SEC Rule 144 definition

SEC Rule 144 means Rule 144 promulgated by the SEC under the Securities Act.
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SEC Rule 144 means Rule 144 promulgated by the SEC under the Securities Act. “SEC Rule 145” means Rule 145 promulgated by the SEC under the Securities Act.
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SEC Rule 144 means Rule 144 promulgated by the SEC under the Securities Act, as amended.
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Examples of SEC Rule 144 in a sentence

  • The Company will not require such a legal opinion or “no action” letter (x) in any transaction in compliance with SEC Rule 144; or (y) in any transaction in which the undersigned distributes the Shares to an affiliate of the undersigned; provided that each transferee agrees in writing to be subject to the terms of this Joinder Agreement.

  • In this connection, such Investor represents that it is familiar with SEC Rule 144, as presently in effect, and understands the resale limitations imposed thereby and by the Act.

  • In this connection, such Investor represents that it is familiar with SEC Rule 144, as presently in effect, and understands the resale limitations imposed thereby and by the Securities Act.

  • Xxxxxx'x holdings of Omega Protein and Xxx.Xxx stock constitute "restricted stock" under SEC Rule 144 and may only be sold in the public market pursuant to an effective registration statement under the Securities Act of 1933 and under any required state securities laws or pursuant to an available exemption.

  • You are, or an immediate family/household member is, a control person or affiliate of a publicly traded company under SEC Rule 144.


More Definitions of SEC Rule 144

SEC Rule 144 means Rule 144 promulgated by the SEC under the Securities Act including the relevant no-action letters then interpreting such rule.
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SEC Rule 144 means Rule 144 promulgated by the SEC under the Securities
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SEC Rule 144 means Rule 144 promulgated by the SEC under the authority of the Securities Act and codified at 17 C.F.R. §
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SEC Rule 144 means Rule 144 promulgated by the Securities and Exchange Commission under the Securities Act.
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SEC Rule 144 means Rule 144 promulgated by the SEC under the Securities Act, as amended, or any successor provision thereto. 4
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SEC Rule 144 means Rule 144 promulgated by the SEC pursuant to the Securities Act as such Rule may be amended from time to time, or any similar rule or regulation hereafter adopted by the SEC having substantially the same effect as such Rule.
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SEC Rule 144 means Rule 144 promulgated by the SEC under the Securities Act. “Securities Act” has the meaning set forth in Section 4.03(a).
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