COMPLIANCE COMMITTEE. (1) Within ten (10) days of the Agreement, the Board shall appoint a Compliance Committee of at least three (3) members of which a majority shall be directors who are not employees or officers of the Bank or any of its subsidiaries or affiliates. The Board shall submit in writing to the Assistant Deputy Comptroller the names of the members of the Compliance Committee within ten (10) days of their appointment. In the event of a change of the membership, the Board shall submit in writing to the Assistant Deputy Comptroller within ten
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Samples: www.occ.gov, buckleyfirm.com
COMPLIANCE COMMITTEE. (1) Within ten (10) days of the this Agreement, the Board shall appoint a Compliance Committee of at least three (3) members of which a majority shall be directors who are not employees or officers of the Bank or any of its subsidiaries or affiliates. The Board shall submit in writing to the Assistant Deputy Comptroller the names of the members of the Compliance Committee within ten (10) days of their appointment. In the event of a change of the membership, the Board shall submit in writing to the Assistant Deputy Comptroller within ten
Appears in 1 contract
Samples: Agreement by And
COMPLIANCE COMMITTEE. (1) Within ten (10) days of the date of this Agreement, the Board shall appoint a Compliance Committee of at least three (3) members of which a majority shall be directors who are not employees or officers of the Bank or any of its subsidiaries or affiliates. The Board shall submit in writing to the Assistant Deputy Comptroller the names of the members of the Compliance Committee within ten (10) days of their appointment. In the event of eventof a change of the membership, the Board shall submit in writing to the Assistant Deputy Comptroller within ten
Appears in 1 contract
Samples: www.occ.gov
COMPLIANCE COMMITTEE. (1) Within ten (10) days of the date of this Formal Agreement, the Board shall appoint a Compliance Committee of at least three (3) members directors, of which a majority no more than one (1) shall be directors who are not employees or officers an employee of the Bank or any of its subsidiaries or affiliatesBank. The Board shall submit in writing to the Assistant Deputy Comptroller Upon appointment, the names of the members of the Compliance Committee within ten (10) days of their appointment. In and, in the event of a change of the membership, the Board name of any new member shall submit be submitted in writing to the Assistant Deputy Comptroller within tenComptroller. The Compliance Committee shall be responsible for monitoring and coordinating the Bank's adherence to the provisions of this Formal Agreement.
Appears in 1 contract
Samples: occ.gov
COMPLIANCE COMMITTEE. (1) Within ten (10) days of the date of this Agreement, the Board shall appoint a Compliance Committee of at least three (3) members of which a majority shall be directors who are not employees or officers of the Bank or any of its subsidiaries or affiliates. The Board shall submit in writing to the Assistant Deputy Comptroller the names of the members of the Compliance Committee within ten (10) days of their appointment. In the event of a change of the membership, the Board shall submit in writing to the Assistant Deputy Comptroller within ten
Appears in 1 contract
Samples: www.occ.gov
COMPLIANCE COMMITTEE. (1) Within ten (10) days of the date of this Agreement, the Board shall appoint a Compliance Committee of at least three (3) members directors, of which a majority none shall be directors who are not employees or officers an employee of the Bank or any of its subsidiaries or affiliatesBank. The Board shall submit in writing to the Assistant Deputy Comptroller Upon appointment, the names of the members of the Compliance Committee within ten (10) days of their appointment. In Committee, and any new member’s name in the event of a change of the in membership, the Board shall submit be submitted in writing to the Assistant Deputy Comptroller within tenComptroller. The Compliance Committee shall be responsible for monitoring and coordinating the Bank's adherence to the provisions of this Agreement.
Appears in 1 contract
Samples: Agreement by and Between
COMPLIANCE COMMITTEE. (1) Within ten (10) days of the Agreementdays, the Board shall appoint a Compliance Committee of at least three (3) members of which a majority shall be directors who are not employees or officers of the Bank or any of its subsidiaries or affiliatesdirectors. The Board shall submit in writing to the Assistant Deputy Comptroller Upon appointment, the names of the members of the Compliance Committee within ten (10) days of their appointment. In the event of a change of the membership, the Board shall submit be submitted in writing to the Assistant Deputy Comptroller within tenComptroller. The Compliance Committee shall be responsible for monitoring and coordinating the Bank's adherence to the provisions of this Agreement.
