TRANSFER AGENT SERVICES definition

TRANSFER AGENT SERVICES. FEE SCHEDULE at June 10, 2010 – Rochdale Investment Trust (Continued) Special Reports All reports and/or analyses requested by the Funds’ auditors, legal counsel, Advisor, or any regulatory agency having jurisdiction over the Funds, that are not in the normal course of administrative or transfer agency activities as specified in this Agreement or are not required to clarify standard reports generated by U.S. Bancorp Fund Services, LLC, shall be subject to an additional charge and agreed upon in advance. Custom Programming All custom programming requests to be used by U.S. Bancorp Fund Services, LLC, the Advisor or any regulatory agency, to be made to U.S. Bancorp Fund Services, LLC’s transfer agency system shall be subject to an additional charge, agreed upon in advance. Fees are billed monthly. CHIEF COMPLIANCE OFFICER-SUPPORT SERVICES FEE SCHEDULE at June 10, 2010 Chief Compliance Officer Support Services U.S, Bancorp provides support to the Chief Compliance Officer (CCO) of each fund serviced either by U.S. Bancorp Fund Services, LLC or Quasar Distributors, LLC. Indicated below are samples of functions performed by USBFS in this CCO support role: • Business Line Functions Supported • Fund Administration and Compliance • Transfer Agent and Shareholder Services • Fund Accounting • Custody Services • Securities Lending Services • Distribution Services • Daily Resource to Fund CCO, Fund Board, Advisor • Provide USBFS/USB Critical Procedures & Compliance Controls • Daily and Periodic Reporting • Periodic CCO Conference Calls • Dissemination of Industry/Regulatory Information • Client & Business Line CCO Education & Training • Due Diligence Review of USBFS Service Facilities • Quarterly USBFS Certification • Board Meeting Presentation and Board Support • Testing, Documentation, Reporting • $____ per service per year Fees are billed monthly. *Subject to annual CPI increase, Milwaukee MSA. June 2010
Sample 1

Examples of TRANSFER AGENT SERVICES in a sentence

  • Xxxxxx Title: Title: Trustee SCHEDULE IV: TRANSFER AGENT SERVICES SCHEDULE BBH&Co. shall perform the following transfer agency services for the Trust and, where applicable, the Trust’s Funds.

  • AMENDMENT TO AGREEMENT FOR FUND ACCOUNTING SERVICES, TRANSFER AGENT SERVICES AND CUSTODY SERVICES BETWEEN THE PERFORMANCE FUNDS AND FBR NATIONAL BANK & TRUST Effective April 1, 2001, the following amendments are hereby made to the Agreement for Fund Accounting Services, Transfer Agent Services and Custody Services dated July 31, 1998 by and between The Navellier Performance Funds and Rushmore Trust and Savings, FSB.

  • Xxxxx, Secretary (SEAL) (SEAL) AMENDMENT TO TRANSFER AGENT SERVICES AGREEMENT ---------------------------------------------- This AGREEMENT, dated as of the 21st day of December, 1995 made by and between CT&T FUNDS, a Delaware business trust (the "Trust") operating as an open-end management investment company registered under the Investment Company Act of 1940, as amended, duly organized and existing under the laws of the State of Delaware and FUND/PLAN SERVICES, INC.

  • FEES TRANSFER AGENT SERVICES FEE SCHEDULE PREPARED FOR [ ] Schedule D to the Transfer Agent Agreement by and between The Advisors' Inner Circle Fund and UMB Fund Services, Inc.

  • THIS SERVICE AGREEMENT FOR TRANSFER AGENT SERVICES (this “Agreement”) between Stone Harbor Emerging Markets Total Income Fund, a business trust organized and existing under the laws of the Commonwealth of Massachusetts (“Client”) and Computershare Shareowner Services, LLC , a New Jersey limited liability company (“Agent”), is dated as of .

  • Xxxxxxxx Name: Secretary Title: Managing Director Title: Secretary Date: 9/29/2014 Date: 9/29/2014 SCHEDULE IV: TRANSFER AGENT SERVICES SCHEDULE BBH&Co. shall perform the following transfer agency services for the Fund and, where applicable, the Fund’s Portfolios.

  • Xxxxxxxxxx Title: Partner Title: President SCHEDULE IV: TRANSFER AGENT SERVICES SCHEDULE BBH&Co. shall perform the following transfer agency services for the Fund and, where applicable, the Fund’s Portfolios.

  • XxXxxxx Name: Xxxxx Xxxx Title: Managing Director Title: President SCHEDULE IV: TRANSFER AGENT SERVICES SCHEDULE BBH&Co. shall perform the following transfer agency services for the Fund and, where applicable, the Fund’s Portfolios.

  • Xxxxxxxxxx Title: Title: President SCHEDULE IV: TRANSFER AGENT SERVICES SCHEDULE BBH&Co. shall perform the following transfer agency services for the Fund and, where applicable, the Fund’s Portfolios.

