Selling Security Holders definition

Selling Security Holders means the Investor or its permitted transferees;
Sample 1Sample 2
Selling Security Holders section of such documents in the form in which the Company proposes to file them, which sections will be subject to the review of each such Holder. Each Holder shall provide comments, if any, within three Business Days after the date such materials are provided.
Sample 1
Selling Security Holders shall have the meaning assigned to such term in the first (1st) WHEREAS clause of this Agreement.
Sample 1

Examples of Selling Security Holders in a sentence

  • The Statement of Policy Regarding Underwriting Expenses and Underwriter’s Warrants, Selling Expenses, and Selling Security Holders adopted by NASAA, as reported at CCH NASAA Reports ¶¶3813-3820, as it may be amended from time to time, is incorporated herein by reference.

  • Underwriting Expenses, Underwriter's Warrants, Selling Expenses and Selling Security Holders, as amended March 31, 2008.

  • The Selling Security Holders will be entitled to keep all proceeds from the sale of their shares.

  • To Underwriters as compensation in connection with a public offering if those options or warrants comply with the requirements of the NASAA Statement of Policy Regarding Underwriting Expenses, Underwriter’s Warrants, Selling Expenses, and Selling Security Holders.

  • Underwriting Expenses, Underwriter Warrants, Selling Expenses, and Selling Security Holders.

  • Please revise your disclosure under Principal and Selling Security Holders and Plan of Distribution to describe the material terms of each agreement by which the selling security holders acquired their shares and describe the terms of any conversion or exercise features of all convertible securities.

  • On the morning of July 27, Goldmen purchased an additional 50,000 warrants from the remaining two Selling Security Holders at a price of $1.25 per warrant.

  • Each of the 21 Selling Security Holders held accounts at Goldmen.

  • It is recommended that a charcoal pit be constructed for disposal of post-harvest fungicides (see Figure 1.3) Pesticide containers should be disposed of according to the Pesticide Control Authority (PCA) recommendations.

  • The Selling Security Holders are offering for sale a maximum of 13,000,000 shares of Common Stock at a fixed price of $0.25 per share for gross proceeds of up to $3,250,000.


More Definitions of Selling Security Holders

Selling Security Holders section based upon comments received;
Sample 1
Selling Security Holders section of such documents in the form in which the Company proposes to file them, which sections will be subject to the review of each such Holder. Each Holder shall provide comments, if any, within two Business Days after the date such materials are provided. The Company shall not file a Registration Statement, any Prospectus or any amendments or supplements thereto in which the “Selling Security Holders” section thereof differ in any material respect from the disclosure received from a Holder in its Selling Holder Questionnaire (as amended or supplemented).
Sample 1
Selling Security Holders section thereof differ in any material respect from the disclosure received from a Holder in its Selling Holder Questionnaire (as amended or supplemented).
Sample 1
Selling Security Holders shall refer to any persons selling Ordinary Shares in connection with the proposed initial public offering of ordinary shares by the Company. Underwriter or related person. The tern “underwriter or related person” shall be deemed to include underwriters, underwriters’ counsel, financial consultants and advisors, finders, members of the selling or distribution group, any member participating in the initial public offering of ordinary shares by the Company and any and all other persons associated with or related to, and any of the immediate family of, any such persons. The answers to the foregoing questions are true and accurate to the best of my knowledge and belief. I understand that the information I am furnishing to you herein will be used by the Company in the preparation of the Registration Statement and the Company’s application for listing on AMEX. I undertake to notify the Company immediately in the event of any changes in the foregoing answers resulting from any material developments occurring subsequent to the date of completion of this Questionnaire. /s/ Wxxxxxx X. Xxxxxx (Signature) Dated: July 12, 2006
Sample 1
Selling Security Holders. (other than a registration statement on a form that does not permit the inclusion of shares by its security holders), the Corporation will give written notice of its determination to the holders of the Registrable Securities. Upon the written request of a holder of Registrable Securities given within 20 days after receipt of any such notice from the Corporation, the Corporation will, except as herein provided, cause all such shares of Registrable Securities for which the holder has requested registration to be included in such registration statement, all to the extent requisite to permit the sale or other disposition by the prospective seller or sellers of the Registrable Securities to be so registered; provided, however, that (i) all such Registrable Securities to be so registered shall be converted into Common Stock prior to sale pursuant to such registration statement, and (ii) nothing herein shall prevent the Corporation from, at any time, abandoning or delaying any such registration initiated by it. If the Corporation determines not to proceed with a registration after the registration statement has been filed with the Commission and the Corporation’s decision not to proceed is primarily based upon the anticipated public offering price of the securities to be sold by the Corporation, the Corporation shall promptly complete the registration for the benefit of those Selling Security Holders who wish to proceed with a public offering of the Registrable Securities and who bear all expenses incurred by the Corporation after the Corporation has decided not to proceed. If any registration pursuant to this Section 9(b) shall be underwritten in whole or in part, the Corporation may require that the Registrable Securities which have been requested to be included pursuant to this Section 9(b) be included in the underwriting on the same terms and conditions as the securities otherwise being sold through the underwriters. If in the good faith judgment of the managing underwriter of a proposed public offering the inclusion of some or all of the Registrable Securities originally covered by a request for registration would reduce the number of shares to be offered by the Corporation or interfere with the successful marketing of the shares of stock offered by the Corporation, the number of shares of Registrable Securities otherwise to be included in the underwritten public offering may be reduced pro rata (by number of shares) among the holders thereof or entirely exc...
Sample 1

Related to Selling Security Holders

  • Closing Securities shall have the meaning ascribed to such term in Section 2.1(a)(ii).

