Soft dollar definition

Soft dollar means brokerage commissions that are used by the system to purchase goods or services.
Sample 1Sample 2Sample 3
Soft dollar means the value of research services and other benefits, whether tangible or intangible, provided to a certified investment adviser in exchange for the certified investment adviser’s business.
Sample 1Sample 2Sample 3
Soft dollar means payment for services from brokerage firms through commission revenue, in contrast to normal payments (hard dollars).
Sample 1Sample 2Sample 3

Examples of Soft dollar in a sentence

  • The Advisor agrees to follow the CFA Institute Soft Dollar Standards regarding the use and disclosure of soft dollar commissions.

  • The Company also requires its Supervised Persons to comply with all of its policies in force from time to time, including, but not limited to, its Personal Trading Policy, Alternative Remuneration Policy and Soft Dollar Policy.

  • The Sub-Adviser will provide the Adviser with reasonable notice of any material change to the relevant Sub-Adviser Procedures and the Summary of Soft Dollar Review Procedures.

  • On an ongoing basis, but not less often than annually, the Sub-Adviser shall provide (i) an updated Summary of Soft Dollar Review Procedures to the extent there have been any material updates over the term of this Agreement; (ii) a list of brokers who have provided the Sub-Adviser with soft dollars over the term of this Agreement; and (iii) a list of categories or general types of brokerage and research services obtained by the Sub-Adviser with soft dollars over the term of this Agreement.

  • A description of acceptable products and services can be found in chapter 7 of this compliance manual Brokerage, Best Execution and Soft Dollar Policy.

  • Details of Sub-Investment Manager' policy on Soft Commission (Soft Dollar) Agreements are set out in Schedule D (Soft Commission) annexed on this Agreement.

  • As of August 19, 2002, these documents include: Soft Dollar Guidelines, Gifts and Entertainment Guidelines, AIMR Code of Ethics, Insider Trading Policy and Personal Trading Guidelines.

  • You will also be eligible to participate in all standard employee benefits including the following: 17 general vacation/sick/personal days; 8 paid Holidays; the Company's 401K plan; Employee Stock Purchase Program; Short and Long Term Disability plans; Soft Dollar "Life Enhancement" plan; and the Company's Flexible Spending Account plan.

  • With respect to requests for products and services that exceed the $10,000 minimum, the NFAL Soft Dollar Administrator will consult with the Senior Investment Managers, as appropriate, regarding the request.

  • After the decision is made to cancel a service, the NFAL Soft Dollar Administrator will work with the vendor and broker-dealer to cancel the service.


More Definitions of Soft dollar

Soft dollar. Arrangements. The Collateral Manager no longer enters into formal soft dollar arraignments with broker-dealers. However, in the ordinary course the Collateral Manager could receive unsolicited research reports and brokerage services from full-service broker-dealers as a part of their full range of services. Such unsolicited materials could benefit Clients and therefore could be construed as soft dollar benefits.
Sample 1
Soft dollar. Services. The receipt of soft dollar brokerage and research benefits and services by the Company qualifies and has at all times qualified for the safe harbor afforded by Section 28(e) of the Securities Exchange Act, and the Company has complied with all related disclosure rules in all material respects. The Company has satisfied in all material respects its duty of “best execution” (as such term is understood under the Investment Advisers Act) for all Clients for whom it exercises trading discretion.
Sample 1

Related to Soft dollar

  • Dollar and “$” mean lawful money of the United States.

  • Euro-Dollar Rate means a rate of interest determined pursuant to Section 2.07 on the basis of an Adjusted London Interbank Offered Rate.

  • Canadian Dollar means the lawful money of Canada.

  • Australian Dollar means the lawful currency of Australia.

  • Initial Dollar Principal Amount means $1,000,000,000, or such higher amount as is specified in any Notice of Additional Issuance under Section 2.09 hereof.

  • U.S. Dollar or “$” means the lawful currency of the United States of America.

  • Euro-Dollar Reserve Percentage has the meaning set forth in Section 2.06(c).

  • USD means the lawful currency of the United States of America.

  • Euro-Dollar Reference Banks means the principal London offices of Bank of America National Trust and Savings Association, Mellon Bank, N.A., and Xxxxxx Guaranty Trust Company of New York, and "Euro-Dollar Reference Bank" means any one of the foregoing.

  • Credit life insurance means insurance on the life of a debtor in connection with

  • United States Dollar and "US$" shall mean the lawful currency for the time being of the United States of America.

  • Hong Kong Dollar or “HK$” or “HKD” means the lawful currency for the time being and from time to time of Hong Kong.

  • Applicable Dollar Percentage means, with respect to any Dollar Lender, the percentage of the total Dollar Commitments represented by such Dollar Lender’s Dollar Commitment. If the Dollar Commitments have terminated or expired, the Applicable Dollar Percentages shall be determined based upon the Dollar Commitments most recently in effect, giving effect to any assignments.

  • Credit Limit means the total dollar amount of the Account which we approved and which you may borrow against according to the terms of this Agreement.

  • Euro-Dollar Margin means a rate per annum determined in accordance with the Pricing Schedule.

  • Australian Dollars means the lawful currency of Australia.

  • Committed dose equivalent (HT,50) means the dose equivalent to organs or tissues of reference (T) that will be received from an intake of radioactive material by an individual during the 50-year period following the intake.

  • Yen and “¥” mean the lawful currency of Japan.

  • Canadian Dollars means the lawful currency of Canada.

  • U.S. Dollar Equivalent means, on any date of determination, (a) with respect to any amount in US Dollars, such amount, and (b) with respect to any amount in any Alternative Currency, the equivalent in US Dollars of such amount, determined by the Administrative Agent pursuant to Section 1.05 using the Exchange Rate with respect to such Alternative Currency at the time in effect under the provisions of such Section.

  • Euro-Dollar Lending Office means, as to each Bank, its office, branch or affiliate located at its address set forth in its Administrative Questionnaire (or identified in its Administrative Questionnaire as its Euro-Dollar Lending Office) or such other office, branch or affiliate of such Bank as it may hereafter designate as its Euro-Dollar Lending Office by notice to the Borrower and the Administrative Agent.

  • Swingline Committed Amount means the amount of the Swingline Lender’s Swingline Commitment as specified in Section 2.4(a).