  • FIRSTAR MUTUAL FUND SERVICES, LLC By:______________________________ By: ________________________________ Title: __________________________ Title:______________________________ TRANSFER AGENT SERVICES ANNUAL FEE SCHEDULE EXHIBIT A Separate Series of Ohio National Fund, Inc.

Related to TRANSFER AGENT SERVICES

  • Investment Services means the Investment Services under the Company’s CIF license which can be found in the document “Company Information”.

  • Payment Services means such Services as We provide in relation to payments into and out of Your Account.

  • Investment Management Services means any services which involve: (i) the management of an investment account or Fund (or portions thereof or a group of investment accounts or Funds); (ii) the giving of advice with respect to the investment and/or reinvestment of assets or funds (or any group of assets or funds); or (iii) otherwise acting as an “investment adviser” within the meaning of the Investment Advisers Act of 1940, as amended, including, without limitation, in each of the foregoing cases, performing activities related or incidental thereto.

  • Procurement Services shall refer to a business unit of OGS, formerly known as New York State Procurement (“NYSPro”) and Procurement Services Group (“PSG”).

  • Replacement Services means any services which are substantially similar to any of the Services and which the Customer receives in substitution for any of the Services following the Call Off Expiry Date, whether those services are provided by the Customer internally and/or by any third party;

  • Merchant Services means services provided to merchants relating to the authorization, transaction capture, settlement, chargeback handling and internet-based transaction processing of credit, debit, stored-value and loyalty card and other payment transactions (including provision of point of service devices and other equipment necessary to capture merchant transactions and other ancillary services).

  • Client services means services provided directly to agency

  • Administration Services means the services required for the effective and efficient administration of Bonitas and includes, but are not necessarily limited to, member record management, contribution management, benefit option management, claims processing and management, management of members’ personal, claims and financial information and any other services that are required for the administration of Bonitas;

  • Case management services means planned referral, linkage, monitoring and support, and advocacy provided in partnership with a consumer to assist that consumer with self sufficiency and community tenure and take place in the individual’s home, in the community, or in the facility, in accordance with a service plan developed with and approved by the consumer and qualified staff.

  • Management Services means the services specified in sub-clauses 3.1 to 3.8 as indicated affirmatively in Boxes 5 to 12.

  • Development Services “Target Market”; “Investment Areas”; and “Targeted Populations” have the meanings ascribed to such terms in 12 C.F.R. 1805.104.

  • Cash Management Services means any cash management or related services including treasury, depository, return items, overdraft, controlled disbursement, merchant store value cards, e-payables services, electronic funds transfer, interstate depository network, automatic clearing house transfer (including the Automated Clearing House processing of electronic funds transfers through the direct Federal Reserve Fedline system) and other cash management arrangements.

  • Custodial Services means the safekeeping and management of an

  • Inpatient services means services provided to you as an admitted inpatient in a recognised private or public hospital for treatment that is in an included clinical category, has a Medicare item number allocated and a Medicare benefit is payable.

  • Outpatient services means those services rendered in a practitioner’s office or in the department of an approved facility where services are rendered to persons who have not had an overnight stay and are not charged for room and board.

  • Management Services Agreement has the meaning set forth in Section 2.1(d).

  • Custodial Care means help in transferring, eating, dressing, bathing, toileting and other such related activities. Custodial care does not include Covered Services determined to be Medically Necessary.

  • Outplacement Services means professional outplacement services determined by the Employer to be suitable to the Executive’s position. The maximum amount that the Employer will pay for such services is set forth on the first page of the Agreement. The outplacement services shall be made available until the earlier of (i) such time as the aggregate cost to the Employer of the outplacement services reaches the maximum amount specified on the first page of the Agreement, and (iii) the date on which the Executive obtains another full-time job. The Employer will not pay the Executive cash in lieu of professional outplacement services.

  • Beta Services means Xxxxxx services or functionality that may be made available to Customer to try at its option at no additional charge which is clearly designated as beta, pilot, limited release, developer preview, non-production, evaluation, or by a similar description.

  • audit services means the professional services rendered by the Corporation’s external auditor for the audit and review of the Corporation’s financial statements or services that are normally provided by the external auditor in connection with statutory and regulatory filings or engagements;

  • Management Services Agreements means, collectively, (i) the Management Services Agreement, dated as of August 4, 2020, by and between Peabody Investments Corp. and each of the Client Companies listed on the signature page thereto and (ii) the Management Services Agreement, dated as August 4, 2020, by and between Peabody Energy Australia Pty Ltd and each of the Client Companies listed on the signature page thereto, in each case, as amended, modified or replaced from time to time so long as the amended, modified or new arrangements, taken as a whole at the time such arrangements are entered into, are not materially less favorable to the Main Issuer and its Subsidiaries than those in effect on the Issue Date.

  • Administrative Services means the provision to the Fund, by or at the expense of the Manager, of the following:

  • Portfolio Management Services means management of the investment and reinvestment of the assets belonging to the Series, consisting specifically of the following: