transferable securities definition

transferable securities means those classes of securities which are negotiable on the capital market, with the exception of instruments of payment, such as:

transferable securities means shares in companies and other securitiesequivalent to shares in companies, bonds and other forms of securitised debt, and any other negotiable securities which carry the right to acquire any such Transferable Securities by subscription or exchange other than techniques and instruments utilised for efficient portfolio management;

transferable securities means the following classes of securities which are negotiable on the capital market, with the exception of instruments of payment:

Examples of transferable securities in a sentence

• The Management Company may, subject to the approval of the FMA, resolve to merge a Sub-Fund with another Sub-Fund of this UCITS or of another Undertaking for Collective Investments of Transferable Securities, independent of its legal form and irrespective of whether or not such other UCITS has its registered office in Liechtenstein.

• Save where otherwise permitted by the European Communities (Undertakings for Collective Investment in Transferable Securities) Regulations, 2011 (S.I. No. 352 of 2011), the Sub-Fund shall only invest in securities and FDI which are listed or traded on Regulated Markets.

• The legal relationships between the investors and the management company shall follow the law of June 28, 2011 regarding specific Undertakings for Collective Investment in Transferable Securities (UCITSG) and the regulation of July 5, 2011 regarding specific Undertakings for Collective Investment in Transferable Securities (UCITSV) and, if no regulations are provided there, according to the provisions of the Persons and Company Law (PGR) regarding the trusteeship.

• The legal relationship between the investors and the management company is gov- erned by the Act dated June 28, 2011, on Certain Undertakings for Collective Invest- ment in Transferable Securities (UCITSA) and the Ordinance dated July 5, 2011, on Cer- tain Undertakings for Collective Investment in Transferable Securities (UCITSO) and, if a matter is not regulated there, by the provisions related to trusts in the Persons and Companies Act (PGR).

• The trust agreement: Preamble The UCITS is a legally dependent undertaking for collective investment in transferable securities of the open-ended type and is subject to the Act dated June 28, 2011, on Certain Undertakings for Collective Investment in Transferable Securities (hereinafter: UCITSA).

More Definitions of transferable securities

transferable securities means:

transferable securities means transferable securities as defined in Article 4(1)(44) of Directive 2014/65/EU;

transferable securities means (i) shares in companies and other securities equivalent to shares in companies; (ii) bonds and other forms of securitised debt; (iii) any other negotiable securities which carry the right to acquire any such transferable securities by subscription or exchange, excluding techniques and instruments used for efficient portfolio management purposes.

transferable securities means transferable securities as defined in Article 2(1)(n) of Directive 2009/65/EC;

transferable securities means shares and other securities equivalent to shares, bonds and other debt instruments, and any other negotiable securities which carry the right to acquire any such transferable securities by subscription or exchanges, with the exclusion of techniques and instruments.

transferable securities means transferable securities as defined in Article 2(1)(n) of Directive 2009/65/EC and instruments as referred to in Article 2(1) of Directive 2007/16/EC;

transferable securities means anything which is a transferable security for the purposes of Directive 2004/39/EC of the European Parliament and of the Council on markets in financial instruments.”.