UBS Financial Services definition

UBS Financial Services means UBS Financial Services Inc., its successor firms, subsidiaries, correspondents or affiliates, or employees. “Property” means all securities, including but not limited to monies, stocks, options, bonds, notes, futures, contracts, commodities, certificates of deposit and other obligations, contracts or securities. Applicable Rules and Regulations
UBS Financial Services. Inc.” means UBS Financial Services Inc. and its successors.
UBS Financial Services means UBS Financial Services Inc., its successor firms, subsidiaries, correspondents or affiliates, or employees. “Property” means all securities, including but not limited to monies, stocks, options, bonds, notes, futures, contracts, commodities, certificates of deposit and other obligations, contracts or securities. Applicable Rules and Regulations 2. All transactions for me shall be subject to the constitution, rules, regulations, bylaws, interpretations, customs and usages of the exchange or market and its clearing house, if any, where the transactions are executed. Such transactions are also subject, where applicable, to the provisions, rules and regulations of the Securities and Exchange Commission, the Commodity Futures Trading Commission, the Board of Governors of the Federal Reserve System in existence at this time and as later amended and supplemented. Amendment or Waiver 3. I agree that you may change the terms of this agreement at any time upon prior written notice to me. By continuing to accept the services offered by you, I indicate to you my acceptance of these changes. If I do not accept the changes, I must notify you in writing of my refusal and my account will be cancelled. However, I will remain liable for any outstanding Debits and/or Charges on my account.

Examples of UBS Financial Services in a sentence

  • Lehman principal protection notesFrom March 2007 through September 2008, UBS Financial Services Inc.

  • Baird & Co. Incorporated Ross, Sinclaire & Associates LLC Siebert, Cisneros, Shank & Co. LLC Stern Brothers & Co. UBS Financial Services Inc.

  • Puerto RicoIn 2011, a purported derivative action was filed on behalf of the Employee Retirement System of the Commonwealth of Puerto Rico (" System") against over 40 defendants, including UBS Financial Services Inc.

  • Lehman principal protection notes From March 2007 through September 2008, UBS Financial Services Inc.

  • Approve Certification And Agreement Of Government For UBS Financial Services, Inc.

  • Advisers at UBS Financial Services help retail customers with personal investment decisions.

  • Access to financial planning/counseling is available through UBS Financial Services and is paid for by UC Health.

  • All investment funds managed by outside managers (with the exception of funds under trustee control) are controlled from a custodial account with UBS Financial Services.

  • For example, approximately one in seven advisers at UBS Financial Services have been reprimanded for nancial misconduct.

  • Its operations include a UBS AG branch office headquartered in Stamford, Connecticut; UBS Bank USA, a federally regulated bank chartered in Utah; three broker-dealers registered with the SEC, UBS International Inc., UBS Financial Services, Inc., and UBS Services LLC; and a variety of other businesses including UBS Fiduciary Trust Company in New Jersey; UBS Real Estate Securities Inc.


More Definitions of UBS Financial Services

UBS Financial Services. AS CUSTODIAN FBO CHARLES G. PHILLIPS ROLLOVER IRA By: /S/ CHARLES PHILLIPS -------------------------------------- Name: Charles Phillips Title: Signature Page to Subordination Agreement CERTIFICATE OF ACKNOWLEDGMENT STATE OF NEW YORK ) ) ss.: COUNTY OF NEW YORK ) On this 28th day of April, 2005, before me, the undersigned notary public, personally appeared Charles Phillips, proved to me throxxx xxxxxxxxxxxx evidence of identification, which were New York drivers license, to be the person whose name is signed on the preceding or attached document, and acknowledged to me that (he) (she) signed it voluntarily for its stated purpose (as ____________ for ____________________, a ________________________). /S/ JULIA SPIVACK --------------------------------------------- (official signature and seal of notary) My commission expires: JULIA SPIVACK Notary Public, State of New York No. 02SP6121041 Qualified in Kings County Commission Expires Jan. 3, 2009 Subordination Agreement By: /S/ ELI WACHTEL ------------------------------------------ Eli Wachtel Signature Page to Subordination Agreement CERTIFICATE OF ACKNOWLEDGMENT STATE OF NEW YORK ) ) ss.: COUNTY OF NEW YORK ) On this 26th day of April, 2005, before me, the undersigned notary public, personally appeared Eli Wachtel, proved to me through xxxxxxxxxxxy evidence of identification, which were U.S. passport, to be the person whose name is signed on the preceding or attached document, and acknowledged to me that (he) (she) signed it voluntarily for its stated purpose ____________ ____________________, ________________________). /S/ JANICE C. ABRAHAMSON --------------------------------------------- (official signature and seal of notary) My commission expires: JANICE C. ABRAHAMSON Notary Public State of New York No. 31-4731673 Qualified in New York County Commission Expires Nov. 30, 2006 Subordination Agreement WLSS CAPITAL PARTNERS, LLC By: /S/ WAYNE S. MILLER ------------------------------------------ Name: Wayne S. Miller Title: Member Signature Page to Subordination Agreement CERTIFICATE OF ACKNOWLEDGMENT STATE OF NEW YORK ) ) ss.: COUNTY OF NEW YORK ) On this 27th day of April, 2005, before me, the undersigned notary public, personally appeared Wayne S. Miller, proved to me throuxx xxxxxxxxxxxy evidence of identification, which were New York driver's license, to be the person whose name is signed on the preceding or attached document, and acknowledged to me that (he) (she) signed it voluntarily for its stated pu...
UBS Financial Services means (other than as provided in the sections

