Similar Securities definition

Similar Securities means, in connection with any registration of securities of the Company under the Securities Act, all securities of the Company which are (i) the same as or similar to the securities being registered, (ii) convertible into or exchangeable or exercisable for the securities being registered or (iii) the same as or similar to the securities into or for which the securities being registered are convertible or exchangeable or exercisable.
Similar Securities means, in connection with any registration of securities of the Issuer, all securities of the Issuer which are (i) the same as or similar to those being registered, (ii) convertible into or exchangeable or exercisable for the securities being registered, or (iii) the same as or similar to the securities into which the securities being registered are convertible into, exchangeable or exercisable for.
Similar Securities shall have the meaning set forth in Section 6.2(a).

Examples of Similar Securities in a sentence

  • Without the prior written consent of the Initiating Holders and the managing underwriter or managing underwriters of any Underwritten Offering, the Company shall not include any securities in such Underwritten Offering unless such securities are Similar Securities.

  • For purposes of this Section 2(a), "Similar Securities" shall mean the Company's Common Shares.

  • The Company shall use its best efforts to cause the managing underwriters of a proposed underwritten offering pursuant to Section 2(a) to permit the Holder of Registrable Securities requested to be included in the registration for such offering to include such Registrable Securities in such offering on the same terms and conditions as any Similar Securities of the Company included therein.

  • Xxxxxx Facsimile: (000) 000-0000 SCHEDULE 3(l) [Flow of Funds and Settlement Statement] SCHEDULE 4(f) Certain Offers of Similar Securities The Company has made offers to not more than three other entities with respect to exchanges of the notes, other than the Existing Notes, outstanding under the Original Indentures (as defined in the New Indentures).

  • No Sales of Similar Securities We, our executive officers and directors, and holders of approximately % of our outstanding voting common stock have entered into lock-up agreements with the underwriters.

  • Exemption from Registration; Restrictions on Offer and Sale of Same or Similar Securities...............................

  • For purposes of this Section 3(a), "Similar Securities' shall mean (i) URI's Common Stock, par value $.001 per share, and (ii) any other class of URI's common equity hereinafter authorized, but shall not include debt securities convertible into any of the foregoing.

  • None of the Company or any of its affiliates, or any person acting on its behalf has, directly or indirectly, made any offers or sales of any security or solicited any offers to buy any security, under circumstances that would require registration of the Note or any Similar Securities under the Securities Act or cause this offering of the Note or any Similar Securities to be integrated with prior offerings by the Company for purposes of the Securities Act.

  • On or before the 10th Business Day after the Investor’s receipt of such certificate and documents, the Investor shall deliver a written notice to the Company if it determines, in its reasonable judgment, that such shares are not Substantially Similar Securities.

  • A "Similar Securities Lending Customer" shall mean another customer that is a U.S. investment company.


More Definitions of Similar Securities

Similar Securities means, in connection with any registration of securities of Parent, all securities of Parent which are (i) the same as or similar to those being registered, (ii) convertible into or exchangeable or exercisable for the securities being registered, or (iii) the same as or similar to the securities into which the securities being registered are convertible into, exchangeable or exercisable for.
Similar Securities shall have the meaning set forth in Section 3.2(a).
Similar Securities means the Company's Common Shares.
Similar Securities means, in connection with any registration of securities of the Issuer, all securities of the Issuer which are
Similar Securities means (i) URI's Common Stock, par value $.001 per share, and (ii) any other class of URI's common equity hereinafter authorized, but shall not include debt securities convertible into any of the foregoing.
Similar Securities means, in connection with any registration of securities of the Issuer, all securities of the Issuer which are

Related to Similar Securities

  • Similar Security means a reference bond or reference bonds issued by the same issuer as the Reference Security having actual or interpolated maturity comparable with the remaining term of the Notes that would be utilised, at the time of selection and in accordance with customary financial practice, in pricing new issues of corporate debt securities of comparable maturity to the remaining term of the Notes.

