Securities division definition

Securities division means Utah's Division of Securities created within the Department of Commerce by Section 13-1-2.

Securities division means Utah's Division of Securities created within the

Securities division means the division of the department of financial institutions that administers the securities act of Washington, chapter 21.20 RCW.

Examples of Securities division in a sentence

• From 2002 until 2014, Ms. Mulhall was Head of the Investments Funds & Debt Securities division with Investec Capital & Investments (Ireland) Ltd.

• Interest Rate Risk in Banking book As per DB global policy, only Corporate Banking and Securities division (CB&S) is allowed to run market risk.

• As per DB global policy, only Corporate Banking and Securities division (CB&S) is allowed to run market risk.

• Plaintiff alleges that the Offering documents omitted material information about McKowen, including a 1987 disciplinary action, fine, and suspension with the National Association of Securities Dealers, a 1995 bankruptcy, and a 1992 default judgment in connection with a complaint before the Indiana Securities division.

• Directors of the Company The Directors are described below: Fiona Mulhall (Irish resident) has over 20 years' experience within the funds industry, gained whilst Head of the Investments Funds & Debt Securities division with Investec Capital & Investments (Ireland) Ltd.

More Definitions of Securities division

Securities division means the principal office of the Depositary in Wichita, Kansas, at which at any particular time its corporate trust business shall have responsibilities for the administration of this Agreement and obligations hereunder.

Securities division is hereby amended to read as follows:

Securities division means the division of the department of

Securities division means the principal office of the Depositary in St. Louis, Missouri, at which at any particular time its corporate trust business shall have the responsibilities for the administration of this Agreement and obligations hereunder."

Securities division means Utah's Division of Securities created within the 2137 Department of Commerce by Section 13-1-2. 2138 (31) "State funds" means: 2139 (a) public [monies] money raised by operation of law for the support and operation of 2140 the state government; and 2141 (b) all other [monies] money, funds, and accounts, regardless of the source from which 2142 the [monies] money, funds, or accounts are derived, that are owned, held, or administered by 2143 the state or any of its boards, commissions, institutions, departments, divisions, agencies, 2144 bureaus, laboratories, or other similar instrumentalities. 2145 Section 39. Section 51-7a-101 is amended to read: 2146 CHAPTER 7a. INVESTMENT OF LAND GRANT TRUST FUND MONEY 2147 51-7a-101. Title. 2148 This chapter is known as the "Investment of Land Grant Trust Fund [Monies] Money." 2149 Section 40. Section 51-8-102 is amended to read: 2150 51-8-102. Definitions. 2151 As used in this chapter: 2152 (1) "Charitable purpose" means the relief of poverty, the advancement of education or 2153 religion, the promotion of health, the promotion of governmental purposes, and any other 2154 purpose the achievement of which is beneficial to the community. 2155 (2) (a) "Endowment fund" means an institutional fund, or any part of an institutional 2156 fund, not wholly expendable by the institution on a current basis under the terms of a gift 2157 instrument. 2158 (b) "Endowment fund" does not include assets of an institution designated by the 2159 institution as an endowment fund for its own use. 2160 (3) "Gift instrument" means a record or records, including an institutional solicitation, 2161 under which property is granted to, transferred to, or held by an institution as an institutional 2162 fund. 2163 (4) (a) "Governing board" means the body responsible for the management of an 2164 institution or of an institutional fund. 2165 (b) "Governing board" means, for a higher education institution, the board of trustees 2166 of the higher education institution.

Securities division means the principal office of ChaseMellon Shareholder Ser- vices, L.L.C., at which at any particular time its corporate trust business shall have the re- sponsibilities for the administration of this Agreement and obligations hereunder."

Securities division means Utah's Division of Securities created within the Department of Commerce by Section13-1-2.