Related to UBS Financial Services

  • Financial Services means any service of a financial nature, including (but not limited to) —

  • Special Services means all forms of services pertaining

  • Financial Services Provider means any Lender and any other provider of financial services or products;

  • financial service means a service of a financial nature, including insurance, and a service incidental or auxiliary to a service of a financial nature;

  • Commercial Services means any waste management service, relating or connected to accumulating, collecting, managing, recycling, sorting, storing, treating, transporting, disposing, buying or selling of waste or any other manner of handling waste excluding services rendered by the municipality;

  • Financial Services Business for purposes of this Unit Agreement shall mean the business of banking, including deposit, credit, trust and investment services, mortgage banking, asset management, and brokerage and investment banking services. (C) The term "Managerial Responsibilities" for purposes of this Unit Agreement shall mean managerial and supervisory responsibilities and duties that are substantially the same as that Grantee is performing for SunTrust or a SunTrust Affiliate on the date of this Unit Agreement. (D) The term "SunTrust Affiliate" for purposes of this Unit Agreement shall mean any corporation which is a subsidiary corporation (within the meaning of §424(f) of the Code) of SunTrust except a corporation which has subsidiary corporation status under §424(f) of the Code exclusively as a result of SunTrust or a SunTrust Affiliate holding stock in such corporation as a fiduciary with respect to any trust, estate, conservatorship, guardianship or agency. (E) The term "Territory" for purposes of this Unit Agreement shall mean the states of Alabama, Florida, Georgia, Maryland, North Carolina, South Carolina, Tennessee, Virginia, and the District of Columbia, which are the states and Territories in which SunTrust has significant operations on the date of this Unit Agreement. (F) "Trade Secret" for purposes of Unit Agreement shall mean information, including, but not limited to, technical or nontechnical data, a formula, a pattern, a compilation, a program, a device, a method, a technique, a drawing, a process, financial data, financial plans, product plans, or a list of actual or potential customers or suppliers that: (i) derives economic value, actual or potential, from not being generally known to, and not being readily ascertainable by proper means by, other persons who can obtain economic value from it is disclosure or use, and (ii) is the subject of reasonable efforts by SunTrust or a SunTrust Affiliate to maintain its secrecy.

  • LLC means Limited Liability Company.

  • Information Services means the Municipal Securities Rulemaking Board’s Electronic Municipal Market Access System; or, such other services providing information with respect to called municipal obligations as the District may specify in writing to the Paying Agent or as the Paying Agent may select.

  • BPO Services means Provider’s business process outsourcing services described in the applicable Solution Exhibit, whereby Provider assumes responsibility for Customers’ business processes.

  • Goldman Sachs means Goldman, Sachs & Co.

  • Sales finance company means that term as defined in section 2 of the motor vehicle sales finance act, MCL 492.102.

  • Beta Services means Xxxxxx services or functionality that may be made available to Customer to try at its option at no additional charge which is clearly designated as beta, pilot, limited release, developer preview, non-production, evaluation, or by a similar description.

  • financial service provider means a person engaged in the business of providing financial services in terms of authorisation issued or registration granted by a financial sector regulator;

  • Academies Financial Handbook means the DfE’s financial handbook for Academies in force from time to time;

  • Financial Management Manual means the Financial Management Manual, referred to in paragraph B of Schedule 4 to this Agreement, that sets out the financial and accounting arrangements for Implementing Partners and the Recipient’s entities, in form and substance satisfactory to the Association;

  • Financial Products “Development Services”; “Target Market”; “Investment Areas”; and “Targeted Populations” have the meanings ascribed to such terms in 12 C.F.R. 1805.104.

  • financial holding company means a financial holding company as defined in point (20) of Article 4(1) of Regulation (EU) No 575/2013;

  • financial service supplier means any natural or juridical person of a Party wishing to supply or supplying financial services but the term “financial service supplier” does not include a public entity;

  • Asset Management Plan means a plan created by the department and approved by the state transportation commission or a plan created by a local road agency and approved by the local road agency's governing body that includes provisions for asset inventory, performance goals, risk of failure analysis, anticipated revenues and expenses, performance outcomes, and coordination with other infrastructure owners.

  • Storage Services means any Services which offer you storage capacity on the network for storage of content which you access from us.

  • Healthcare services means services or goods provided for

  • Banking Services means each and any of the following bank services provided to the Borrower or any Subsidiary by any Lender or any of its Affiliates: (a) credit cards for commercial customers (including, without limitation, commercial credit cards and purchasing cards), (b) stored value cards and (c) treasury management services (including, without limitation, controlled disbursement, automated clearinghouse transactions, return items, overdrafts and interstate depository network services).

  • Administration Services means the services required for the effective and efficient administration of Bonitas and includes, but are not necessarily limited to, member record management, contribution management, benefit option management, claims processing and management, management of members’ personal, claims and financial information and any other services that are required for the administration of Bonitas;

  • CAISO Global Resource ID means the number or name assigned by the CAISO to the CAISO- Approved Meter.

  • Data Services The Customer will receive a discount equal to 25% for the following Data Services: Access: Standard VBS2 Guide local loop charges for DS-1 Access and DS-3 Access Service.

  • Barclays Capital is a reference to Barclays Capital, the investment banking division of Barclays Bank PLC;