Examples of Securities Regulatory Authorities in a sentence
In the event the Subscriber has any questions with respect to the indirect collection of such information by the Securities Regulator, the Subscriber should contact the appropriate Securities Regulator at set out in Appendix VII – Contact Information for the Canadian Securities Regulatory Authorities.
FORM 3B EXHIBIT 3 Notice of Collection, Use and Disclosure of Personal Information by Securities Regulatory Authorities The securities regulatory authorities of each of the provinces and territories of Canada (the “SRAs”) collect the personal information in the Personal Information Form and use it in the administration and enforcement of the securities legislation in their province or territory governing the conduct and protection of the public markets in Canada (the “provincial securities legislation”).
FORM 3A EXHIBIT 3 Notice of Collection, Use and Disclosure of Personal Information by Securities Regulatory Authorities The securities regulatory authorities of each of the provinces and territories of Canada (the “SRAs”) collect the personal information in the Personal Information Form and use it in the administration and enforcement of the securities legislation in their province or territory governing the conduct and protection of the public markets in Canada (the “provincial securities legislation”).
Canadian Securities Regulatory Authorities means the securities regulatory authorities of the following provinces of Canada: British Columbia, Alberta, Saskatchewan, Manitoba, Ontario, New Brunswick, Nova Scotia, Xxxxxx Xxxxxx Island and Newfoundland.
FORM 3 EXHIBIT 3 Notice of Collection, Use and Disclosure of Personal Information by Securities Regulatory Authorities The securities regulatory authorities of each of the provinces and territories of Canada (the “SRAs”) collect the personal information in the Personal Information Form and use it in the administration and enforcement of the securities legislation in their province or territory governing the conduct and protection of the public markets in Canada (the “provincial securities legislation”).