  • Security Holder means the holder of a Security.

  • Controlling Securities means (i) the Class A Notes so long as the Class A Notes are outstanding, (ii) after the Class A Notes are no longer outstanding, the Class B Notes so long as the Class B Notes are outstanding and (iii) after the Class B Notes are no longer outstanding, the Class C Notes so long as the Class C Notes are outstanding.

  • Majority Holder as used in this Section 7.4 shall mean any holder or any combination of holders of Registrable Securities, if included in such holders' Registrable Securities are that aggregate number of Shares (including Shares already issued and Shares issuable pursuant to the exercise of outstanding Warrants) as would constitute a majority of the aggregate number of Shares (including Shares already issued and Shares issuable pursuant to the exercise of outstanding Warrants) included in all of the Registrable Securities.

  • Selling Stockholders means Purchaser and any other purchaser of Units in the Offering, and their respective successors and assigns.

  • Selling Shareholders sections in substantially the form attached hereto as Exhibit B. The Company shall use its reasonable best efforts to have each Additional Registration Statement declared effective by the SEC as soon as practicable, but in no event later than the Additional Effectiveness Deadline. By 9:30 a.m. New York time on the Business Day following the Additional Effective Date, the Company shall file with the SEC in accordance with Rule 424 under the 1933 Act the final prospectus to be used in connection with sales pursuant to such Additional Registration Statement.

  • Majority Holders means at any time the Holders of Warrants exercisable for a majority of the shares of Warrant Stock issuable under the Warrants at the time outstanding.

  • Equity Holders means the Stockholders and the Option Holders.

  • Existing Securities means, collectively, the Equity Securities and the Debt Securities.

  • APM Qualifying Securities means, with respect to an Alternative Payment Mechanism, any Debt Exchangeable for Preferred Equity or any Mandatory Trigger Provision, one or more of the following (as designated in the transaction documents for any Qualifying Capital Securities that include an Alternative Payment Mechanism or a Mandatory Trigger Provision or for any Debt Exchangeable for Preferred Equity, as applicable):

  • Other Selling Stockholders means persons other than Holders who, by virtue of agreements with the Company, are entitled to include their Other Shares in certain registrations hereunder.

  • Controlling Secured Parties means, with respect to any Shared Collateral, the Series of First Lien Secured Parties whose Authorized Representative is the Applicable Authorized Representative for such Shared Collateral.

  • Equity Holder means any Person that owns the Equity Interests in any Practice that is a party to any Management Agreement.

  • Qualifying Securities means securities issued by the Issuer that:

  • Selling Holders means, with respect to a specified registration pursuant to this Agreement, Holders whose Registrable Securities are included in such registration.

  • Non-Controlling Secured Parties means, with respect to any Shared Collateral, the First Lien Secured Parties which are not Controlling Secured Parties with respect to such Shared Collateral.

  • Purchasers is defined in Section 12.3.1.

  • Initial Holders has the meaning set forth in the preamble.

  • Existing Secured Notes means the previously issued debt securities of the Issuers outstanding on the date hereof.

  • Selling Shareholder has the meaning set forth in Section 3.04(a).

  • Selling Stockholder means any Stockholder owning Registrable Shares included in a Registration Statement.

  • Selling Shareholder Questionnaire shall have the meaning set forth in Section 3(a).

  • Broker-Dealer Agreement means this Agreement and any substantially similar agreement between the Auction Agent and a Broker-Dealer.

  • Selling Stockholder Questionnaire shall have the meaning set forth in Section 3(a).

  • Existing Investors shall have the meaning given in the Preamble hereto.

  • NOTICE TO PURCHASERS The information provided is the representation of the Sellers and is based upon the actual knowledge of Sellers as of the date noted. Disclosure by the Sellers is not a substitute for an inspection by an independent home inspection company, and you may wish to obtain such an inspection. The information contained in this statement is not a warranty by the Sellers as to the condition of the property of which the Sellers have no knowledge or other conditions of which the Sellers have no actual knowledge. Rev 03-30-2020 How long have you owned the property? Property System: Water, Sewage, Heating & Air Conditioning ( Answer all that apply) Water Supply Public Well Other Sewage Disposal Public Septic System approved for (# bedrooms) Other Type Garbage Disposal Yes No Dishwasher Yes No Heating Oil Natural Gas Electric Heat Pump Age Other Air Conditioning Oil Natural Gas Electric Heat Pump Age Other Hot Water Oil Natural Gas Electric Capacity Age Please indicate your actual knowledge with respect to the following: Other