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Samples: www.occ.gov
COMPLIANCE COMMITTEE. (1) Within ten (10) days of the Agreementdays, the Board shall appoint a Compliance Committee to be responsible for monitoring and coordinating the Bank’s adherence to the provisions of the Agreement. The Compliance Committee shall consist of at least five (5) individuals, of which two (2) shall be selected from the Board and of which three (3) members of which a majority shall be directors who are not employees or officers of the Bank or any of its subsidiaries or affiliates. The Board shall submit in writing to the Assistant Deputy Comptroller the names of the members of the Compliance Committee within ten (10) days Bank’s holding company board of their appointment. In the event of a change directors and not be employees of the membership, the Board shall submit in writing to the Assistant Deputy Comptroller within tenBank.
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Samples: www.occ.gov
COMPLIANCE COMMITTEE. (1) Within ten sixty (1060) days of the date of this Agreement, the Board shall appoint a Compliance Committee of at least three (3) members of which a majority shall be directors who are not employees or officers of the Bank or any of its subsidiaries or affiliates. The Board shall submit in writing to the Assistant Deputy Comptroller the names of the members of the Compliance Committee within ten (10) days of their appointment. In the event of a change of the membership, the Board shall submit in writing to the Assistant Deputy Comptroller within ten
Appears in 1 contract
Samples: www.occ.gov
COMPLIANCE COMMITTEE. (1) Within ten (10) days of the Agreementdays, the Board shall appoint a Compliance Committee of at least three (3) members directors, none of which a majority whom shall be directors who are not employees or officers an employee of the Bank or any of its subsidiaries or affiliatesBank. The Board shall submit in writing to the Assistant Deputy Comptroller Upon appointment, the names of the members of the Compliance Committee within ten (10) days of their appointment. In and, in the event of a change of the membership, the Board name of any new member shall submit be submitted in writing to the Assistant Deputy Comptroller within tenDirector for Special Supervision (“Director”). The Compliance Committee shall meet monthly and is responsible for monitoring and coordinating the Bank's adherence to the provisions of this Order.
Appears in 1 contract
Samples: Agreement by And
COMPLIANCE COMMITTEE. (1) Within ten ninety (1090) days of the date of the Agreement, the Board shall appoint a Compliance Committee of at least three (3) members of which a majority shall be directors who are not employees or officers of the Bank or any of its subsidiaries or affiliates. The Board shall submit in writing to the Assistant Deputy Comptroller the names of the members of the Compliance Committee within ten (10) days of their appointment. In the event of a change of the membership, the Board shall submit in writing to the Assistant Deputy Comptroller within ten
Appears in 1 contract
Samples: www.occ.gov
COMPLIANCE COMMITTEE. (1) Within ten (10) days of the date of this Agreement, the Board shall appoint a Compliance Committee of at least three (3) members of which a majority shall be directors who are not employees or officers of the Bank or any of its subsidiaries or affiliatesdirectors. The Board shall submit in writing to the Assistant Deputy Comptroller Upon appointment, the names of the members of the Compliance Committee within ten (10) days of their appointment. In and, in the event of a change of the membership, the Board name of any new member shall submit be submitted in writing to the Assistant Deputy Comptroller within tenComptroller. The Compliance Committee shall be responsible for monitoring and coordinating the Bank's adherence to the provisions of this Agreement.
Appears in 1 contract
Samples: www.occ.gov
COMPLIANCE COMMITTEE. (1) Within ten (10) days of the date of this Formal Agreement (“Agreement”), the Board shall appoint a Compliance Committee of at least three (3) members of which a majority shall be directors who are not employees or officers of the Bank or any of its subsidiaries or affiliatesdirectors. The Board shall submit in writing to the Assistant Deputy Comptroller Upon appointment, the names of the members of the Compliance Committee within ten (10) days of their appointment. In and, in the event of a change of the membership, the Board name of any new member shall submit be submitted in writing to the Assistant Deputy Comptroller within tenComptroller. The Compliance Committee shall be responsible for monitoring and coordinating the Bank's adherence to the provisions of this Agreement.
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Samples: Formal Agreement