UBS Global Americas definition

UBS Global Americas has entered into a Management Agreement dated April 1, 2006 ("Management Agreement"), with UBS PACE Select Advisors Trust ("Trust"), an open-end management investment company registered under the Investment Company Act of 1940, as amended ("1940 Act"), with respect to UBS PACE Small/Medium Co Growth Equity Investments ("Portfolio"); and
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Examples of UBS Global Americas in a sentence

  • Any notice herein required is to be in writing and is deemed to have been given to the Sub-Adviser or UBS Global Americas upon receipt of the same at their respective addresses set forth below.

  • The Sub-Adviser shall not be responsible for any expenses incurred by the Trust, the Portfolio or UBS Global Americas.

  • UBS Global Americas hereby appoints the Sub-Adviser as an investment sub-adviser with respect to the Portfolio or Segment for the period and on the terms set forth in this Agreement.

  • All notices provided to UBS Global Americas will be sent to the attention of its General Counsel.

  • UBS Global Americas hereby appoints the Sub-Adviser as an investment sub-adviser with respect to the Portfolio for the period and on the terms set forth in this Agreement.

  • UBS Global Americas agrees to provide to the Sub-Adviser copies of the Trust's Trust Instrument, By-Laws, Registration Statement, written instructions and directions of the Board and UBS Global Americas, and any amendments or supplements to any of these materials as soon as practicable after such materials become available; and further agrees to identify to the Sub-Adviser in writing any broker-dealers that are affiliated with UBS Global Americas (other than UBS Financial Services Inc.).

  • UBS Global Americas recognizes that in some cases this procedure may adversely affect the results obtained for the Portfolio or Segment.

  • In no instance will portfolio securities be purchased from or sold to UBS Global Americas or the Sub-Adviser, or any affiliated person thereof, except in accordance with the federal securities laws and the rules and regulations thereunder.

  • UBS Global Americas accepts such appointment and agrees to render the services herein set forth, for the compensation herein provided.

  • UBS Global Americas will determine from time to time what securities and other investments will be purchased, retained or sold by each Series.

Related to UBS Global Americas

  • Citigroup means Citigroup Global Markets Inc.

  • Citicorp has the meaning specified in the preamble to this Agreement.

  • Xxxxx Fargo Securities means Xxxxx Fargo Securities, LLC.

  • Deutsche Bank means Deutsche Bank AG and its affiliated companies, as the context requires.

  • Goldman Sachs means Goldman Sachs & Co. LLC.

  • Mizuho means Mizuho Bank, Ltd.

  • Barclays means Barclays Bank PLC.

  • Macquarie means Macquarie Group Limited.

  • Barclays Capital means Barclays Capital, the investment banking division of Barclays Bank PLC.

  • Natixis means Natixis Real Estate Capital LLC and its successors in interest.

  • UBS shall have the meaning assigned to such term in the preamble to this Agreement.

  • PLC means Programmable Logic Controller;

  • MUFG means MUFG Bank, Ltd.

  • North America means the United States of America and Canada.

  • Goldman means Xxxxxxx, Sachs & Co.

  • Asset management means a systematic process of operating and maintaining the state system of

  • Citi shall have the meaning assigned to such term in the preamble to this Agreement.

  • LLC means Limited Liability Company.

  • Credit Suisse means Credit Suisse AG, Cayman Islands Branch.

  • CGMI means Citigroup Global Markets Inc.

  • Capital One means Capital One, National Association.

  • Additional Financial Centre(s means the city or cities specified as such in the relevant Final Terms;

  • Outside North America For holders located outside North America, present the certificates(s) and/or document(s) that require a guarantee to a local financial institution that has a corresponding Canadian or American affiliate which is a member of an acceptable Medallion Signature Guarantee Program. The corresponding affiliate will arrange for the signature to be over-guaranteed. OR The signature(s) of the transferor(s) must correspond with the name(s) as written upon the face of this certificate(s), in every particular, without alteration or enlargement, or any change whatsoever. The signature(s) on this form must be guaranteed by an authorized officer of Royal Bank of Canada, Scotia Bank or TD Canada Trust whose sample signature(s) are on file with the transfer agent, or by a member of an acceptable Medallion Signature Guarantee Program (STAMP, SEMP, NYSE, MSP). Notarized or witnessed signatures are not acceptable as guaranteed signatures. The Guarantor must affix a stamp bearing the actual words: “SIGNATURE GUARANTEED”, “MEDALLION GUARANTEED” OR “SIGNATURE & AUTHORITY TO SIGN GUARANTEE”, all in accordance with the transfer agent’s then current guidelines and requirements at the time of transfer. For corporate holders, corporate signing resolutions, including certificate of incumbency, will also be required to accompany the transfer unless there is a “SIGNATURE & AUTHORITY TO SIGN GUARANTEE” Stamp affixed to the Form of Transfer obtained from an authorized officer of the Royal Bank of Canada, Scotia Bank or TD Canada Trust or a “MEDALLION GUARANTEED” Stamp affixed to the Form of Transfer, with the correct prefix covering the face value of the certificate.