Securities to be Sold definition

Securities to be Sold means a portion of the Original Charged Assets calculated by applying thereto a fraction, the numerator of which is the number of Notes in relation to which Cash Settlement applies and the denominator of which is the total number of Notes outstanding, rounded down to the nearest whole Securities Denomination.
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Securities to be Sold means a portion of the Original Charged Assets calculated by applying thereto a fraction, the numerator of which is the number of Notes in relation to which Cash Settlement applies and the denominator of which is the total number of Notes outstanding, rounded down to the nearest whole Securities Denomination. Condition 12 (Payments and Talons) Payment Business Day Centre(s): London and Tokyo Other Distribution Type: Non-U.S. Distribution Talons for future Coupons or Receipts to be attached to Definitive Bearer Notes (and dates on which such Talons mature):Talon(s) will be attached in the limited circumstances in which the Permanent Global Note is exchangeable for Definitive Bearer Notes and more than 27 Specified Interest Payment Dates remain at such time. Details of any additions or variations to the Selling Restrictions:Notice pursuant to the Financial Instruments and Exchange Law (Law No. 25 of 1948, as amended) of Japan (the “FIEL”) – transfer restriction, etc. No registration pursuant to Article 4, Paragraph 1 of the FIEL has been made or will be made concerning the Notes for the reason that the solicitations of an application to acquire the newly issued Notes are conducted in a manner falling under the Solicitation for Small Number of Investors (specifically, the case stipulated in Article 2, Paragraph 3, Item 2 ha of the FIEL) as defined in Article 23-13, Paragraph 4 of the FIEL. The Notes may not be subdivided in a denomination smaller than the one stipulated on the Notes. Further additions or variations: The following provisions shall constitute “AdditionalConditions”:
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Securities to be Sold means a portion of the Remaining Securities calculated by applying thereto a fraction the numerator of which is the number of Notes to which Cash (ii) Unmatured Coupons to become void upon early redemption (Bearer Notes only) (Condition 8(f)):Settlement applies and the denominator of which is the total number of Notes outstanding, rounded down to the nearest whole Security.
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Examples of Securities to be Sold in a sentence

  • Xxxxxxx & Company, LLC Total [—] Sch A-1 SCHEDULE B Number of Initial Securities to be Sold Maximum Number of Option Securities to Be Sold E2open, Inc.

  • Acquired Funds Estimated Percentage of Portfolio Securities to be Sold Estimated Average Spread Cost Hartford High Yield HLS Fund 99% 30-50 basis points Hartford U.S. Government Securities HLS Fund 96% 3-6 basis points The actual amounts of brokerage commissions and other transaction costs may change at the time of a Reorganization based on market conditions and other factors.

  • Anderson Rita Holmes Elaine Connolly Adam Blumenthal Steven Kornhauser Mark Zabrowsy Douglas Mann Christopher Maynard Fred Goldsmith Cheryl Yancey- Biron James Rogers Harris Semegram Dale Johnson Victoria Ann DeCora Julie McKnight Lynda Yazzolino John Capalongo Keith Kolakoski Robert Pritchard Schedule B-1 Maximum Number of Option Selling Shareholder Address Securities to be Sold ------ Kyra Malinich Judy Manus Phillip Kennedy Dru-Anne Heun Sally Walton Total........................

Related to Securities to be Sold

  • Portfolio Securities or "investments" of the Series shall mean, respectively, such assets, net assets, securities, portfolio securities or investments which are from time to time under the management of the Subadviser pursuant to this Agreement.

  • New Securities Trustee means a bank or trust company reasonably satisfactory to the Initial Purchasers, as trustee with respect to the New Securities under the New Securities Indenture.

  • Retail Certificates A Senior Certificate, if any, offered in smaller minimum denominations than other Senior Certificates, and designated as such in the Series Supplement.

  • Real Estate-Related Securities shall have the meaning set forth in the Charter.

  • Book-Entry Securities Securities maintained in the form of entries (including, without limitation, the Security Entitlements in such Securities) in the commercial book-entry system of the Fed and held for the Trustee, directly or indirectly, by any Trustee's Fed Member. Book-Entry Securities shall not include, in any event, any Certificated Security (or any Security Entitlement in any Certificated Security) held, directly or indirectly, through a Clearing Corporation.

  • Personal Securities Transaction means any transaction in a Covered Security in which an Access Person has a direct or indirect Pecuniary Interest.

  • Securities Documents means all reports, offering circulars, proxy statements, registration statements and all similar documents filed, or required to be filed, pursuant to the Securities Laws.

  • Certificate Purchase Agreement The Purchase Agreement, dated as of [_______], among the Depositor and the Initial Purchasers, relating to the Privately Offered Certificates.

  • Underlying Securities Issuer With respect to an Underlying Security, the issuer thereof (including, if applicable, the guarantor of the Underlying Security), as identified in the Underlying Securities Schedule.

  • Personal Securities Transactions means any transaction in a Security pursuant to which an Access Person would have a Beneficial Ownership interest with the exception of obligations of the U.S. Government, bankers’ acceptances, bank certificates of deposit, money market fund shares, commercial paper, high quality short-term debt instruments and registered open-end investment companies, none of which are funds advised or sub-advised by the Firm.

  • Subordinated Securities means Securities that by the terms established pursuant to Section 2.02(i) are subordinated in right of payment to Senior Debt of the Company.

  • Securities Lending Agreement means an agreement under which a local agency agrees to transfer securities to a borrower who, in turn, agrees to provide collateral to the local agency. During the term of the agreement, both the securities and the collateral are held by a third party. At the conclusion of the agreement, the securities are transferred back to the local agency in return for the collateral.

  • Securities Purchase Agreement shall have the meaning set forth in the recitals hereto.

  • Purchase Agreements has the meaning set forth in the Recitals.

  • Certificate Depository Agreement means the agreement among the Trust, the Depositor and The Depository Trust Company, as the initial Clearing Agency, dated as of the Closing Date, relating to the Trust Securities Certificates, substantially in the form attached as Exhibit B, as the same may be amended and supplemented from time to time.

  • Related Securities means any options or warrants or other rights to acquire Shares or any securities exchangeable or exercisable for or convertible into Shares, or to acquire other securities or rights ultimately exchangeable or exercisable for or convertible into Shares.

  • Spin-Off Securities means equity share capital of an entity other than the Issuer or options, warrants or other rights to subscribe for or purchase equity share capital of an entity other than the Issuer.

  • securities contract — ‘‘(A) means—

  • Sale of the Company means the sale of the Company to an Independent Third Party or affiliated group of Independent Third Parties pursuant to which such party or parties acquire (i) capital stock of the Company possessing the voting power to elect a majority of the Company's board of directors (whether by merger, consolidation or sale or transfer of the Company's capital stock) or (ii) all or substantially all of the Company's assets determined on a consolidated basis.

  • Securities as used herein does not include (i) securities of issuers that are affiliated with the Buyer or are part of the Buyer's Family of Investment Companies, (ii) securities issued or guaranteed by the U.S. or any instrumentality thereof, (iii) bank deposit notes and certificates of deposit, (iv) loan participations, (v) repurchase agreements, (vi) securities owned but subject to a repurchase agreement and (vii) currency, interest rate and commodity swaps.