Securities Offered definition

Securities Offered. The Company is offering a maximum of 2,500,000 shares of its Common Stock, $.0001 par value per share (the "Shares") to Institutional Investors (as well as to "Accredited Investors" and a limited number of "Non-accredited Investors" as permitted by this Memorandum) pursuant to this Private Placement Memorandum (this "Memorandum").
Securities Offered. Depositary Shares, each representing 1/40th interest in a share of 5.50% Non-Cumulative Perpetual Preferred Stock, Series C Principal Amount: $175,000,000 (7 million Depositary Shares) Over-allotment Option: $8,750,000 (0.35 million Depositary Shares) Liquidation Preference: $1,000 per share of Preferred Stock (equivalent to $25.00 per Depositary Share) Maturity Date: Perpetual Dividend Rate: 5.50% Dividend Payment: Quarterly, commencing on February 13, 2013 Day Count: 30/360 Optional Redemption: Redeemable in whole or in part, at par plus any declared and unpaid dividends, on November 13, 2017, or any dividend payment date thereafter. Also, redeemable in whole upon the occurrence of a “regulatory capital treatment event” at par plus any declared and unpaid dividends Trade Date: November 5, 2012 Settlement Date: November 13, 2012 Public Offering Price: $25.00 per Depositary Share Listing: NYSE (expected) Joint Bookrunning Managers: Xxxxxxx, Sachs & Co. X.X. Xxxxxx Securities LLC Co-Managers: RBC Capital Markets, LLC Xxxxx, Xxxxxxxx & Xxxxx, Inc. Xxxxxxx X’Xxxxx + Partners, L.P. Wedbush Securities, Inc. CUSIP/ISIN: Depositary Shares: 17800X 202/ US17800X2027 Preferred Stock: 17800X 301/ US17800X3017 *Note: A securities rating is not a recommendation to buy, sell or hold securities and may be subject to revision or withdrawal at any time. The issuer has filed a registration statement (including a prospectus) with the Securities and Exchange Commission for the offering to which this communication relates. Before you invest, you should read the prospectus in that registration statement and the other documents the issuer has filed with the SEC for more complete information about the issuer and this offering. You may get these documents for free by visiting XXXXX on the SEC Web site at xxx.xxx.xxx. Alternatively, you can request the prospectus by calling Xxxxxxx, Sachs & Co. at toll-free 0-000-000-0000 and X.X. Xxxxxx Securities LLC at 0-000-000-0000.

Examples of Securities Offered in a sentence

  • Securities Offered Common shares, par value $0.001 per share, having an aggregate offering price of up to $43,636,250.

  • Series - 1 Class B Preferred Stock will be offered to accredited investors on the following offering terms: Securities Offered Series - 1 Class B Preferred Stock of Main Street Phoenix.

  • Securities Offered by Us Up to 425,000,000 AMC Preferred Equity Units.

  • Securities Offered Shares of 8.75% Series B Cumulative Redeemable Perpetual Preferred Stock (or “Series B Preferred Stock”) having an aggregate offering price of up to $35 million.

  • Issuer VivoPower International PLC Securities Offered Ordinary Shares having aggregate gross sales proceeds of up to US $10,449,000.


