UK UCITS means a collective investment scheme authorised under section 31(1)(a) of the Financial Services and Markets Act 2000 that complies with the requirements to be a ‘UCITS scheme’ for the purposes of the Collective Investment Schemes Sourcebook (see in particular COLL 1.2.2).
UK UCITS means UK UCITS as defined in section 237(3) of the Financial Services and Markets Act 2000.
UK UCITS means a UCITS which is an authorised unit trust scheme or an authorised open-ended investment company.”;
Examples of UK UCITS in a sentence
It is possible that the Depositary and/or its delegates and sub-delegates may in the course of its or their business be involved in other financial and professional activities which may on occasion have potential conflicts of interest with the UK UCITS or a particular Sub-fund and/or other funds managed by the ACD or other funds for which the Depositary acts as the depositary, trustee or custodian.
The Depositary is established in the UK and is authorised and regulated by the FCA to act as a depositary of a UK UCITS or a UK AIF.
As explained above the Company is a UK UCITS scheme and an Umbrella Company for the purposes of the OEIC Regulations.
Following the implementation of UCITS V in the UK on 18 March 2016, all authorised UK UCITS Managers are required to comply with the UCITS V Remuneration Code from the start of their next accounting year.
Where the arrangements and procedures referred to in paragraph 37.1 involve the performance of certain activities by third parties, the ACD must comply with the requirements in SYSC 8.1.13 R (Additional requirements for a management company) and COLL 6.6A.4 R (4) to (6) (Due diligence requirements of AFMs of UK UCITS Schemes).
More Definitions of UK UCITS
UK UCITS means, in accordance with sections 236A and 237 of the Act, a collective investment scheme which may consist of several sub-funds, which is either an authorised unit trust scheme, an authorised contractual scheme, or an authorised open-ended investment company, and has identified itself as a UCITS in its prospectus and has been authorised accordingly by the FCA
UK UCITS means, in accordance with sections 236A and 237 of the Financial Services and Markets Act 2000, a collective investment scheme which may consist of several sub-funds, which is either an authorised unit trust scheme, an authorised contractual scheme, or an authorised open-ended investment company with the sole object of collective investment of capital raised from the public in transferable securities or other liquid financial assets, operating on the principle of risk-spreading, with units which are, at the request of holders, repurchased or redeemed, directly or indirectly, out of those undertakings’ assets, and which has identified itself as a UCITS in its prospectus and has been authorised accordingly by the FCA;
UK UCITS means, in accordance with sections 236A and 237 of the Financial Services and Markets Act 2000, a collective investment scheme which may consist of several sub-funds, which is either an authorised unit trust scheme, an authorised contractual scheme, or an authorised open-ended investment company with the sole object of collective investment of capital raised from the public in transferable securities or other liquid financial assets, operating on the principle of risk- spreading, with units which are, at the request of holders, repurchased or redeemed, directly or indirectly, out of those undertakings’ assets, and which has identified itself as a UCITS in its prospectus and has been authorised accordingly by the FCA; “Unit” or “Units” a unit or units in the Trust; “Unitholder” a holder of registered Units in the Trust; “Valuation Point” the point, on a Dealing Day whether on a periodic basis or for a particular valuation, at which the Manager carries out a valuation of the Scheme Property for the Trust for the purpose of determining the price at which Units of a Class may be issued, cancelled or redeemed. The current Valuation Point is 12 noon London time on each Dealing Day; “VAT” value added tax;
UK UCITS means a UCITS which is authorised as such by the FCA under Part 17 of FSMA or under the Financial Services and Markets Act 2000 (Open Ended Investment Company) Regulations 2001 (SI 2001/1228) (as amended).
UK UCITS means, in accordance with sections 236A and 237 of the Financial Services and Markets Act 2000, a collective investment scheme which may consist of several sub-funds, which is either an authorised unit trust scheme, an authorised contractual scheme, or an authorised open-ended investment company with the sole object of collective investment of capital raised from the public in transferable securities or other liquidfinancial assets, operating on the principle of risk-spreading,with units which are, at the request of holders, repurchased or redeemed, directly or indirectly, out of those undertakings’ assets, and which has identified itself as a UCITS in its prospectus and has been authorised accordingly by the FCADIRECTORYAddresses of: THE COMPANY IFSL RC BROWN OEIC REGISTERED OFFICEHEAD OFFICE and address for service of noticesMarlborough House 59 Chorley New RoadBolton, BL1 4QPMarlborough House 59 Chorley New RoadBolton, BL1 4QP THE AUTHORISED CORPORATE DIRECTOR INVESTMENT FUND SERVICES LIMITED(Authorised and regulated by the Financial Conduct Authority) REGISTERED OFFICEHEAD OFFICE and address for service of noticesMarlborough House 59 Chorley New RoadBolton, BL1 4QPMarlborough House 59 Chorley New RoadBolton, BL1 4QP THE DEPOSITARY & CUSTODIAN HSBC Bank plc(Authorised by the Prudential Regulation Authority and regulated by the Financial Conduct Authority and the Prudential Regulation Authority) REGISTERED OFFICEHEAD OFFICE8 Canada SquareLondon, E14 5HQ8 Canada SquareLondon, E14 5HQ INVESTMENT MANAGER RC BROWN INVESTMENT MANAGEMENT PLC(Authorised and regulated by the Financial Conduct Authority)(Meon Capital Management is a trading name of RC Brown Investment Management PLC) HEAD OFFICE1 The SquareTemple Quay Bristol, BS1 6DG REGISTRAR AND ADMINISTRATOR INVESTMENT FUND SERVICES LIMITED(Authorised and regulated by the Financial Conduct Authority) REGISTERED OFFICEHEAD OFFICEMarlborough House59 Chorley New Road Bolton, BL1 4QPMarlborough House59 Chorley New Road Bolton, BL1 4QPAUDITOR Ernst & Young LLP REGISTERED OFFICEAtria One144 Morrison Street Edinburgh, EH3 8EXTHE COMPANY
UK UCITS means a collective investment scheme authorised under section 31(1)(a) of the Financial Services and Markets Act 2000 that complies with the requirements to be a “UCITS scheme” for the purposes of the Collective Investment Schemes Sourcebook (see in particular COLL 1.2.2). 7.21 “Collective investment scheme” has the meaning given by section 235 of the Financial Services and Markets Act 2000. 7.22 (The FCA also authorise collective investment schemes as Qualified Investor Schemes (QIS) but these do not qualify for the ISA.) 7.23 to 7.27 Blank
UK UCITS means a UCITS which is established in the United Kingdom; “unit-holders” means—