Securities Transactions definition

Securities Transactions means (a) securities lending arrangements, and (b) repurchase and reverse repurchase arrangements with respect to securities and financial instruments.

Securities Transactions shall have the meaning set forth in Section 2.5.

Securities Transactions means (a) securities lending arrangements, (b) repurchase and reverse repurchase arrangements with respect to securities and financial instruments and (c) other similar arrangements.

Examples of Securities Transactions in a sentence

• Accordingly, you must comply with the policies and procedures set forth in this Code under the heading Personal Securities Transactions.

• All Personal Securities Transactions by Employees must be reported under the Code with a few limited exceptions set forth below.

• Any Securities Transactions in a private placement must be authorized by the Compliance Officer, in writing, prior to the transaction.

• This Code of Ethics (this “Code”) sets out standards of conduct to help PIMCO’s directors, officers and employees (each, an “Employee” and collectively, the “Employees”)1 avoid potential conflicts that may arise from their actions and their Personal Securities Transactions.

• Securities Transactions executed in violation of this prohibition shall be unwound or, if not possible or practical, the Employee must disgorge to the Fund the value received by the Employee due to any favorable price differential received by the Employee.

More Definitions of Securities Transactions

Securities Transactions means the following transactions conducted pursuant to the Rules of Bursa Malaysia Securities Clearing Sdn. Bhd:

Securities Transactions means a purchase, sale, or any other type of acquisition or disposition of a Covered Security.

Securities Transactions means the purchase and/or sale of Securities and/or the arrangement of the purchase and/or sale of Securities subject to the conditions laid down in the Terms and Conditions.

Securities Transactions means any Transaction effected by the Company on the instruction of the Client to purchase, invest in, subscribe for, sell, exchange or otherwise deal with or dispose of any Securities including holding Securities in the name of the Company or the Company’s nominee;

Securities Transactions means (a) any transaction, purchase, investment, sale, trading, entering, exchange, acquisition, holding, transfer, making, clearing, settlement, disposal or dealing in, of and with any Securities and generally dealing in any and all kinds of Securities; and/or (b) Stock Options Trading; 「證券交易」指(a)任何證券的交易、買入投資、賣出、交易、訂立、兌換、收購、持有、轉移、作出、結算、交收、 處置或買賣，以及全面買賣任何及所有種類的證券；及/或(b)股票期權交易；

Securities Transactions means:

Securities Transactions shall also mean the following transactions or operations if closely connected to transactions or operations under paragraph 1: