Unfair conduct definition

Unfair conduct means an act or omission by a Member or its financial representative that significantly impairs, or is likely to significantly impair, the ability of a Client to make an informed transactional decision and includes –
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Unfair conduct means an act or omission by a member or its financial representative that significantly impair, the ability of a client to make information transactional impair, the ability of a client to make an information transactional decision and includes-
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Unfair conduct means an act or omission by a Member or its nancial representative that signicantly impairs, or is likely to signicantly impair, the ability of a Client to make an informed transactional decision and includes –
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Examples of Unfair conduct in a sentence

  • Unfair conduct in relation to financial products or financial services is prohibited.

  • Unfair conduct includes but is not limited to Collusion, Hacking, Exploiting, Ringing, Intentional disconnection, or other cheating methods.

  • Unfair conduct may include, but is not limited to, hacking, exploiting, ringing, and intentional disconnection.

  • Unfair conduct may include, but is not limited to, hacking, exploiting, ringing and intentional disconnection.

  • Unfair conduct the meaning of “benefits” Employment Law Journal March 1998 page 11 at p12.

  • Unfair conduct in relation to insurance product or service is prohibited.

  • Unfair conduct It shall be unlawful in or in connection with any transaction in interstate or foreign commerce:.

  • The effect of underpinning the Uniform Retail Tenancy Code in the Trade Practices Act would be that, in relation to actions under Part IVA of the Act (Unfair conduct): • the courts would be directed to take account of the provisions of the Code in determining the fairness of business conduct in the retail tenancy area; and • the ACCC would be able to take representative actions on behalf of retail tenants against property owners or managers operating in breach of Code provisions.

  • Under the Candidate Regulations, a candidate may appeal if they feel they have been unfairly treated through one of the following means: • Unfair practice in the conduct of the examination, assignment or assessment process.• Unfair conduct by an assessor or in application of the assessment process.

  • Unfair conduct of an employer relating to the provision of benefits, is included in section 186 of the LRA as a of form unfair labour practice.


More Definitions of Unfair conduct

Unfair conduct means an act or omission by a Member or its financial representative that significantly impairs, or is likely to significantly impair, the ability of a Client to make an informedtransactionaldecisionandincludes–
Sample 1
Unfair conduct means an act or omission by a Member or its financial representative that significantly impairs, or is likely to significantly impair, the ability of a Client to make aninformed transactional decisionand includes–
Sample 1Sample 2

Related to Unfair conduct

  • Improper Conduct means conduct which offers any obstruction to the deliberations of proper action of Council.

  • Abusive conduct means verbal, nonverbal, or physical conduct of a parent or student directed toward a school employee that, based on its severity, nature, and frequency of occurrence, a reasonable person would determine is intended to cause intimidation, humiliation, or unwarranted distress.

  • restrictive practice means forming a cartel or arriving at any understanding or arrangement among Bidders with the objective of restricting or manipulating a full and fair competition in the Bidding Process.

  • Competition or “Competitions” means any competition comprised within the Event where the winner is awarded a prize. A Competition may be comprised of one or more qualification phase/sections, runs or heats, including official training sessions. In the FIS Rules, Competitions are sometimes also referred to as “races”.

  • Unprofessional conduct means the same as that term is defined in

  • Covered Conduct means any actual or alleged act, failure to act, negligence, statement, error, omission, breach of any duty, conduct, event, transaction, agreement, service, work, misstatement, misleading statement, or other activity of any kind whatsoever from the beginning of time through the Reference Date of this Agreement (and any past, present, or future consequence of any such act, failure to act, negligence, statement, error, omission, breach of duty, conduct, event, transaction, agreement, service, work, misstatement, misleading statement, or other activity) arising from or relating in any way to (a) the availability, discovery, research, development, manufacture, packaging, repackaging, marketing, promotion, advertising, labeling, relabeling, recall, withdrawal, distribution, delivery, monitoring, reporting, supply, sale, prescribing, dispensing, physical security, warehousing, use or abuse of, or operating procedures relating to, any Product, or any system, plan, policy, procedure, or advocacy relating to any Product or class of Products, including, but not limited to, any unbranded or branded promotion, marketing, or advertising, unbranded information, patient support or assistance, educational programs, consultancy, research, or other programs, campaigns, lobbying, or grants, sponsorships, charitable donations, or other funding relating to any Product or class of Products; (b) the characteristics, properties, risks, or benefits of any Product or class of Products; (c) the monitoring, reporting, disclosure, non-monitoring, non-reporting, or non-disclosure to federal, state, or other regulators of orders for any Product or class of Products; (d) the selective breeding, harvesting, extracting, purifying, exporting, importing, applying for quota for, procuring quota for, handling, promoting, manufacturing, processing, packaging, supplying, distributing, converting, or selling of, or otherwise engaging in any activity relating to, a precursor or component of Product, including but not limited to natural, synthetic, semi-synthetic, or chemical raw materials, starting materials, finished active pharmaceutical ingredients, drug substances, or any related intermediate of Product; and/or (e) diversion control programs or suspicious order monitoring related to any Product. The foregoing is not intended to apply to claims alleging contamination of products.

  • Ethics means a set of principles governing the conduct of all persons governed by these rules.

  • Business Relation means any current or prospective client, customer, licensee, supplier, or other business relation of the Company Group, or any such relation that was a client, customer, licensee or other business relation within the prior six (6) month period, in each case, with whom Executive transacted business or whose identity became known to Executive in connection with Executive’s employment hereunder.

  • Substantial Assistance means stand-by assistance by another person without which you would not be able to safely and completely perform the ADL.

  • Prohibited conduct means bullying or cyberbullying as defined in this policy or retaliation or reprisal for asserting, alleging, reporting, or providing information about such conduct or knowingly making a false report about bullying.

  • Serious Misconduct means any misconduct identified as a ground for termination in the Motorola Code of Business Conduct, or the human resources policies, or other written policies or procedures.

  • Collusion means the unauthorized collaboration with another person in preparing written work offered for credit.

  • Anti-competitive Practice means any collusion, bid rigging or anti-competitive arrangement, or any other practice coming under the purview of The Competition Act 2002, between two or more bidders, with or without the knowledge of the Purchaser, that may impair the transparency, fairness and the progress of the procurement process or to establish bid prices at artificial, non-competitive levels;

  • collusive practices means a scheme or arrangement between two or more Bidders, with or without the knowledge of the Procuring Entity, designed to establish bid prices at artificial, non-competitive levels.

  • obstructive practices which means harming or threatening to harm, directly or indirectly, persons to influence their participation in a procurement process, or affect the execution of a contract;

  • coercive practices means harming or threatening to harm, directly or indirectly, persons, or their property to influence their participation in a procurement process, or affect the execution of a contract;

  • Abuse means one or more of the following:

  • Obstructive practice means materially impede the Bank’s or Government agencies investigation into allegations of one or more of the above mentioned prohibited practices either by deliberately destroying, falsifying, altering; or by concealing of evidence material to the investigation; or by making false statements to investigators and/or by threatening, harassing or intimidating any party to prevent it from disclosing its knowledge of matters relevant to the investigation or from pursuing the investigation; or by impeding the Bank’s rights of audit or access to information;

  • collusive practice means a scheme or arrangement between two or more Bidders, with or without the knowledge of the Purchaser, designed to establish bid prices at artificial, non- competitive levels; and

  • Intimidating, threatening, abusive, or harming conduct means, but is not limited to, conduct that does the following: