The Dealer Manager definition

The Dealer Manager has entered into an agreement with the Company and the manager called the Dealer Manager Agreement dated _________, 2000, in the form to which this Agreement is attached as Exhibit A. By your acceptance of this Agreement, you will become one of the Dealers referred to in such Dealer Manager Agreement between the Company, the Manager and the Dealer Manager, you agree to become subject to all terms and conditions of the Dealer Manager Agreement, which is incorporated herein by this reference, and will be entitled and subject to the indemnification provisions contained in such Dealer Manager Agreement, including the provisions of such Dealer Manager Agreement (Section 4) wherein the Dealers severally agree to indemnify and hold harmless the Company, the Manager and Dealer Manager and each officer and director thereof, and each person, if any, who controls the Company, the Manager and Dealer Manager within the meaning of the Securities Act of 1933. Except as otherwise specifically stated herein, all terms used in this Agreement have the meanings provided in the Dealer Manger Agreement. The Units are offered solely through broker-dealers who are members of the National Association of Securities Dealers, Inc. ("NASD"). Dealer hereby agrees to use its best efforts to sell the Units for cash on the terms and conditions stated in the Prospectus. Nothing in this Agreement shall be deemed or construed to make Dealer an employee, agent, representative or partner of the Dealer Manager or of the Company or the Manager, and Dealer is not authorized to act for the Dealer Manager, the Company or the Manager or to make any representations on their behalf except as set forth in the Prospectus and such other printed information furnished to Dealer by the Dealer Manager or the Company to supplement the Prospectus ("supplemental information").
Sample 1Sample 2Sample 3
The Dealer Manager. The Information Agent: Xxxx Xxxxx Xxxx Xxxxxx X.X. Xxxx & Co., Inc. Incorporated 00 Xxxxx Xxxxxx Xxx Xxxx, Xxx Xxxx 00000 0 Xxxx Xxxxxxx Xxxxxx, 0xx Xxxxx (000) 000-0000 Xxxxxxxxx, XX 00000 April 18, 1997 ================================================================================
Sample 1
The Dealer Manager. SELECT CAPITAL CORPORATION By: /s/ Xxxxx X. Xxxxx Xxxxx X. Xxxxx Chief Executive Officer Offering of Shares in STRATEGIC STORAGE TRUST II, INC. We have read the foregoing Participating Dealer Agreement and we hereby accept and agree to the terms and conditions therein set forth. We hereby represent that the list below of jurisdictions in which we are registered or licensed as a broker or dealer and are fully authorized to sell securities is true and correct, and we agree to advise you of any changes to the information listed on this signature page during the term of this Participating Dealer Agreement.
Sample 1

Examples of The Dealer Manager in a sentence

  • The Dealer Manager, at its sole expense, may make and retain copies of all such records and documents, but shall keep all such information confidential.

  • The Dealer Manager hereby accepts such agency and distributorship and agrees to use its best efforts to sell the Shares on said terms and conditions.

  • The Dealer Manager may also sell Shares for cash directly to its own clients and customers at the public offering price and subject to the terms and conditions stated in the Prospectus.

  • The Dealer Manager will comply in all material respects with the subscription procedures and “Plan of Distribution” set forth in the Prospectus.

  • The Dealer Manager shall use its best efforts to cooperate with the Company to accomplish an orderly transfer of management of the Offering to a party designated by the Company.

  • The Dealer Manager is a limited liability company duly organized, validly existing and in good standing under the laws of the State of Delaware, with all requisite power and authority to enter into this Agreement and to carry out its obligations hereunder.

  • The Dealer Manager will reimburse the aforesaid parties for any reasonable legal or other expenses incurred in connection with investigation or defense of such loss, claim, expense, damage, liability or action.

  • The Dealer Manager will not offer the Shares for sale in any jurisdiction unless and until it has been advised that the Shares are either registered in accordance with, or exempt from, the securities and other laws applicable thereto.

  • The Dealer Manager is familiar with Rule 15c2-8 under the Exchange Act, relating to the distribution of preliminary and final Prospectuses, and confirms that it has complied and will comply therewith.

  • The Dealer Manager agrees that it will not use any Approved Sales Literature other than those provided to the Dealer Manager by the Company for use in the Offering.

Related to The Dealer Manager

  • Dealer Manager means Realty Capital Securities, LLC, or such other Person selected by the Board of Directors to act as the dealer manager for the Offering.

  • Dealer Managers shall have the meaning set forth in the preamble.

  • Dealer Manager Fee means the fee from the sale of Shares in a Primary Offering, payable to the Dealer Manager for serving as the dealer manager of such Primary Offering.

  • Selected Dealer shall have the same meaning in this Agreement as in the Distribution Agreement. As principal, we offer to sell shares to you, as a Selected Dealer, upon the following terms and conditions:

  • Eligible Dealer means any corporation or other entity having as a principal business acting as a broker or dealer in securities.

  • Dealer Manager Agreement shall have the meaning set forth in the preamble.

  • Placement Agent means X.X. Xxxxxxxxxx & Co., LLC.

  • Soliciting Dealers means those broker-dealers that are members of the Financial Industry Regulatory Authority, or that are exempt from broker-dealer registration, and that, in either case, enter into participating broker or other agreements with the Dealer Manager to sell Shares.

  • investment dealer means a person or company registered in the category of investment dealer;

  • Selling Agent Morgan Stanley & Co.

  • soliciting dealer means a person whose interest in a distribution of rights is limited to soliciting the exercise of the rights by holders of those rights;

  • managing dealer means a person that has entered into an agreement with an issuer under which the person has agreed to organize and participate in the solicitation of the exercise of the rights issued by the issuer;

  • Participating Dealer means any licensed broker or dealer and who has entered into a Participation Agreement in form and substance acceptable to the Manager and the Trustee.

  • Approved Dealer means (a) in the case of any Portfolio Investment that is not a U.S. Government Security, a bank or a broker-dealer registered under the Securities Exchange Act of 1934 of nationally recognized standing or an Affiliate thereof, (b) in the case of a U.S. Government Security, any primary dealer in U.S. Government Securities, and (c) in the case of any foreign Portfolio Investment, any foreign broker-dealer of internationally recognized standing or an Affiliate thereof, in the case of each of clauses (a), (b) and (c) above, as set forth on Schedule 1.01(a) or any other bank or broker-dealer acceptable to the Administrative Agent in its reasonable determination.

  • Underwriter means a securities dealer who purchases any Registrable Securities as principal in an Underwritten Offering and not as part of such dealer’s market-making activities.

  • Sales Agent means an authorized representative of the Company; and

  • Renminbi Dealer means an independent foreign exchange dealer of international repute active in the Renminbi exchange market in Hong Kong reasonably selected by the Issuer.

  • Vehicle dealer means a person engaged in the business of buying, selling, or exchanging a vehicle as defined in Subsection (138).

  • Participating Broker-Dealers shall have the meaning set forth in Section 4(a) hereof.

  • Lead Underwriter means, in respect of a syndicate of underwriters,

  • Placement Agents shall have the meaning set forth in the preamble.

  • Forward Purchaser has the meaning set forth in the introductory paragraph of this Agreement.