Securities Act Exemption and Compliance; Registration Rights..........................
If the transfer is being effected pursuant to a Securities Act Exemption other than ones set forth in (1) through (3) above, there shall be delivered to the Company an opinion of counsel with respect to such holders.
Securities Act (Ontario) means the Securities Act, R.S.O. 1990, c. S.5, as amended, and the regulations thereunder, and any comparable or successor laws or regulations thereto;
Section 162(m) Exemption means the exemption from the limitation on deductibility imposed by Section 162(m) of the Code that is set forth in Section 162(m)(4)(C) of the Code.
INHAM Exemption is defined in Section 6.2(e).
QPAM Exemption is defined in Section 6.2(d).
Underwriter’s Exemption Prohibited Transaction Exemption 2002-41, 67 Fed. Reg. 54487 (2002), as amended (or any successor thereto), or any substantially similar administrative exemption granted by the U.S. Department of Labor.
1933 Securities Act means the Securities Act of 1933 of the United States, as amended, and the rules and regulations thereunder, and any comparable or successor laws or regulations thereto.
U.S. Securities Act means the United States Securities Act of 1933, as amended;
Securities Acts means the Securities Act of 1933 and the Securities Exchange Act of 1934.
Securities Act means the Securities Act of 1933, as amended.
FRB Regulation D means Regulation D as promulgated by the Board of Governors of the Federal Reserve System, 12 CFR Part 204, as amended.
New Exemption means the exemption from real property taxation provided hereunder with respect to the Exemption Area.
Securities Law means the Israeli Securities Law, 5728-1968.
Securities Act of 1933 means the United States Securities Act of 1933, as from time to time amended.
AIFM Regulation means Commission Delegated Regulation (EU) No. 231/2013.
SEC Regulation D means Regulation D as promulgated under the Securities Act of 1933, as amended, as the same may be in effect from time to time.
certificate of exemption means any document evidencing that the entity is exempt from
Class Exemption A class exemption granted by the U.S. Department of Labor, which provides relief from certain of the prohibited transaction provisions of ERISA and the related excise tax provisions of the Code.
1933 Act Regulations means the rules and regulations of the Commission under the 1933 Act.
OHS Regulation means the Workers Compensation Act (British Columbia), including without limitation, the Occupational Health & Safety Regulation (BC Regulation 296/97, as amended by BC Regulation 185/99) enacted pursuant to such Act, all as such Act or Regulations are amended or re-enacted from time to time.
Public Utilities Act means the Illinois Public Utilities Act, 220 ILCS 5.
Advisers Act Rules and Regulations means the rules and regulations of the Commission under the Advisers Act.
Applicable Securities Law means the securities laws of the United States, including without limitation the Exchange Act and the Securities Act and any applicable securities law of any State of the United States (and any rules or regulations promulgated thereunder), in each case as may be in effect from time to time.
Prospectus Regulation means Regulation (EU) 2017/1129.