Securities Regulatory Authorities definition

Securities Regulatory Authorities means the securities commission or similar regulatory authority in each province and territory of Canada that is responsible for administering the Canadian securities legislation in force in such jurisdictions;
Securities Regulatory Authorities means the securities commissions or similar regulatory authorities in each of the provinces and territories of Canada, and the stock exchanges on which the Common Shares are listed for trading;
Securities Regulatory Authorities means the securities commissions and similar regulatory authorities listed in Appendix C of National Instrument 14-101 Definitions;

Examples of Securities Regulatory Authorities in a sentence

  • In the event the Subscriber has any questions with respect to the indirect collection of such information by the Securities Regulator, the Subscriber should contact the appropriate Securities Regulator at set out in Appendix VII – Contact Information for the Canadian Securities Regulatory Authorities.

  • FORM 3B EXHIBIT 3 Notice of Collection, Use and Disclosure of Personal Information by Securities Regulatory Authorities The securities regulatory authorities of each of the provinces and territories of Canada (the “SRAs”) collect the personal information in the Personal Information Form and use it in the administration and enforcement of the securities legislation in their province or territory governing the conduct and protection of the public markets in Canada (the “provincial securities legislation”).

  • FORM 3A EXHIBIT 3 Notice of Collection, Use and Disclosure of Personal Information by Securities Regulatory Authorities The securities regulatory authorities of each of the provinces and territories of Canada (the “SRAs”) collect the personal information in the Personal Information Form and use it in the administration and enforcement of the securities legislation in their province or territory governing the conduct and protection of the public markets in Canada (the “provincial securities legislation”).

  • Canadian Securities Regulatory Authorities means the securities regulatory authorities of the following provinces of Canada: British Columbia, Alberta, Saskatchewan, Manitoba, Ontario, New Brunswick, Nova Scotia, Xxxxxx Xxxxxx Island and Newfoundland.

  • FORM 3 EXHIBIT 3 Notice of Collection, Use and Disclosure of Personal Information by Securities Regulatory Authorities The securities regulatory authorities of each of the provinces and territories of Canada (the “SRAs”) collect the personal information in the Personal Information Form and use it in the administration and enforcement of the securities legislation in their province or territory governing the conduct and protection of the public markets in Canada (the “provincial securities legislation”).


More Definitions of Securities Regulatory Authorities

Securities Regulatory Authorities means the applicable securities commission or regulatory authority in each province and territory of Canada;
Securities Regulatory Authorities means the securities commission or similar regulatory authority in each of the Provinces and Territories of Canada that are responsible for administering the Canadian securities legislation in force in such jurisdictions;
Securities Regulatory Authorities means, collectively, the securities commissions or similar securities regulatory authorities in the Selling Jurisdictions;
Securities Regulatory Authorities means the applicable securities commission or similar regulatory authorities in each of the provinces and territories of Canada and the SEC;
Securities Regulatory Authorities means all applicable securities regulatory authorities, including the applicable securities commission or similar regulatory authorities in each of the provinces and territories of Canada, the SEC and in each of the states of the United States;
Securities Regulatory Authorities means one or more of the members of the Canadian Securities Administrators.
Securities Regulatory Authorities means the applicable securities commissions and similar regulatory authorities of each of the provinces or territories of Canada;