Trading Policies definition

Trading Policies means the trading policies of the Exchange, as posted on the Website and in effect and amended from time to time;
Sample 1Sample 2Sample 3
Trading Policies means, collectively, the Company’s Policy Regarding Stock Trading By Officers, Directors and other Designated Employees, the Company’s Policy Against Trading on the Basis of Inside Information, and any similar or successive policy or policies of the Company governing transactions in the Company’s securities by the Company’s employees, officers and directors.
Sample 1Sample 2Sample 3
Trading Policies means Policies applicable to Trading generally or to particular products and/or markets, including without limitation approval of products, establishing market, credit, liquidity, legal, regulatory and operational risk limits, determining methodologies, establishing trading limits, maintaining appropriate organizational integrity, establishing appropriate business controls, approving counterparties and criteria for counterparties, defining acceptable or required Policies and instruments for hedging, approving practices and procedures for Policy violations, and establishing Policies for utilizing brokers and clearing houses, accounting and reporting practices, and trading limits.
Sample 1Sample 2Sample 3

Examples of Trading Policies in a sentence

  • Unless expressly stated otherwise in writing, all Contracts and other transactions entered into between XXXXX.xxx and Customer shall be governed by the terms of this Customer Agreement, as amended from time to time (including, without limitation, XXXXX.xxx’s Trading Policies and Procedures).

  • Before you can place an Order with XXXXX.xxx, you must complete the Customer Account Application and read, complete and sign the Customer Agreement, including the Risk Disclosure Statement, Secondary Risk Disclosure Statement and these Trading Policies and Procedures and all applicable addenda.

  • It is your responsibility as Customer to carefully read these Trading Policies and Procedures and to inform XXXXX.xxx of any questions or objections that you may have regarding them before entering each and every trading Order.

  • Terms capitalized in these Trading Policies and Procedures are defined in the Glossary as found on xxx.xxxxx.xxx/xx-xx/xxxxxxxxx/xxxxxxxx/.

  • In entering your trading Orders with XXXXX.xxx, you agree, represent, warrant and certify that you understand and accept these Trading Policies and Procedures, as they are set forth here and as may be amended from time to time by XXXXX.xxx as posted to XXXXX.xxx’s website, in its sole discretion, and you agree to comply with these Trading Policies and Procedures as currently in effect at any time.

  • Notwithstanding the provisions of this Paragraph, Customer acknowledges, understands and agrees that all non-market orders are accepted by XXXXX.xxx and undertaken on a “best-efforts basis” in accordance with the relevant provisions of the Trading Policies and Procedures, as amended from time to time.

  • Details regarding designation of a base currency are provided on our website in the Account Application Form or in the Trading Policies and Procedures.

  • Notwithstanding the provisions of this Paragraph, Customer acknowledges, understands and agrees that all non-market orders are accepted by XXXXX.XXX and undertaken on an “best-efforts basis” in accordance with the relevant provisions of the Trading Policies and Procedures, as amended from time to time.

  • The Trading Policies, as amended from time to time, shall prevail in the event of any conflict or inconsistency between the application or interpretation of any provision of this Member Agreement and the application or interpretation of the Trading Policies.

  • Nevertheless, PSX may, in its discretion, waive in writing any requirement of this Agreement or the related provision in the Trading Policies, subject to any required regulatory approval.


More Definitions of Trading Policies

Trading Policies means the Exchange’s trading policies as amended from time to time.
Sample 1
Trading Policies means those trading policies (including, without limitation, in respect of the level of speculative trading conducted by the relevant member of the Group) from time to time agreed by the Board in accordance with the requirements of paragraph 2(D) of Schedule 3 (Covenants);
Sample 1
Trading Policies means the Company's Statement of Trading, dated March 22, 1999.
Sample 1
Trading Policies means, collectively, the Company’s Statement of Company Policy Regarding Insider Trading and any similar or successive policy or policies of the Company governing transactions in the Company’s securities by the Company’s employees, officers and directors.
Sample 1

Related to Trading Policies

  • Trading Policy means the Company’s policy permitting certain individuals to sell Company shares only during certain “window” periods and/or otherwise restricts the ability of certain individuals to transfer or encumber Company shares, as in effect from time to time.

  • Insider Trading Policy means the written policy of the Company pertaining to the purchase, sale, transfer or other disposition of the Company’s equity securities by Directors, Officers, Employees or other service providers who may possess material, nonpublic information regarding the Company or its securities.

  • Insider Trading Regulations means the Securities and Exchange Board of India (Prohibition of Insider Trading) Regulations, 2015, as amended from time to time.

  • Investment Policies has the meaning assigned to such term in Section 3.11(c).

  • Insider Trading means the use of Material Non-Public Information to trade in a Security (whether or not one is an Access Person) or the communication of Material Non-Public Information to others. Insider Trading generally includes:

  • Policies and Procedures means the written policies and procedures of the Client in any way related to the Services, including any such policies and procedures contained in the Organic Documents and the Offering Documents.

  • SAP Policies means the operational guidelines and policies applied by SAP to provide and support the Cloud Service as incorporated in an Order Form.

  • Safeguard Policy Statement or “SPS” means ADB's Safeguard Policy Statement (2009);

  • Privacy Policies has the meaning specified in Section 4.14(e).

  • Anti-Corruption Guidelines means the “Guidelines on Preventing and Combating Fraud and Corruption in Projects Financed by IBRD Loans and XXX Credits and Grants”, dated October 15, 2006.

  • Trading Compliance Policy means the written policy of the Company pertaining to the purchase, sale, transfer or other disposition of the Company’s equity securities by Directors, Officers, Employees or other service providers who may possess material, nonpublic information regarding the Company or its securities.

  • Investment Policy means the investment policy from time to time determined by the Commission under the Rules;

  • COGE Handbook means the Canadian Oil and Gas Evaluation Handbook prepared jointly by The Society of Petroleum Evaluation Engineers (Calgary Chapter) and the Canadian Institute of Mining, Metallurgy & Petroleum (Petroleum Society), as amended from time to time.

  • Insider means any person who is:

  • Investment Guidelines means the investment guidelines approved by the Board, a copy of which is attached hereto as Exhibit A, as the same may be amended, restated, modified, supplemented or waived pursuant to the approval of a majority of the entire Board (which must include a majority of the Independent Directors).

  • ECB €STR Guideline means Guideline (EU) 2019/1265 of the European Central Bank of 10 July 2019 on the euro short-term rate (€STR) (ECB/2019/19), as amended from time to time;

  • Code of Conduct means the SFC's Code of Conduct for Persons Licensed by or Registered with the Securities and Futures Commission.

  • Trading Plan The meaning specified in Section 12.2(c).

  • Repurchase Rules and Regulations shall have the meaning specified in Section 6.14 of the Indenture.

  • PRA Handbook means the PRA Handbook of Rules and Guidance as amended from time to time.