Bank Secrecy Act. Except as set forth in Seller’s Disclosure Letter, neither Seller nor any of its Subsidiaries has been advised of any supervisory concerns regarding their compliance with the Bank Secrecy Act (31 USC 5322, et seq.) or related state or federal anti-money laundering laws, regulations and guidelines, including without limitation those provisions of federal regulations requiring (a) the filing of reports, such as Currency Transaction Reports and Suspicious Activity Reports, (b) the maintenance of records and (c) the exercise of due diligence in identifying customers.
Appears in 2 contracts
Samples: Agreement to Merge (Heritage Oaks Bancorp), Plan of Reorganization (Community Bancorp)
Bank Secrecy Act. Except as set forth in Seller’s Disclosure Letter, neither Seller nor any of its Subsidiaries has not been advised of any supervisory concerns regarding their its compliance with the Bank Secrecy Act (31 USC 5322, et seq.) or related state or federal anti-money laundering laws, regulations and guidelines, including without limitation those provisions of federal regulations requiring (a) the filing of reports, such as Currency Transaction Reports and Suspicious Activity Reports, (b) the maintenance of records and (c) the exercise of due diligence in identifying customers.
Appears in 2 contracts
Samples: Agreement to Merge (Community Bancorp Inc), Agreement and Plan of Reorganization (Center Financial Corp)
Bank Secrecy Act. Except as set forth in Seller’s 's Disclosure Letter, neither Seller nor any of its Subsidiaries has not been advised of any current or pending supervisory concerns regarding their its compliance with the Bank Secrecy Act (31 USC 5322, et seq.) or related state or federal anti-money laundering laws, regulations and guidelines, including without limitation those provisions of federal regulations requiring (a) the filing of reports, such as Currency Transaction Reports and Suspicious Activity Reports, (b) the maintenance of records and (c) the exercise of due diligence in identifying customers.
Appears in 1 contract
Samples: Agreement to Merge and Plan (Community Bancorp Inc)
Bank Secrecy Act. Except as set forth in Seller’s Disclosure Letter, neither Seller nor any of its Subsidiaries has not been advised of any supervisory concerns regarding their its compliance with the Bank Secrecy Act (31 USC 5322X.X.X. §0000, et seq.) or related state or federal anti-money laundering laws, regulations and guidelines, including without limitation those provisions of federal regulations requiring (a) the filing of reports, such as Currency Transaction Reports and Suspicious Activity Reports, (b) the maintenance of records and (c) the exercise of due diligence in identifying customers.
Appears in 1 contract
Bank Secrecy Act. Except as set forth in Seller’s 's Disclosure Letter, neither Seller nor any of its Subsidiaries has not been advised of any supervisory concerns regarding their its compliance with the Bank Secrecy Act (31 USC 5322, et seq.) or related state or federal anti-money laundering laws, regulations and guidelines, including without limitation those provisions of federal regulations requiring (a) the filing of reports, such as Currency Transaction Reports and Suspicious Activity Reports, (b) the maintenance of records and (c) the exercise of due diligence in identifying customers.
Appears in 1 contract
Samples: Merge and Plan of Reorganization (Community Bancorp)
Bank Secrecy Act. Except as set forth for in Seller’s Disclosure Letter, neither Seller nor any of its Subsidiaries has not been advised of any supervisory concerns regarding their its compliance with the Bank Secrecy Act (31 USC 5322X.X.X. §0000, et seq.) or related state or federal anti-money laundering laws, regulations and guidelines, including without limitation those provisions of federal regulations requiring (a) the filing of reports, such as Currency Transaction Reports and Suspicious Activity Reports, (b) the maintenance of records and (c) the exercise of due diligence in identifying customers.
Appears in 1 contract
