributor agrees to comply with all of the applicable terms and provisions of the 1934 Act. Section 7.
Appears in 2 contracts
Samples: Distribution Agreement (Oti Trust), Distribution Agreement (Oti Trust)
Compliance with Securities Laws. The Trust represents that it is registered as an open-end management investment company under the 1940 Act, and agrees that it will comply with all the provisions of the 1940 Act and of the rules and regulations thereunder. The parties agree to comply with all of the applicable terms and provisions of the 1940 Act, the 1933 Act and, subject to the provisions ofof Section 4(d), all applicable "Blue Sky" laws. The Distributor and the Sub-Distributor each agree to comply with all of the applicable laws and provisions of the 1934 Act.
Appears in 2 contracts
Samples: Sub Distribution Agreement (Capital Management Investment Trust), Sub Distribution Agreement (Capital Management Investment Trust)
Compliance with Securities Laws. The Trust represents that it is registered as an a diversified, open-end management investment company under the 1940 Act, and agrees that it will comply with all of the provisions of the 1940 Act and of the rules and regulations thereunder. The parties Trust and the Distributor each agree to comply with all of the applicable terms and provisions of the 1940 Act, the 1933 Act and, subject to the provisions ofof Section 3(d), all applicable state “Blue Sky” laws. The Distributor agrees to comply with all of the applicable terms and provisions of the 1934 Act.
Appears in 1 contract
Compliance with Securities Laws. The Trust represents that it ------------------------------- is registered as an a diversified, open-end management investment company under the 1940 Act, and agrees that it will comply with all of the provisions of the 1940 Act and of the rules and regulations thereunder. The parties Trust and the Distributor each agree to comply with all of the applicable terms and provisions of the 1940 Act, the 1933 Act and, subject to the provisions ofof Section 3(d), all applicable state "Blue Sky" laws. The Distributor agrees to comply with all of the applicable terms and provisions of the 1934 Act.
Appears in 1 contract
Compliance with Securities Laws. The Trust represents that it is registered as an open-end management investment company under the 1940 Act, and agrees that it will comply with all the provisions of the 1940 Act and of the rules and regulations thereunder. The parties Trust and the Co-Distributor each agree to comply with all of the applicable terms and provisions of the 1940 Act, the 1933 Act and, subject to the provisions ofof Section 4(d), all applicable "Blue Sky" laws. The Co-Distributor agrees to comply with all of the applicable terms and provisions of the 1934 Act.
Appears in 1 contract
Compliance with Securities Laws. The Trust represents that it is registered will register as an a diversified, open-end management investment company under the 1940 ActAct before the Trust publicly offers its Shares, and agrees that it will comply with all of the provisions of the 1940 Act and of the rules and regulations thereunder. The parties Trust and the Distributor each agree to comply with all of the applicable terms and provisions of the 1940 Act, the 1933 Act and, subject to the provisions ofof Section 3(d), all applicable state "Blue Sky" laws. The Distributor agrees to comply with all of the applicable terms and provisions of the 1934 Act.
Appears in 1 contract
Compliance with Securities Laws. The Trust represents that it is registered as an open-end management investment company under the 1940 Act, and agrees that it will comply with all of the provisions of the 1940 Act and of the rules and regulations thereunder. The parties agree to comply with all of the applicable terms and provisions of the 1940 Act, the 1933 Act and, subject to the provisions of.
Appears in 1 contract
Samples: Distribution Agreement (New York Life Investment Management Institutional Funds)
Compliance with Securities Laws. The Trust represents that it is registered as an open-end management investment company under the 1940 Act, and agrees that it will comply with all of the provisions of the 1940 Act and of the rules and regulations thereunder. The parties Trust and the Distributor each agree to comply with all of the applicable terms and provisions of the 1940 Act, the 1933 Act and, subject to the provisions ofof Section 4(d), all applicable state securities notification laws. The Distributor agrees to comply with all of the applicable terms and provisions of the 1934 Act.
