Underwriter Sales Notice definition

Underwriter Sales Notice means the notice delivered by the Underwriter to the Company and to the Transfer Agent pursuant to Section 2.3(b) in the form attached hereto as Exhibit 2.3(b).
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Underwriter Sales Notice shall have the meaning set forth in Section 2.3(b).
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Examples of Underwriter Sales Notice in a sentence

  • The Company shall credit the number of shares of Common Stock set forth in the Underwriter Sales Notice by the Settlement Date to the Company's or its designee's balance account with the DTC through its DWAC system or delivery by such other means as may be mutually agreed upon by the parties.

  • In accordance with and pursuant to Section 2.3(b) of the Underwriting Agreement, the Underwriter hereby delivers this Underwriter Sales Notice to the Company for the share amount and price indicated below.

  • The Company shall credit the number of shares of Common Stock set forth in the Underwriter Sales Notice by the Settlement Date to the Underwriter's or its designee's account with the DTC through its DWAC system or shall effect delivery by such other means as may be mutually agreed upon by the parties.

  • The Company shall credit the number of shares of Common Stock set forth in the Underwriter Sales Notice by the Settlement Date to the Company's or its designee's balance account with The Depository Trust Company ("DTC") through its Deposit and Withdrawal At Custodian ("DWAC") system or deliver such shares by such other means as may be mutually agreed upon by the parties.

  • The Company shall credit the number of shares of Common Stock set forth in the Underwriter Sales Notice by the Settlement Date to the Company's or its designee's balance account with The Depository Trust Company ("DTC") through DWAC or deliver such shares by such other means as may be mutually agreed upon by the parties.

  • The Company shall credit the ----------------------------- number of shares of Common Stock set forth in the Underwriter Sales Notice on the Settlement Date to the Underwriter's or its designee's account with the DTC through its DWAC system or shall effect delivery by such other means as may be mutually agreed upon by the Company and the Underwriter.

Related to Underwriter Sales Notice

  • Shelf Offering Notice has the meaning set forth in Section 2(d)(ii).

  • Shelf Takedown Notice shall have the meaning given in subsection 2.1.3.

  • Underwritten Shelf Take-Down Notice has the meaning set forth in Section 2.02(e).

  • Sales Notice shall have the meaning ascribed to such term in Section 2(b)(i).

  • Underwritten Offering Notice has the meaning set forth in Section 2(b).

  • Underwritten Shelf Takedown shall have the meaning given in subsection 2.3.3.

  • Shelf Takedown Request shall have the meaning set forth in Section 3.2.5(a).

  • Takedown Requesting Holder shall have the meaning given in subsection 2.3.3.

  • Underwriter means a securities dealer who purchases any Registrable Securities as principal in an Underwritten Offering and not as part of such dealer’s market-making activities.

  • Offering Notice has the meaning set forth in Section 3.1(a).

  • Selling Holders means, with respect to a specified registration pursuant to this Agreement, Holders whose Registrable Securities are included in such registration.

  • Shelf Takedown means an Underwritten Shelf Takedown or any proposed transfer or sale using a Registration Statement, including a Piggyback Registration.

  • Underwritten Shelf Take-Down has the meaning set forth in Section 2.4(b).

  • Minimum Offering Notice means a written notification, signed by Broker, pursuant to which the Broker shall represent (1) that subscriptions for the Minimum Offering have been received, (2) that, to the best of Broker’s knowledge after due inquiry and review of its records, Cash Investment Instruments in full payment for that number of Shares equal to or greater than the Minimum Offering have been received, deposited with and collected by NCPS, (3) and that such subscriptions have not been withdrawn, rejected or otherwise terminated, and (4) that the Subscribers have no statutory or regulatory rights of rescission without cause or all such rights have expired.

  • Underwriters’ Representative means the managing underwriter, or, in the case of a co-managed underwriting, the managing underwriter designated as the Underwriters' Representative by the co-managers.

  • Underwritten Takedown means an underwritten public offering of Registrable Securities pursuant to the Resale Shelf Registration Statement, as amended or supplemented.

  • Registration Notice has the meaning specified in Section 2.1(a).

  • Initiating Holder has the meaning set forth in Section 2.01(a).

  • Underwriters’ Maximum Number means, for any Piggyback Registration, Demand Registration or other registration which is an underwritten registration, that number of securities to which such registration should, in the opinion of the managing underwriters of such registration in the light of marketing factors, be limited.

  • Underwritten Demand shall have the meaning given in subsection 2.1.3 of this Agreement.

  • Initiating Holders means, collectively, Holders who properly initiate a registration request under this Agreement.

  • Demand Registration Request shall have the meaning set forth in Section 3.1.1(a).

  • Marketed Underwritten Shelf Take-Down has the meaning set forth in Section 2.02(e).

  • Requesting Holders shall have the meaning given in Section 2.1.5.

  • Requesting Holder shall have the meaning given in subsection 2.1.1.

  • Underwritten Net Cash Flow means, as of any date of determination, the excess of: (i) for the twelve (12) month period ending on such date, the sum of (A) the lesser of (1) GPR multiplied by 94.0%, and (2) Actual Rent Collections, and (B) Other Receipts; over (ii) for the twelve (12) month period ending on such date, the sum of (A) Operating Expenses, adjusted to reflect exclusion of amounts representing non-recurring expenses, (B) Underwritten Capital Expenditures and (C)