Trading desk definition

Trading desk means a well-identified group of dealers set up by the institution to jointly manage a portfolio of trading book positions in accordance with a well-defined and consistent business strategy and operating under the same risk management structure.".

Trading desk means a unit of or- ganization of a banking entity that purchases or sells financial instru- ments for the trading account of the banking entity or an affiliate thereof that is:

Trading desk means the smallest discrete unit of organization of a bank- ing entity that purchases or sells fi- nancial instruments for the trading ac- count of the banking entity or an affil- iate thereof. § 248.4 Permitted underwriting and market making-related activities.

Examples of Trading desk in a sentence

• In no case will the Trading Desk accept an order for an Access Person Account unless it is accompanied by a signed Trading Approval Form.

• A final prospectus and prospectus supplement may be obtained by contacting the Merrill Lynch Trading Desk at (212) 449-3659.

• In no case will the Trading Desk accept an order for an Access Person Account unless it is accompanied by a signed Trading Approval Form; or a Trading Approval Form generated by an automated Compliance pre-clearance system that approves the trade.

• Access Persons are required to obtain prior approval from the Trading Desk before executing any transactions in Covered Accounts held at Neuberger Berman.

• After the Trading Desk has granted preclearance to an NB Access Person with respect to any personal securities transaction, the investment activity of such Access Person shall be monitored by the Legal and Compliance Department to ascertain that such activity conforms to the preclearance so granted and the provisions of this Code.

More Definitions of Trading desk

Trading desk means the Trading Desk operated by the Company.

Trading desk means, with respect to a counterparty, the smallest dis- crete unit of organization of the partic- ipant that purchases or sells security- based swaps for the account of the par- ticipant or an affiliate thereof.

Trading desk means a well-identified group of dealers set up by the institution to jointly manage a portfolio of trading book positions, or the non- trading book positions referred to in Article 104b, paragraphs 5 and 6, in accordance with a well-defined and consistent business strategy and operating under the same risk management structure;’

Trading desk means the selection of people physically operating the trading system.

Trading desk means a well-identified group of dealers set up by the institution to jointly manage a portfolio of trading book

Trading desk means the TIAA Bank World Markets Trading Desk.

Trading desk means the smallest discrete unit of organization of a bank- ing entity that purchases or sells fi- nancial instruments for the trading ac- count of the banking entity or an affil- iate thereof.