Special Delivery Instructions. (SEE INSTRUCTIONS 4 AND 5) To be completed ONLY if Paired Shares and/or shares of Class B EPS and/or cash or Exchange Promissory Note(s) deliverable pursuant to the Exchange Rights Agreement are to be sent to someone other than the undersigned or to the undersigned at an address other than that above. Mail certificate(s) for Paired Shares and/or shares of Class B EPS and any Exchange Promissory Note(s) and cash payments to: Name___________________________________________________________________________ (please print) Address________________________________________________________________________ _______________________________________________________________________________ (include Zip Code) _______________________________________________________________________________ _______________________________________________________________________________ (Tax Identification or Social Security Number) SIGN HERE Complete Substitute Form W-9 included _______________________________________________________________________________ _______________________________________________________________________________ (Signature(s) of holder of Units) (Must be signed by registered holder(s) as name(s) appear(s) on books and records of the Partnership. If signature is by trustees, executors, administrators, guardians, attorneys-in-fact, officers of Trusts or others acting in a fiduciary or representative capacity, please set forth full title and see instruction 4.) Dated__________________________________________________________________________ Name(s)________________________________________________________________________ (please print) Capacity (Full Title)___________________________________________________________________ Address________________________________________________________________________ (include Zip Code) Area Code and Tel. No._________________________________________________________ Tax Identification or Social Security No.____________________________________________________________ (Complete Substitute Form W-9) Guarantee of Signature(s) (See Instruction 1) Authorized Signature______________________________________________________________________ Name of Firm___________________________________________________________________________ Dated__________________________________________________________________________ Forming Part of the Terms and Conditions of the Exchange Rights Agreement
Special Delivery Instructions are completed, please issue the certificates representing the Exchange Preferred Stock issued in exchange for the Preferred Stock accepted for exchange and return any Preferred Stock not tendered or not exchanged in the name(s) of, and send said certificates to, the person(s) so indicated. The undersigned recognizes that the Company has no obligation pursuant to the "Special Payment Instructions" and "Special Delivery Instructions" to transfer any Preferred Stock from the name of the registered holder(s) thereof if the Company does not accept for exchange any of the Preferred Stock so tendered.
Special Delivery Instructions. Name and/or address for mailing any stock certificate if other than shown on the face hereof: Name:_______________________________ Address:____________________________ ____________________________________ (including zip code) IMPORTANT RIGHTSHOLDER SIGN HERE AND COMPLETE SUBSTITUTE FORM W-9 ______________________________________ (Signature(s) of Registered Holder(s)) Dated: _________________, 1997 (Must be signed by the registered holder(s) exactly as name(s) appear(s) on the Stock Certificate representing shares of EAC Industries, Inc. If signature is by trustee(s), executor(s), administrator(s), guardian(s), attorney(s)-in-fact, agent(s), officer(s) or a corporation or another acting in a fiduciary or representative capacity, please provide the following information.) Name(s) ______________________________________ (Please Print) Capacity______________________________
Examples of Special Delivery Instructions in a sentence
If you had specified payment via check, then payment of these proceeds will be mailed to your address as currently reflected in the Fund’s records, unless you complete the Special Delivery Instructions under PART 4.
If any Tendered Notes are not exchanged pursuant to the Exchange Offer for any reason, such unexchanged Notes will be returned, without expense, to the undersigned at the address shown in Box 1 or at a different address as may be indicated herein under "Special Delivery Instructions" (Box 3).
Signatures on this Letter of Transmittal must be guaranteed by an Eligible Institution unless the Tendered Notes are tendered (i) by a registered holder who has not completed the box set forth herein entitled "Special Delivery Instructions" (Box 3) or (ii) by an Eligible Institution.
If certificates for Shares not tendered or not purchased are to be issued in the name of a person other than the person signing this Letter of Transmittal or if such certificates are to be sent to someone other than the person signing this Letter of Transmittal or to the person signing this Letter of Transmittal at an address other than that shown above, the boxes captioned "Special Payment Instructions" and/or "Special Delivery Instructions" on this Letter of Transmittal should be completed.
