Selected Broker definition

Selected Broker. Dealer understands that the Dealer Manager reserves the unconditional right to reject any order for any or no reason. If an order is rejected, cancelled or rescinded for any reason, then Selected Broker-Dealer will return to the Dealer Manager any selling commissions, broker-dealer fees or Dealer Manager Fees theretofore paid with respect to such order, and, if Selected Broker-Dealer fails to so return any such selling commissions, broker-dealer fees or Dealer Manager Fees, the Dealer Manager shall have the right to offset amounts owed against future commissions, broker-dealer fees or Dealer Manager Fees due and otherwise payable to Selected Broker-Dealer (it being understood and agreed that such right to offset shall not be in limitation of any other rights or remedies that the Dealer Manager may have in connection with such failure).
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Selected Broker. Dealer understands that the Dealer Manager reserves the unconditional right to reject any order for any or no reason. If an order is rejected, cancelled or rescinded for any reason, then Selected Broker-Dealer will return to the Dealer Manager any selling commissions or dealer manager fees theretofore paid with respect to such order, and, if Selected Broker-Dealer fails to so return any such selling commissions or dealer manager fees, the Dealer Manager shall have the right to offset amounts owed against future commissions or dealer manager fees due and otherwise payable to Selected Broker-Dealer (it being understood and agreed that such right to offset shall not be in limitation of any other rights or remedies that the Dealer Manager may have in connection with such failure). Terra Capital Markets, LLC Selected Broker-Dealer Agreement 6
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Examples of Selected Broker in a sentence

  • Lifemark has breached its obligation by failing to train, monitor or supervise Maggiacomo consistently with the obligations set forth in General Agent Agreement and Selected Broker Agreement.

  • Pursuant to the General Agent Agreement and Selected Broker Agreement, Lifemark is obligated to exercise reasonable care in discharging its contractual obligations.

  • The focus of this paper is on finding robust schedules for RCJSU, since predictable schedules are neces- sary for mining operations to coordinate supporting activities and to ensure that ore arrives at ports in a timely manner.

  • Effective March 1, 2001, PFL changed its name to Transamerica Life Insurance Company and, thus, the General Agent Agreement and Selected Broker Agreement govern the relationship, rights, and responsibilities of Transamerica and Lifemark and authorized Lifemark to sell insurance and annuity products for Transamerica.

  • Pursuant to the General Agent Agreement and Selected Broker Agreement, Lifemark and its agents and sub-agents were prohibited from using unapproved materials to market the sale of Transamerica’s annuities and policies and solicit applications for the same.

  • PFL Life Insurance Company (“PFL”) entered a General Agent Agreement and a Selected Broker Agreement with Lifemark in November 2000.

  • The General Agent Agreement and Selected Broker Agreement incorporate an implied duty of good faith and fair dealings.

  • Pursuant to the General Agent Agreement and Selected Broker Agreement, Lifemark was obligated to inspect and supervise the sales practices employed to sell Transamerica’s products.

  • The General Agent Agreement and Selected Broker Agreement are governed by Iowa law.

  • Selected Broker Dealer for those trades from City approved list, (with this support rotated so no more that 50% of trades, excluding any money market funds, does not go to any one broker/dealer in a given calendar year) provides market updates by email to Finance Director or Designee.

Related to Selected Broker

  • Designated Broker means the financial services firm or other agent designated by the Company to maintain ESPP Share Accounts on behalf of Participants who have purchased shares of Common Stock under the Plan.

  • Approved Broker means any of the companies listed on Schedule 7 or such other company proposed by the Borrowers which the Agent may, with the consent of the Majority Lenders (such consent not to be unreasonably withheld), approve from time to time for the purpose of valuing a Ship, who shall act as an expert and not as arbitrator and whose valuation shall be conclusive and binding on all parties to this Agreement;

  • Approved Brokers means such firm of insurance brokers, appointed by the Charterer during the Charter Period, as may from time to time be approved in writing by the Mortgagee for the purposes of this Deed;

  • Selected Firm means the firm who is selected by the City and to whom the City Council/City Manager awards a contract for the services or commodities requested in this solicitation.

  • Authorized Broker means those Brokers which are authorized to deal in Government Securities.

  • Participating Broker- Dealer: See Section 2(b) hereof. Person: An individual, trustee, corporation, partnership, limited liability company, joint stock company, trust, unincorporated association, union, business association, firm or other legal entity. Private Exchange: See Section 2(b) hereof.

  • Prime Broker means a Person that acts as credit counterparty for transactions executed on the SEF in the name and on behalf of such Person by its client or an agent of its client that is a BSEF Participant and that has authorized a Participant to send RFQs, place Orders or enter into Trades in the name and on behalf of such Person.

  • Principal broker means a broker who is either a real estate proprietor, a partner in a real estate partnership, or an officer in a real estate corporation.

  • insurance broker means an insurance brokerage firm,

  • Sponsoring Broker means a Participant other than a DMA Customer that allows its designated Customers to access the SEF Platform using the Participant ID of the Participant and (i) with respect to Cleared Swaps, is a Clearing Member; and (ii) with respect to Non-Cleared Swaps, is (x) an FCM or Introducing Broker; or (y) non-U.S. Person acting in a similar capacity that is not required to register as an FCM or Introducing Broker under the Act and that is appropriately licensed in a jurisdiction where its DMA Customer is located.

  • Mortgage broker means any person who for compensation or

  • Participating Broker-Dealers shall have the meaning set forth in Section 4(a) hereof.

  • Real estate broker means an individual or business entity that, with intent to collect or receive a fee, compensation, or valuable consideration, sells or offers for sale, buys or offers to buy, provides or offers to provide market analyses of, lists or offers or attempts to list, or negotiates the purchase, sale, or exchange of real estate; that negotiates the mortgage of real estate; that negotiates for the construction of a building on real estate; that leases or offers or rents or offers for rent real estate or the improvements on the real estate for others, as a whole or partial vocation; that engages in property management as a whole or partial vocation; that sells or offers for sale, buys or offers to buy, leases or offers to lease, or negotiates the purchase or sale or exchange of a business, business opportunity, or the goodwill of an existing business for others; or that, as owner or otherwise, engages in the sale of real estate as a principal vocation.

  • REAL ESTATE BROKERS (See also Paragraph 15)

  • Appraiser An Independent nationally recognized professional commercial real estate appraiser who (i) is a member in good standing of the Appraisal Institute, (ii) if the state in which the related Mortgaged Property is located certifies or licenses appraisers, is certified or licensed in such state, and (iii) has a minimum of five years’ experience in the related property type and market.

  • Expert is defined in Section 7.9 of this Agreement.

  • Introducing Broker means a third party who introduces prospective Clients to the Company.

  • Selected Dealer shall have the same meaning in this Agreement as in the Distribution Agreement. As principal, we offer to sell shares to you, as a Selected Dealer, upon the following terms and conditions:

  • Valuer means a licensed valuer agreed by the local government and the owner, or, where the local government and the owner are unable to reach agreement, by a valuer appointed by the President of the Western Australian Division of the Australian Property Institute.

  • Renminbi Dealer means an independent foreign exchange dealer of international repute active in the Renminbi exchange market in Hong Kong reasonably selected by the Issuer.

  • Brokers and Finders' Fees............................................ 13 2.14

  • MAI Appraiser With respect to any real property, a member of the American Institute of Real Estate Appraisers with a minimum of 5 years of experience appraising real property of a type similar to the real property being appraised and located in the same geographical area as the real property being appraised.