Underwriter Units definition

Underwriter Units shall have the meaning given in the Recitals hereto.
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Underwriter Units means the units issued to the IPO underwriters in a concurrent private placement at the time of the IPO. “Underwriter Warrants” means the warrants issued as part of the Underwriter Units.
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Underwriter Units means the 118,875 units issued to the Underwriters in a concurrent private placement at the time of the IPO.
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Examples of Underwriter Units in a sentence

  • In connection with the past investment banking services provided to Aldel, several of ThinkEquity’s employees own Underwriter Units.

  • Mobile homes in licensed mobile home parks shall comply with all applicable requirements as stated in the manufactured/mobile home park ordinance (chapter 74).

  • The Fund purchased 4,700,000 Stapled Securities in accordance with this agreement.On 31 July 2007, the Fund redeemed $1.4 million Underwriter Units in MacarthurCook Industrial Property Fund.

  • EmployIndy also utilizes computer‐based assessments such as Indiana Career Explorer and the Test of Adult Basic Education (TABE) to understand the career interests and education and skill levels of WorkOne participants.

  • Additionally, pursuant to FINRA Conduct Rule 5110(g), the Private Underwriter Units (and the securities underlying the same) will not be the subject of any hedging, short sale, derivative, put or call transaction that would result in the economic disposition of the securities by any person for a period of 180 days immediately following the effective date of the Registration Statement.

  • On the Option Closing Date, an aggregate of $9,090,000 shall be deposited into the Trust Fund, consisting of the proceeds from the sales of the Option Units and the Private Underwriter Units.

  • The Company has entered into a unit purchase agreement (the “Underwriter Unit Purchase Agreement”) with the Underwriters, substantially in the form filed as an exhibit to the Registration Statement, pursuant to which the Underwriter have agreed, among other things, to purchase on the Closing Date and Option Closing Date, as applicable, the Private Underwriter Units.

  • Each of the Underwriter Units are issuable upon exercise at $4.875 per Underwriter Unit under the Underwriters' Unit Purchase Option commencing June 21, 1996 until the close of business on June 21, 2000, and consists of two shares of Common Stock, one Class A Warrant and one Class B Warrant.

  • The purchase price for the Private Underwriter Units will be delivered in accordance with the terms of the Underwriter Unit Purchase Agreement.

Related to Underwriter Units

  • Offered Units shall have the meaning set forth in Section 11.1 hereof.

  • Underwriters means the underwriters named in Schedule A to the Underwriting Agreement.

  • IPO Underwriter means each Person named as an underwriter in Schedule I to the Underwriting Agreement who purchases Common Units pursuant thereto.

  • Initial Units means, with respect to any Initial Limited Partner, the aggregate number of Class A Units owned by such Initial Limited Partner as of the date of this Agreement.

  • Underwriter means a securities dealer who purchases any Registrable Securities as principal in an Underwritten Offering and not as part of such dealer’s market-making activities.

  • Underwriter Group shall have the meaning set forth in Section 9.2(b) hereof.

  • Company Underwriter has the meaning set forth in Section 4(a).

  • Selling Holders means, with respect to a specified registration pursuant to this Agreement, Holders whose Registrable Securities are included in such registration.

  • Underwriters’ Maximum Number means, for any Piggyback Registration, Demand Registration or other registration which is an underwritten registration, that number of securities to which such registration should, in the opinion of the managing underwriters of such registration in the light of marketing factors, be limited.

  • Initial Shares means a number of Registrable Securities equal to the lesser of (i) the total number of Registrable Securities and (ii) one-third of the number of issued and outstanding shares of Common Stock that are held by non-affiliates of the Company on the day immediately prior to the filing date of the Initial Registration Statement.

  • Underwritten Shelf Takedown shall have the meaning given in subsection 2.3.3.

  • General Partner Units has the meaning assigned to such term in the Partnership Agreement.

  • Participating Holders means all Holders of Registrable Securities which are proposed to be included in any offering of Registrable Securities pursuant to Section 2.1 or Section 2.2.

  • Underwritten Public Offering means an underwritten Public Offering, including any bought deal or block sale to a financial institution conducted as an underwritten Public Offering.

  • Option Units means the Common Units that the Partnership will agree to issue upon an exercise of the Over-Allotment Option.

  • Marketed Underwritten Shelf Take-Down has the meaning set forth in Section 2.02(e).

  • Registrable Securities means all of the Shares and the Warrant Shares, together with any shares of Common Stock issued or issuable upon any stock split, dividend or other distribution, recapitalization or similar event with respect to the foregoing.

  • Primary Shares means at any time the authorized but unissued shares of Common Stock or shares of Common Stock held by the Company in its treasury.

  • Underwritten Offering Notice has the meaning set forth in Section 2(b).

  • Underwritten Takedown has the meaning set forth in Section 2(d)(ii).

  • Underwritten Securities shall include the Initial Underwritten Securities and all or any portion of the Option Securities agreed to be purchased by the Underwriters as provided herein, if any. The Terms Agreement, which shall be substantially in the form of Exhibit A hereto, may take the form of an exchange of any standard form of written telecommunication between you and the Company. Each offering of Underwritten Securities through you or through an underwriting syndicate managed by you will be governed by this Agreement, as supplemented by the applicable Terms Agreement.

  • Participating Underwriter means any of the original underwriters of the Bonds required to comply with the Rule in connection with offering of the Bonds.

  • Underwritten Shelf Take-Down has the meaning set forth in Section 2.4(b).

  • Marketed Underwritten Offering means any Underwritten Offering (including a Marketed Underwritten Shelf Take-Down, but, for the avoidance of doubt, not including any Shelf Take-Down that is not a Marketed Underwritten Shelf Take-Down) that involves a customary “road show” (including an “electronic road show”) or other substantial marketing effort by the Company and the underwriters over a period of at least 48 hours.

  • Offered Securities shall have the meaning specified in Section 5.03(b)(ii)(B).