Trading Window definition

Trading Window means a trading period for trading in Company‘s Securities as specified by the Company from time to time
Trading Window means trading period for trading in the Company’s Securities. All days shall be the trading periods except when trading window is closed;
Trading Window means the window available for Trading in the Securities of the Company.

Examples of Trading Window in a sentence

  • An exception to this rule applies when pre-clearance is requested for a transaction in WHG stock during an open Trading Window, in which case the pre-clearance remains effective throughout the Trading Window and expires when either the requested number of shares has been executed or the Trading Window closes.

  • In addition, you acknowledge receipt of the Company’s Insider Trading and Trading Window Policy.

  • Any profits realized by an Access Person on trades made in violation of Section 3(C) of this Code (the Seven Day Trading Window) shall be disgorged.

  • Transactions in an officer’s profit sharing or 401(k) account, or in index funds or other baskets of securities that include Legg Mason Securities, are not subject to the Trading Window restriction.

  • The CCO will make a determination on such trading on a case by case basis.(4) Your Trading Window MIMAK pre-clearance is valid for the day of request only and shall be deemed to expire at the close of regular trading on the principal trading market for the security involved.


More Definitions of Trading Window

Trading Window means the trading period of the stock exchanges which is available for trading in the Company’s securities;
Trading Window means a trading period for trading in the Company's Securities as specified by the Company from time to time in Clause 9 of this Code.
Trading Window means a trading period for trading in the Company's Securities as specified by the Company from time to time. All days shall be the Trading Period except those days specified in this Code hereunder.
Trading Window means the period during which Trading in the Securities of the Company is permitted by those governed by this Code.
Trading Window means the period during which, trading in the Company’s shares by insiders shall be permissible.
Trading Window means the period determined by the Compliance Officer, within which the Designated Persons are permitted to Trade; and