Tax Reclamation Services. Tax reclaims that have been outstanding for more than 6 (six) months with the client will be charged $___ per claim. Out of Pocket Expenses § Charges incurred by U.S. Bank, N.A. for local taxes, stamp duties or other local duties and assessments, stock exchange fees, postage and insurance for shipping, facsimile reporting, extraordinary telecommunications fees, proxy services and other shareholder communications or other expenses which are unique to a country in which the client or its clients is investing will be passed along as incurred. § A surcharge may be added to certain out-of-pocket expenses listed herein to cover handling, servicing and other administrative costs associated with the activities giving rise to such expenses. Also, certain expenses are charged at a predetermined flat rate. § SWIFT reporting and message fees.
Tax Reclamation Services. Tax reclaims that have been outstanding for more than 6 (six) months with the client will be charged $ per claim. Out of Pocket Expenses • Charges incurred by U.S. Bank, N.A. for local taxes, stamp duties or other local duties and assessments, stock exchange fees, postage and insurance for shipping, facsimile reporting, extraordinary telecommunications fees, proxy services and other shareholder communications or other expenses which are unique to a country in which the client or its clients is investing will be passed along as incurred. • A surcharge may be added to certain out-of-pocket expenses listed herein to cover handling, servicing and other administrative costs associated with the activities giving rise to such expenses. Also, certain expenses are charged at a predetermined flat rate. • SWIFT reporting and message fees. FINAL EXHIBIT D SHAREHOLDER COMMUNICATIONS ACT AUTHORIZATION DIREXION SHARES ETF TRUST II The Shareholder Communications Act of 1985 requires banks and trust companies to make an effort to permit direct communication between a company which issues securities and the shareholder who votes those securities. Unless you specifically require us to NOT release your name and address to requesting companies, we are required by law to disclose your name and address. Your “yes” or “no” to disclosure will apply to all securities U.S. Bank holds for you now and in the future, unless you change your mind and notify us in writing. ¨ YES U.S. Bank is authorized to provide the Trust’s name, address and security position to requesting companies whose stock is owned by the Trust. x NO U.S. Bank is NOT authorized to provide the Trust’s name, address and security position to requesting companies whose stock is owned by the Trust. DIREXION SHARES ETF TRUST II By: /s/ Xxxxxxx Xxxxxxx Title: Chief Financial Officer Date: February 7, 2014
Tax Reclamation Services. Tax reclaims that have been outstanding for more than 6 (six) months with the client will be charged $50 per claim. Out of Pocket Expenses ■ Charges incurred by U.S. Bank, N.A. for local taxes, stamp duties or other local duties and assessments, stock exchange fees, postage and insurance for shipping, facsimile reporting, extraordinary telecommunications fees, proxy services and other shareholder communications or other expenses which are unique to a country in which the client or its clients is investing will be passed along as incurred. ■ A surcharge may be added to certain out-of-pocket expenses listed herein to cover handling, servicing and other administrative costs associated with the activities giving rise to such expenses. Also, certain expenses are charged at a predetermined flat rate. ■ SWIFT reporting and message fees. Lxxx Mxxxx 3
Examples of Tax Reclamation Services in a sentence
Tax Reclamation Services: May be subject to additional charges depending upon the service level agreed.
Global Safekeeping and Transaction Fees – (See schedule below) Tax Reclamation Services – § Tax reclaims that have been outstanding for more than 6 (six) months with the client will be charged $[ ] per claim.
Global Safekeeping and Transaction Fees (See schedule below) Tax Reclamation Services Miscellaneous Expenses § Tax reclaims that have been outstanding for more than 6 (six) months with the client will be charged $[ ] per claim.
Tax Reclamation Services: Tax reclaims that have been outstanding for more than [ ] ([ ]) months with the client will be charged $[ ] per claim.
Global Safekeeping and Transaction Fees (See schedule below) Tax Reclamation Services Tax reclaims that have been outstanding for more than 6 (six) months with the client will be charged $[ ] per claim.