Appears in 1 contract
Samples: Principal Underwriting Agreement (Gradison Growth Trust)
Compliance with Securities Laws. The Trust represents that it is registered as an open-end management investment company under the 1940 Act, and agrees that it will comply with all the provisions of the 1940 Act and of the rules and regulations thereunder. The parties Trust and the Distributor each agree to comply with all of the applicable terms and provisions of the 1940 Act, the 1933 Act and, subject to the provisions ofof Section 3(d), applicable state securities laws. The Distributor agrees to comply with the applicable terms and provisions of the Securities Exchange Act of 1934.
Appears in 1 contract
Samples: Series Trust Ii Distribution Agreement (JPM Series Trust Ii)
Compliance with Securities Laws. The Trust represents that it is registered as an open-end management investment company under the 1940 Act, and agrees that it will comply with all the provisions of the 1940 Act and of the rules and regulations thereunder. The parties Trust and the Distributor each agree to comply with all of the applicable terms and provisions of the 1940 Act, the and 1933 Act and, subject to the provisions ofof Section 4(d), all applicable "Blue Sky" laws. The Distributor agrees to comply with all of the applicable terms and provisions of the Securities Exchange Act of 1934.
Appears in 1 contract
Compliance with Securities Laws. The Trust represents that it is -------------------------------- registered as an open-end management investment company under the 1940 Act, and agrees that it will comply with all the provisions of the 1940 Act and of the rules and regulations thereunder. The parties Trust and the Distributor each agree to comply with all of the applicable terms and provisions of the 1940 Act, the 1933 Act and, subject to the provisions ofof Section 4(d), all applicable "Blue Sky" laws. The Distributor agrees to comply with all of the applicable terms and provisions of the 1934 Act.
Appears in 1 contract
Samples: Fund Distribution Agreement (Brandes International Fund)
Compliance with Securities Laws. The Trust represents that it is registered as an open-end management investment company under the 1940 Act, and agrees that it will comply with all of the provisions of the 1940 Act and of the rules and regulations thereunder. The parties agree to comply with all of the applicable terms and provisions of the 1940 Act, the 1933 Act and, subject to the provisions ofregulations
Appears in 1 contract
Compliance with Securities Laws. The Trust represents that it is registered as an open-end management investment company under the 1940 Act, and agrees that it will comply with all the provisions of the 1940 Act and of the rules and regulations thereunder. The parties agree to comply with all of the applicable terms and provisions of the 1940 Act, the 1933 Act and, subject to the provisions ofof Section 4(d), all applicable “Blue Sky” laws. The Distributor and the Sub-Distributor each agree to comply with all of the applicable laws and provisions of the 1934 Act.
Appears in 1 contract
Samples: Sub Distribution Agreement (Capital Management Investment Trust)
Compliance with Securities Laws. The Trust represents that it is registered as an open-end management investment company under the 1940 Act, and agrees that it will comply with all the provisions of the 1940 Act and of the rules and regulations thereunder. The parties Trust and the Distributor each agree to comply with all of the applicable terms and provisions of the 1940 Act, the 1933 Act and, subject to the provisions ofof Section 4(d) of this Agreement, all applicable "Blue Sky" laws. The Distributor agrees to comply with all of the applicable terms and provisions of the 1934 Act.
Appears in 1 contract
Samples: Distribution Agreement (Puget Sound Alternative Investment Series Trust)
Compliance with Securities Laws. The Trust represents that it is registered as an open-end management investment company under the 1940 Act, and agrees that it will comply with all the provisions of the 1940 Act and of the rules and regulations thereunder. The parties Trust and the Distributor each agree to comply with all of the applicable terms and provisions of the 1940 Act, the 1933 Act and, subject to the provisions ofof Section 3(b), all applicable "Blue Sky" laws. The Distributor agrees to comply with all of the applicable terms and provisions of the Securities Exchange Act of 1934.
Appears in 1 contract