  • Investor Securities means the securities eligible for registration pursuant to the Registration Rights Agreement.

  • Purchaser Securities means the Purchaser Shares, Purchaser Rights, Purchaser Units, Purchaser Warrants, collectively.

  • Covered Securities means any note, stock, treasury stock, security future, bond, debenture, evidence of indebtedness, certificate of interest or participation in any profit-sharing agreement, collateral-trust certificate, preorganization certificate or subscription, transferable share, investment contract, voting-trust certificate, certificate of deposit for a security, fractional undivided interest in oil, gas, or other mineral rights, any put, call, straddle, option, or privilege on any security (including a certificate of deposit) or on any group or index of securities (including any interest therein or based on the value thereof), or any put, call, straddle, option, or privilege entered into on a national securities exchange relating to foreign currency, or, in general, any interest or instrument commonly known as a "security", or any certificate of interest or participation in, temporary or interim certificate for, receipt for, guarantee of, or warrant or right to subscribe to or purchase any of the foregoing.

  • Securities as used herein does not include (i) securities of issuers that are affiliated with the Buyer or are part of the Buyer's Family of Investment Companies, (ii) securities issued or guaranteed by the U.S. or any instrumentality thereof, (iii) bank deposit notes and certificates of deposit, (iv) loan participations, (v) repurchase agreements, (vi) securities owned but subject to a repurchase agreement and (vii) currency, interest rate and commodity swaps.

  • ETP Securities means the Series of ETP Securities to which these Conditions relates or, as the context may require, any or all securities issued by the Issuer under the Programme.

  • Exchangeable Securities means any securities of any trust, limited partnership or corporation other than the Trust that are convertible or exchangeable directly for Units without the payment of additional consideration therefore;

  • Exempt Securities has the meaning set forth in Section 4.4(d).

  • Pari Passu Securities means any class or series of capital stock of the Company hereafter created specifically ranking, by its terms, on parity with the Designated Preferred Stock as to distribution of assets upon liquidation, dissolution or winding up of the Company, whether voluntary or involuntary.

  • Lock-Up Securities shall have the meaning set forth in Section 4.1.

  • Permitted Securities means any of the following:

  • Successor Securities has the meaning specified in Section 9.5(a).

  • Senior Securities means senior securities (as such term is defined and determined pursuant to the Investment Company Act and any orders of the SEC issued to the Borrower thereunder).

  • Eligible Securities means those securities which are identified as permissible securities for a particular Transaction Category.

  • Equity-linked Securities means any debt or equity securities that are convertible, exercisable or exchangeable for Class A Shares issued in a financing transaction in connection with a Business Combination, including but not limited to a private placement of equity or debt.

  • Exempted Securities means:

  • Listed Securities means any Shares, Share Options, stock, debentures, debenture stock or other securities for the time being issued by the Company and officially quoted by ASX;

  • Parity Securities has the meaning specified therefor in Section 2.02(b) of this Agreement.

  • Refused Securities has the meaning ascribed to such term in Section 4.1(c)

  • Individual Securities shall have the meaning specified in Section 3.01(p).

  • Equity Preferred Securities means, with respect to any Person, any trust preferred securities or deferrable interest subordinated debt securities issued by such Person or other financing vehicle of such Person that (i) have an original maturity of at least twenty years, and (ii) require no repayments or prepayments and no mandatory redemptions or repurchases, in each case, prior to the first anniversary of the latest Maturity Date.

  • Federal Securities means: (a) any direct general obligations of the United States of America (including obligations issued or held in book entry form on the books of the Department of the Treasury of the United States of America), for which the full faith and credit of the United States of America are pledged; (b) obligations of any agency, department or instrumentality of the United States of America, the timely payment of principal and interest on which are directly or indirectly secured or guaranteed by the full faith and credit of the United States of America.

  • Physical Securities has the meaning set forth in Section 2.01.