More Definitions of Tax Reclamation Services
Tax Reclamation Services. Tax reclaims that have been outstanding for more than 6 (six) months with the client will be charged $__ per claim. Out of Pocket Expenses § Charges incurred by U.S. Bank, N.A. for local taxes, stamp duties or other local duties and assessments, stock exchange fees, postage and insurance for shipping, facsimile reporting, extraordinary telecommunications fees, proxy services and other shareholder communications or other expenses which are unique to a country in which the client or its clients is investing will be passed along as incurred. § A surcharge may be added to certain out-of-pocket expenses listed herein to cover handling, servicing and other administrative costs associated with the activities giving rise to such expenses. Also, certain expenses are charged at a predetermined flat rate. § SWIFT reporting and message fees. Amended Exhibit C (continued) to the Custody Agreement Kinetics Mutual Funds, Inc. and Kinetics Portfolios Trust Schedule of Fees at October, 2013 for Services as Bank Loan Custodian – Kinetics Portfolio Trust Initial Acceptance Fee per Custodial Account: Covers the complete review of all the transaction Agreements, establishment of the collateral database and report development. Payable at closing. --
Tax Reclamation Services. Tax reclaims that have been outstanding for more than 6 (six) months with the client will be charged $50 per claim. Out of Pocket Expenses § Charges incurred by U.S. Bank, N.A. for local taxes, stamp duties or other local duties and assessments, stock exchange fees, postage and insurance for shipping, facsimile reporting, extraordinary telecommunications fees, proxy services and other shareholder communications or other expenses which are unique to a country in which the client or its clients is investing will be passed along as incurred. § A surcharge may be added to certain out-of-pocket expenses listed herein to cover handling, servicing and other administrative costs associated with the activities giving rise to such expenses. Also, certain expenses are charged at a predetermined flat rate. § SWIFT reporting and message fees. *** All global custody fees will be waived effective March 1, 2014 through February 28, 2015. Advisor’s signature below acknowledges approval of the fee schedules on this Exhibit D. By: Samson Capital Advisors, LLC Name: /s/ Sxxxx D/ Exxxxxx Title: Managing Principal Date: 5/5/14
Tax Reclamation Services. Tax reclaims that have been outstanding for more than 6 (six) months with the client will be charged __ per claim. Out of Pocket Expenses • Charges incurred by U.S. Bank, N.A. for local taxes, stamp duties or other local duties and assessments, stock exchange fees, postage and insurance for shipping, facsimile reporting, extraordinary telecommunications fees, proxy services and other shareholder communications or other expenses which are unique to a country in which the client or its clients is investing will be passed along as incurred. • A surcharge may be added to certain out-of-pocket expenses listed herein to cover handling, servicing and other administrative costs associated with the activities giving rise to such expenses. Also, certain expenses are charged at a predetermined flat rate. • SWIFT reporting and message fees. • Charges incurred by U.S. Bank, N.A. for local taxes, stamp duties or other local duties and assessments, stock exchange fees, postage and insurance for shipping, facsimile reporting, extraordinary telecommunications fees, proxy services and other shareholder communications or other expenses which are unique to a country in which the client or its clients is investing will be passed along as incurred. • A surcharge may be added to certain out-of-pocket expenses listed herein to cover handling, servicing and other administrative costs associated with the activities giving rise to such expenses. Also, certain expenses are charged at a predetermined flat rate.
Tax Reclamation Services. Tax reclaims that have been outstanding for more than 6 (six) months with the client will be charged $50 per claim. Out of Pocket Expenses § Charges incurred by U.S. Bank, N.A. for local taxes, stamp duties or other local duties and assessments, stock exchange fees, postage and insurance for shipping, facsimile reporting, extraordinary telecommunications fees, proxy services and other shareholder communications or other expenses which are unique to a country in which the client or its clients is investing will be passed along as incurred. § A surcharge may be added to certain out-of-pocket expenses listed herein to cover handling, servicing and other administrative costs associated with the activities giving rise to such expenses. Also, certain expenses are charged at a predetermined flat rate. § SWIFT reporting and message fees. Exhibit C (continued) to the Amended and Restated Custody Agreement Schedule of Fees at October, 2013 for Services as Bank Loan Custodian – Kinetics Portfolio Trust Initial Acceptance Fee per Custodial Account: Covers the complete review of all the transaction Agreements, establishment of the collateral database and report development. Payable at closing. WAIVED
Tax Reclamation Services. Tax reclaims that have been outstanding for more than 6 (six) months with the client will be charged $50 per claim. Out of Pocket Expenses ◾ Charges incurred by U.S. Bank, N.A. for local taxes, stamp duties or other local duties and assessments, stock exchange fees, postage and insurance for shipping, facsimile reporting, extraordinary telecommunications fees, proxy services and other shareholder communications or other expenses which are unique to a country in which the client or its clients is investing will be passed along as incurred. ◾ A surcharge may be added to certain out-of-pocket expenses listed herein to cover handling, servicing and other administrative costs associated with the activities giving rise to such expenses. Also, certain expenses are charged at a predetermined flat rate. ◾ SWIFT reporting and message fees. Amended Exhibit C (continued) to the Custody Agreement Kinetics Mutual Funds, Inc. and Kinetics Portfolios Trust Schedule of Fees at October, 2013 for Services as Bank Loan Custodian – Kinetics Portfolio Trust Initial Acceptance Fee per Custodial Account: Covers the complete review of all the transaction Agreements, establishment of the collateral database and report development. Payable at closing. WAIVED Annual Administration Fee: Compensation for the duties of custodian, collateral administrator and all other administrative and reporting functions under the documents. The fee is based on the quoted basis points times the simple average of the par value of the Collateral on the first and the last day of the Period. This schedule assumes that the custodial accounts will be invested in a U.S. Bank offered permitted investment as defined within the documents. Fee to be paid quarterly in arrears based on the actual number of days in the Period. $1,000 per loan per year Out-of-Pocket Expenses: Includes all related expenses, including but not limited to: postage, travel, counsel fees and disbursements. Payable at closing. AT COST Extraordinary fees are payable to the Trustee or Agent for duties or responsibilities not expected to be incurred at the outset of the transaction, not routine or customary, and not incurred in the ordinary course of Business. Payment of extraordinary fees is appropriate where particular inquiries, events or developments are unexpected, even if the possibility of such things could have been identified at the inception of the transaction.
