Unlisted Security definition

Unlisted Security means a security not listed or quoted on a stock exchange
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Unlisted Security means any security other than a listed security.
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Unlisted Security means a Security not listed or quoted on any of the markets provided by NZX or other Recognised Securities Exchanges;
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Examples of Unlisted Security in a sentence

  • Company Secretary / CEO Copy to: [insert name of new R/TA] Annexure E2 (f) (For Unlisted Security) (In Case of CDC as Outsourced RTA of Companies already inducted as Participants) Date: The Chief Compliance and Risk OfficerThe Central Depository Company of Pakistan Limited CDC House, 99-B, Block “B”, S.M.C.H.S.Main Shahra-e-Faisal Karachi.

  • A Broker's Note in respect of a transaction in a security other than a security listed on a recognised Stock Exchange will be endorsed "Unlisted Security".

  • Share prices used to calculate returns were taken from the Stock Exchange Daily Official List (SEDOL).There are 2,061 IPOs between 1946 and 1986 in the sample, including 399 IPOs on the Unlisted Security Market (USM), a junior market established by the LSE in November 1980.

  • In essence the patient13 would prefer his cousin, Mrs EMcQ, who lives in Northern14 Ireland and with whom he is said to have a good15 relationship, to replace his sister who lives in England16 and who is said by him not to have visited him since his17 detention in March 2013.

  • Menyah and Paudyal (2002) explore the cost differentials between listing on Main Market and pre- AIM (the Unlisted Security Market).

  • Earlier this year there was also the creation of the USM (Unlisted Security Market), following the path of the Nasdaq in the USA, which was an important exit route from companies.

  • Furthermore, with respect to the Directors of the Company and Members of Credit Committee (other than employees of the Company and employees from the Promoter Group), including his / her immediate relative he/she shall not trade in any Listed or Unlisted Security (i.e., in respect of an individual scrip), in excess of the Threshold Limit, without seeking the prior written approval of the Compliance Officer in accordance with the process set out in this Code.

  • GRAND TOTAL** Non Traded Security, # Unlisted Security Notes:4,163.82100.00(1) The provision made for Non Performing Assets as of March 31, 2011 is ₹ Nil and its percentage to Net Asset Value is Nil.

  • Despite clause5.11(a), Vimy retains the flexibility and discretion to notify each holder of Vimy Options in writing that the Vimy Options issued under the Vimy Employee Option Plan may be exercised at any time and in any number until the Scheme Record Date, that the conversion of the Vimy Options into Vimy Shares will be Scheme Shares, and that the Vimy Options will lapse to the extent they have not been exercised after the Scheme Record Date or are not subject to an Unlisted Security Exchange Agreement.

  • This could adversely affect the value of the Fund.• The Manager will take reasonable steps to ensure that the credit risk / default risk is managed by ensuring the Fund invests in fixed income securities issued by fundamentally strong issuers with good credit worthiness that can ensure timely payment of their obligations.g) Unlisted Security Risk• The risk refers to investment in securities that are not listed on a securities exchange such as share of unlisted companies.


More Definitions of Unlisted Security

Unlisted Security means any Security not listed on the JSE Exchange; and
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Unlisted Security means a security which is not a listed security.
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Related to Unlisted Security

  • Listed Security means any security of the Company that is listed or approved for listing on a national securities exchange or designated or approved for designation as a national market system security on an interdealer quotation system by the National Association of Securities Dealers, Inc.

  • Listed Securities means any Shares, Share Options, stock, debentures, debenture stock or other securities for the time being issued by the Company and officially quoted by ASX;

  • Permitted Security means any Security:

  • Bid Security (BS) means Earnest Money Deposit / monetary or financial guarantee to be furnished by a bidder along with its tender.

  • exchange-traded security means a security that is listed on a recognized exchange or is quoted on a recognized quotation and trade reporting system or is listed on an exchange or quoted on a quotation and trade reporting system that is recognized for the purposes of National Instrument 21-101 Marketplace Operation and National Instrument 23-101 Trading Rules;

  • Uncertificated Security shall have the meaning given such term in Section 8-102(a)(18) of the UCC.

  • Indexed Security means a Security the terms of which provide that the principal amount thereof payable at Stated Maturity may be more or less than the principal face amount thereof at original issuance.

  • the London Stock Exchange means London Stock Exchange plc;

  • Restricted Security has the meaning assigned to such term in Rule 144(a)(3) under the Securities Act; provided, however, that the Trustee shall be entitled to receive, at its request, and conclusively rely on an Opinion of Counsel with respect to whether any Note constitutes a Restricted Security.

  • Tender Security means the security required to be submitted by the Tenderer with its Tender Offer.

  • Certificated Security The meaning specified in Section 8-102(a)(4) of the UCC.

  • Resale Price means the price at which Seller, acting in a commercially reasonable manner, sells or is paid for a Rejected Purchase, plus transaction and other administrative costs reasonably incurred by Seller in re-selling such Rejected Purchase; provided, however, that in no event shall Seller be required to utilize or change its utilization of the Facility or its other assets, contracts or market positions in order to minimize Buyer’s liability for such Rejected Purchase.

  • London Stock Exchange means London Stock Exchange plc;

  • Related Securities means any options or warrants or other rights to acquire Shares or any securities exchangeable or exercisable for or convertible into Shares, or to acquire other securities or rights ultimately exchangeable or exercisable for or convertible into Shares.

  • Marketable Security means any common stock, debt security or other security of a Person which is (or will, upon distribution thereof, be) listed on the NYSE, the NYSE Amex, NASDAQ or any other national securities exchange registered under Section 6 of the Securities Exchange Act of 1934, as amended, or approved for quotation in any system of automated dissemination of quotations of securities prices in the United States or for which there is a recognized market maker or trading market.