Signatures on this Letter must be guaranteed by an Eligible Institution, unless Original Notes are tendered: (i) by a holder who has not completed the Box entitled "Special Issuance Instructions" or "Special Delivery Instructions" on this Letter; or (ii) for the account of an Eligible Institution.
More Definitions of Special Delivery Instructions
Special Delivery Instructions to transfer any Original Notes from the name of the registered holder(s) thereof if Nortek does not accept for exchange any of the Original Notes so tendered. 5 -------------------------------------------------------------------------------- USE OF BOOK ENTRY TRANSFER [ ] CHECK HERE IF TENDERED ORIGINAL NOTES ARE BEING DELIVERED BY DTC TO THE EXCHANGE AGENT'S ACCOUNT AT DTC AND COMPLETE THE FOLLOWING: Name of Tendering Institution: _______________________________________ DTC Book-Entry Account No.: __________________________________________ Transaction Code No.: ________________________________________________ --------------------------------------------------------------------------------
Special Delivery Instructions above has not been completed or the Old Notes described above are tendered for the account of an Eligible Institution.
Special Delivery Instructions box (Box C), indicate the address to which the Merger Consideration is to be mailed in the name of the undersigned only if different from the address set forth in Box A-1.
Special Delivery Instructions or the box entitled "Special Payment Instructions" on the Letter of Transmittal or (ii) if such Shares are tendered for the account of a financial institution (including most commercial banks, savings and loan associations and brokerage houses) that is a participant in the Security Transfer Agent's Medallion Program, the New York Stock Exchange Medallion Signature Guarantee Program or the Stock Exchange Medallion Program (each, an "Eligible Institution" and, collectively, "Eligible Institutions"). In all other cases, all signatures on Letters of Transmittal must be guaranteed by an Eligible Institution. See Instructions 1 and 5
Special Delivery Instructions on this Letter or (ii) for the account of an Eligible Institution. In the event that the signatures in this Letter or a notice of withdrawal, as the case may be, are required to be guaranteed, such guarantees must be by an eligible guarantor institution which is a member of The Securities Transfer Agents Medallion Program (STAMP), The New York Stock Exchanges Medallion Signature Program (MSP) or The Stock Exchanges Medallion Program (SEMP) (collectively, "Eligible Institutions"). If Existing Notes are registered in the name of a person other than the signer of this Letter, the Existing Notes surrendered for exchange must be endorsed by, or be accompanies by a written instrument or instruments of sole discretion, duly executed by the registered holder with the signature thereon guaranteed by an Eligible Institution.
Special Delivery Instructions. ON THE NEXT PAGE (IN WHICH CASE REGISTRATION OR DELIVERY SHOULD BE MADE IN ACCORDANCE WITH THOSE INSTRUCTIONS), THE CERTIFICATE(S) FOR THE HARVEST UNITS SHOULD BE ISSUED IN THE NAME OF THE UNDERSIGNED AND FORWARDED TO THE UNDERSIGNED AT THE ADDRESS SPECIFIED BELOW THE SIGNATURE OF THE UNDERSIGNED (OR IF NO SUCH ADDRESS OR DELIVERY INSTRUCTIONS ARE MADE, TO THE LATEST ADDRESS OF RECORD ON VIKING'S REGISTER OF VIKING UNITS). IF THE ARRANGEMENT IS NOT COMPLETED AND THE ARRANGEMENT AGREEMENT IS TERMINATED OR VIKING AND VHI TERMINATE THEIR OBLIGATIONS THEREUNDER, THE UNDERSIGNED DIRECTS THE DEPOSITARY TO RETURN THE ENCLOSED CERTIFICATE(S) IN ACCORDANCE WITH THE INSTRUCTIONS IN THE PRECEDING SENTENCE. ___________________________________________________________ _______________________________________________________________
Special Delivery Instructions as applicable, should be completed if the certificates for the Harvest Units to be issued pursuant to the Arrangement are to be: (a) issued in the name of a person other than the person signing the Letter of Transmittal; (b) sent to someone other than the person signing the Letter of Transmittal; or (c) sent to the person signing the Letter of Transmittal at an address other than that appearing below that person's signature. See also Instruction 4 "GUARANTEE OF SIGNATURES" below.