SEF Activity definition

SEF Activity means business for which a Participant is subject to the BSEF Rules, which is purportedly conducted subject to the BSEF Rules, or which should have been conducted subject to the BSEF Rules including Permitted Transactions and Block Trades.
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SEF Activity means business for which a Participant, Customer, or Clearing Firm is subject to the Rules, which is purportedly conducted subject to the Rules, or which should have been conducted subject to the Rules.
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SEF Activity means business for which a Participant is subject to the Tera Rules, which is purportedly conducted subject to the Tera Rules, or which should have been conducted subject to the Tera Rules.
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Examples of SEF Activity in a sentence

  • Authorized Traders (a) Each Participant shall nominate or designate one or more Authorized Traders, who will conduct SEF Activity on behalf of the Participant.

  • Adherence to Law (a) No Participant, Account Manager, Customer, Authorized Trader or Supervised Person shall engage in conduct in violation of the BSEF Rules, the Act, CFTC Regulations, the Rules of any SEF, or the rules of any DCM, DCO or SRO that has jurisdiction over such Participant, Account Manager, Customer, Authorized Trader or Supervised Person or, with respect to SEF Activity, the laws, rules or regulations of any relevant Governmental Body.

  • Books and Records RULE 409.A. Participant and Clearing Member Books and Records (a) Each Participant, Clearing Member and market participant shall prepare and keep current all books, ledgers and other similar records relating to SEF Activity required to be kept by it pursuant to the Act, CFTC Regulations and these Rules and shall prepare and keep current such other books and records relating to SEF Activity and adopt such forms as BSEF may from time to time prescribe.

  • Upon request of BSEF, a Participant shall promptly provide to BSEF or its Regulatory Services Provider information about the Participant, its Customers, Accounts, Clearing Members and Authorized Traders as BSEF requests related to or in connection with SEF Activity.

  • Among other duties and responsibilities that BSEF may impose, an Authorized Trader must: have the authority, at BSEF’s request, to adjust or withdraw any Order submitted under any Trader ID assigned to him or her; and ensure that any SEF Activity conducted under any Trader ID assigned to him or her complies with all BSEF Rules and Obligations.

  • Among other duties and responsibilities that BSEF may impose, an Authorized Trader must: (i) have the authority, at BSEF’s request, to adjust or withdraw any Order submitted under any Trader ID assigned to him or her; and (ii) ensure that any SEF Activity conducted under any Trader ID assigned to him or her complies with all BSEF Rules and Obligations.

  • Fraudulent Acts No Participant, Account Manager, DMA Customer, Authorized Trader, Supervised Person or any market participant that directly or indirectly effects a transaction on the SEF operated by BSEF shall engage in any fraudulent act or engage in any scheme to defraud, deceive, trick or mislead in connection with or related to any SEF Activity.

  • The Market Regulation Department may require a Participant to furnish (periodically or on a particular occasion) information concerning the Participant’s MarketAxess SEF Activity.

  • Fraudulent Acts Prohibited No Participant shall engage in any fraudulent act or engage in any scheme to defraud, deceive, trick or mislead in connection with or related to any MarketAxess SEF Activity.

  • For the avoidance of doubt, a Cleared Swap that is submitted for clearing and is the subject of a rejection notice from the applicable Derivatives Clearing Organization or Clearing Firm pursuant to this Rule will nonetheless otherwise be within the meaning of SEF Activity for purposes of the Rules.


More Definitions of SEF Activity

SEF Activity means business for which a Participant, Clearing Member, Customer or Client is subject to the SEF Rules or which is purportedly conducted subject to the SEF Rules, including but not limited to the Execution of any Contract on the Trading System, including Permitted Transactions and Block Trades.
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SEF Activity means business for which a Participant is subject to the GTX Rules, which is purportedly conducted subject to the GTX Rules, or which should have been conducted subject to the GTX Rules, including, without limitation, Permitted Transactions and Block Trades.
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SEF Activity means business for which a market participant is subject to the GTX SEF Rules, which is purportedly conducted subject to the GTX SEF Rules, or which should have been conducted subject to the GTX SEF Rules, including Block Trades.
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Related to SEF Activity

  • member of the work-related activity group means a person who has or is treated as having limited capability for work under either—

  • Terrorist activity means any deliberate, unlawful act that:

  • Commercial cannabis activity means the production, cultivation,

  • economic activity means putting goods or services on a market. It is not necessary to make a profit to be engaged in economic activity: if others in the market offer the same good or service, it is an economic activity.

  • Wellness activity means an explicit program of an activity

  • Development Activity means any activity defined as Development which will necessitate a Floodplain Development Permit. This includes buildings, structures, and non-structural items, including (but not limited to) fill, bulkheads, piers, pools, docks, landings, ramps, and erosion control/stabilization measures.

  • Investor Relations Activities means any activities, by or on behalf of the Company or a shareholder of the Company, that promote or reasonably could be expected to promote the purchase or sale of securities of the Company, but does not include:

  • Educational activity means an activity offered by a school, school district, charter school or county office of education that constitutes an integral fundamental part of elementary and secondary education, including, but not limited to, curricular and extracurricular activities.

  • Response activity means evaluation, interim response activity, remedial action, demolition, providing an alternative water supply, or the taking of other actions necessary to protect the public health, safety, or welfare, or the environment or the natural resources. Response activity also includes health assessments or health effect studies carried out under the supervision, or with the approval of, the department of community health and enforcement actions related to any response activity.

  • Political activity means any activity in support of or in connection with any campaign for elective office or any political organization, but does not include activities (i) relating to the support or opposition of any executive, legislative, or administrative action, (ii) relating to collective bargaining, or (iii) that are otherwise in furtherance of the person's official duties.

  • Education program or activity means locations, events, or circumstances for which the school district exercises substantial control over both the respondent and the context in which the sexual harassment occurs and includes school district education programs or activities that occur on or off of school district property.

  • School activities means any activity sponsored by the school including, but not limited to, classroom work, library activities, physical education classes, official assemblies and other similar gatherings, school athletic contests, band concerts, school plays and other theatrical productions, and in-school lunch periods.

  • Extracurricular activity means any optional, noncredit, educational or

  • Curricular activity means an activity, course, or program that is:

  • Intrascholastic Activities means athletic or non-athletic/academic activities where students compete with students from within the same school.

  • School-Sponsored Activity means any activity sponsored, recognized or authorized by the Board and includes activities conducted on or off school property.

  • criminal activity means any kind of criminal involvement in the commission of the following serious crimes:

  • Interscholastic Activities means athletic or non-athletic/academic activities where students compete on a school vs. school basis.