Tax Reclamation Services. Tax reclaims that have been outstanding for more than 6 (six) months with the client will be charged $__ per claim. Out of Pocket Expenses § Charges incurred by U.S. Bank, N.A. for local taxes, stamp duties or other local duties and assessments, stock exchange fees, postage and insurance for shipping, facsimile reporting, extraordinary telecommunications fees, proxy services and other shareholder communications or other expenses which are unique to a country in which the client or its clients is investing will be passed along as incurred. § A surcharge may be added to certain out-of-pocket expenses listed herein to cover handling, servicing and other administrative costs associated with the activities giving rise to such expenses. Also, certain expenses are charged at a predetermined flat rate. § SWIFT reporting and message fees. 10/2014 Amended Exhibit C to the Custody Agreement – FactorShares Trust Base Fee (1) for Custody Services at October, 2014 - ISE Cyber Security ETF The following reflects the greater of the basis point fee or minimum per fund- Custody Basis Points on AUM per Fund Annual Minimum per Fund $0-500m +$500m +$1b $__ __ __ __ Note: MLP Funds pricing may vary from the above annual fees and are TBD per investment strategy The Following Fees are in Addition to the Base Fee- NOTE: Additional Global Sub-Custodial services and safe keeping fees apply as required (see following page) Portfolio Transaction Fees- Domestic custody transaction fees associate with Sponsor Trades(2) § $__– Book entry DTC transaction/Federal Reserve transaction/principal pay down § $__- Short Sales § $__– US Bank Repo agreement/reverse repurchase agreement/time deposit/CD or other non-depository transaction § $__– Option/ SWAPS/future contract written, exercised or expired § $__– Mutual fund trade/Fed wire/margin variation Fed wire § $__– Physical transaction § $__– Check disbursement (waived if U.S. Bancorp is Administrator) § $__– Segregated account per year § A transaction is a purchase/sale of a security, free receipt/free delivery, maturity, tender or exchange. § No charge for initial conversion free receipts § Overdrafts – charged to the account at prime interest rate plus 2. Out-Of-Pocket Expenses § Intraday indicative value (IIV) agent fees § Corporate action services § SWIFT reporting and message fees § Customized reporting § Third-party data provider costs (including GICS, MSCI, Lipper, etc), § Supplemental programming and development § Cost associated with ...
Tax Reclamation Services. Tax reclaims that have been outstanding for more than 6 (six) months with the client will be charged __ per claim. Out of Pocket Expenses ▪ Charges incurred by U.S. Bank, N.A. for local taxes, stamp duties or other local duties and assessments, stock exchange fees, postage and insurance for shipping, facsimile reporting, extraordinary telecommunications fees, proxy services and other shareholder communications or other expenses which are unique to a country in which the client or its clients is investing will be passed along as incurred. ▪ A surcharge may be added to certain out-of-pocket expenses listed herein to cover handling, servicing and other administrative costs associated with the activities giving rise to such expenses. Also, certain expenses are charged at a predetermined flat rate. ▪ SWIFT reporting and message fees. *Subject to annual CPI increase, Milwaukee MSA. Fees are calculated pro rata and billed monthly. Amended Exhibit D (continued) to the Trust for Advised Portfolios Custody Agreement Global Sub-Custodial Services Annual Fee Schedule at January, 2014 Base Fee - A monthly charge per account (fund) will apply based on the number of foreign securities held. • 1-25 foreign securities: __ • 26-50 foreign securities: __ • Over 50 foreign securities: __ • Euroclear - Eurobonds only. Eurobonds are held in Euroclear at a standard rate, but other types of securities (including but not limited to equities, domestic market debt and mutual funds) will be subject to a surcharge. In addition, certain transactions that are delivered within Euroclear or from a Euroclear account to a third party depository or settlement system, will be subject to a surcharge. • For all other markets specified above, surcharges may apply if a security is held outside of the local market.