Third-party filer definition

Third-party filer means an entity that submits a Product filing to the Commission on behalf of an Insurer.

Third-party filer means a person or company required to file a document because of an activity relating to or affecting an issuer or the issuer's securityholders.

Third-party filer means an entity that submits a product filing

Examples of Third-party filer in a sentence

• The Third-Party Filer shall not be the payee of any distribution payment check or electronic distribution payment.

• Not later than thirty (30) days after the Commission has given notice of a disapproved Product or Advertisement filed with the Commission, the Insurer or Third-Party Filer whose filing was disapproved may appeal the determination to a review panel appointed by the Commission.

• Compensation to the Third-Party Filer for its services may not be paid or deducted from the Distribution Payment.

• The Commission shall collect a filing fee from each Insurer and Third-Party Filer filing a product with the Commission to cover the cost of the operations and activities of the Commission and its staff in a total amount sufficient to cover the Commission's annual budget.

• Each Third-Party Filer must establish the validity and amount of each claim in its submission.

More Definitions of Third-party filer

Third-party filer means an entity that submits a product filing to the commission

Third-party filer means an entity that submits a

Third-party filer means a third-party, including without limitation a nominee, custodian, or an intermediary holding in street name, who is authorized to, and submits, a claim(s) on behalf of one or more potentially eligible Claimants. Third- Party Filer does not include assignees or purchasers of claims, which are excluded from receiving distribution payments. III. Administration of the Fair Fund A. Identification of and Notice to Potential Claimants and Class Action Claimants

Third-party filer means a person or company required to file a document

Third-party filer means an entity that submits a product filing to the commis- sion on behalf of an insurer.

Third-party filer means a third-party, including without limitation a nominee, custodian, or an intermediary holding in street name, who is authorized to submit and submits a claim(s) on behalf of one or more Preliminary Claimants. Third-Party Filer does not include assignees or purchasers of claims, which are excluded from receiving Distribution Payments.IV. TAX COMPLIANCE

Third-party filer means an entity that submits a Product filing to the Commission on behalf of an Insurer. Comment: Who is this? Certainly the Commission cannot intend to have a brother-in- law operation that becomes the high priced access to speedy approvals from the Commission. Without clear ethics laws governing the relationship of the third-party filer to the Commission, this is a potentially disgraceful provision. Certainly even without this definition, an insurer could choose an independent consultant to represent him. There is no life industry equivalent of ISO who has an historic role in making form filings which smaller companies adopt with “me too” filings. There may be some consulting firms which specialize in doing this for smaller companies, and their role should be anticipated. Either substantially revise or delete this definition.