More Definitions of Securities Offered

Securities Offered. We are offering $_________ in Unsecured Convertible Promissory Notes, convertible in increments to shares of common stock, at a 20% discount to the five day average closing price at time of conversion. The Notes will have a minimum conversion price of $.20 The notes bear interest @ 7% per annum due date December 31, 2017.
Securities Offered. Depositary Shares, each representing a 1/40th interest in a share of Associated Banc-Corp 5.625% Non-Cumulative Perpetual Preferred Stock, Series F Size: $100,000,000 (4,000,000 Depositary Shares) Officers, directors and/or others affiliated with the Issuer are expected to purchase an aggregate of $6,275,000 (251,000 Depositary Shares) sold in the offering at the public offering price. Liquidation Preference: $1,000 per share of 5.625% Non-Cumulative Perpetual Preferred Stock, Series F (equivalent to $25 per Depositary Share) Public Offering Price: $25 per Depositary Share Maturity: Perpetual Underwriting Commission(1): $0.7875 Net Proceeds to Issuer(2): $96,850,000 Dividend Rate: 5.625% per annum Dividend Payment Dates: March 15, June 15, September 15 and December 15 each year, commencing September 15, 2020 Redemption Provisions: In whole or in part, from time to time, on any dividend payment date on or after September 15, 2025, or in whole but not in part, at any time within 90 days following a regulatory capital treatment event (subject to limitations described in the preliminary prospectus supplement dated June 9, 2020). Non-Cumulative Dividends: Dividends will not be cumulative. If Associated Banc-Corp does not declare dividends or does not pay dividends in full on the Series F Preferred Stock on any date on which dividends are due, then these undeclared and unpaid dividends will not cumulate, accrue, or be payable. Book-Entry Form: The Depositary Shares will be issued in book-entry form through The Depository Trust Company. Trade Date: June 9, 2020 Settlement Date:** June 15, 2020 (T+4) CUSIP/ISIN for the Depositary Shares: 045487402 / US0454874027
Securities Offered. The Company is offering a maximum of fourteen (14) - 7 3/4% Senior Convertible Notes maturing in 36 months with 1,400,000 shares (100,000 shares for each Note) underlying the Notes if converted, into restricted common shares to Institutional Investors (as well as to "Accredited Investors" and a limited number of "Non-accredited Investors" as permitted by this Memorandum) pursuant to this Private Placement Memorandum (this "Memorandum").
Securities Offered. Units, each consisting of one common share in the capital of the Issuer (each, a “Share”) and one common share purchase (each, a “Warrant”) with each Warrant entitling the holder thereof to purchase one additional common share (subject to adjustment for stock splits, stock dividends and the like) (each, a “Warrant Share”) of the Issuer at a price of US$0.75 per Warrant Share. The Warrants are exercisable immediately and terminating on the date that is the twenty-four (24) month anniversary of the listing of the additional common shares sold in the offering on the Canadian Securities Exchange or other recognized securities exchange.
Securities Offered. Senior Subordinated Notes Principal Amount: $50 Million Expected Ratings: Baa3/BBB- Maturity: 10 Years Redemption at Option of Issuer: None Spread to Treasury: +160 basis points Offering Price: 100.00% 10.668% payable 6/22 12/22 Placement Agent's Fee: .675% x $50 million 30/360 basis Expenses: The Association will be responsible for all expenses associated with the placement of the Notes, including the fees of its own counsel, Purchaser's counsel, and out-of-pocket expenses of the Placement Agent. Fees for Purchaser's counsel and Placement Agent's out-of-pocket expenses are not to exceed $25,000. Net Proceeds(1): 99.325% All-In-Cost(2): +171 basis points Subordination: The Notes will be subordinated to all present and future Senior Indebtedness, including deposits. The Notes do not limit the creation of additional liabilities, including Senior Indebtedness, except that the Association may not create liabilities that are both junior to Senior Indebtedness and senior in right of payment to the Notes. No payments on the Notes may be made if there shall have occurred and be continuing a default in any payment with respect to Senior Indebtedness, or an event of default with respect to any Senior Indebtedness permitting the holders thereof to accelerate the maturity thereof, or if any judicial proceeding shall be pending with respect to any such default. -----------------------------
Securities Offered. $900 million aggregate principal amount of 4.185% Senior Notes due 2027 (the “2027 notes”) $850 million aggregate principal amount of 4.663% Senior Notes due 2030 (the “2030 notes” and, together with the 2027 notes, the “notes”) Maturity Date: February 15, 2027 in respect of the 2027 notes February 15, 2030 in respect of the 2030 notes Interest Rate: 4.185% per year on the principal amount of 2027 notes 4.663% per year on the principal amount of 2030 notes Interest Payment Dates: February 15 and August 15, beginning February 15, 2020, accruing from July 12, 2019 Record Dates: January 31 and July 31 Price to Public: 99.995% for the 2027 notes 99.994% for the 2030 notes Underwriting Discount: .400% per 2027 note .450% per 2030 note Spread to Treasury: +225 basis points for the 2027 notes +260 basis points for the 2030 notes Benchmark: UST 1.875% due June 30, 2026 (yielding: 1.935%) for the 2027 notes UST 2.375% due May 15, 2029 (yielding: 2.063%) for the 2030 notes Ratings:* Baa3 (Stable) (Xxxxx’x Investors Service, Inc.) BBB- (Stable) (Fitch Ratings Inc.) BB+ (Positive) (Standard & Poor’s Ratings Services) Pricing Date: July 10, 2019 Closing Date: July 12, 2019 CUSIP Numbers: 000000XX0 for the 2027 notes 000000XX0 for the 2030 notes ISIN Numbers: US595112BP79 for the 2027 notes US595112BQ52 for the 2030 notes Denominations: $2,000 and multiples of $1,000 in excess thereof Joint Book-Running Managers: Xxxxxxx Xxxxx & Co. LLC X.X. Xxxxxx Securities LLC Xxxxx Fargo Securities, LLC ANZ Securities, Inc. BNP Paribas Securities Corp. Citigroup Global Markets Inc. Credit Agricole Securities (USA) Inc. Credit Suisse Securities (USA) LLC HSBC Securities (USA) Inc. ICBC Standard Bank Plc Mizuho Securities USA LLC MUFG Securities Americas Inc. Xxxxxx Xxxxxxx & Co. LLC Co-Managers: Academy Securities, Inc. The Xxxxxxxx Capital Group, L.P. Net Proceeds: Micron estimates that the net proceeds from the offering, after deducting underwriting discounts and estimated offering fees and expenses, will be approximately $1.739 billion. Redemption at Micron’s Option: Micron may redeem some or all of the notes of each series, at any time or from time to time prior to the applicable Par Call Date, at a redemption price equal to the greater of (i) 100% of the principal amount of the notes of that series to be redeemed and (ii) the sum of the present values of the remaining scheduled payments of principal and interest thereon that would be due if the notes of such series matured on th...
Securities Offered. [ ]% Series A Cumulative Preferred Stock (the “Series A Preferred Stock”).