Rule 506 definition

Rule 506 means Rule 506 under the Securities Act.
Rule 506 means Rule 506 of Regulation D promulgated under the 1933 Act.
Rule 506 means Rule 506 promulgated under Regulation D under the Securities Act or any successor provision.

Examples of Rule 506 in a sentence

  • These securities were issued pursuant to Section 4(2) of the Securities Act and/or Rule 506 promulgated thereunder.

  • WHEREAS, subject to the terms and conditions set forth in this Agreement and pursuant to Section 4(a)(2) of the Securities Act of 1933, as amended (the “Securities Act”), and Rule 506 promulgated thereunder, the Company desires to issue and sell to each Purchaser, and each Purchaser, severally and not jointly, desires to purchase from the Company, securities of the Company as more fully described in this Agreement.

  • All BSEF Rules other than Rule 506 and Rule 522.A shall apply to new Trades executed by Participants pursuant to this Rule 516.B(b).

  • A suspense account may be used at the time of Order entry provided that a contemporaneous electronic or written record of the Order with the account designation is made, time-stamped and maintained in accordance with this Rule 506, and provided that the correct account designation is provided to the Clearing Firm prior to the end of the trading day.

  • The securities were issued pursuant to the provisions of Rule 506 of Regulation D of the Securities Act as the creditor represented that it was an accredited investor as defined in Rule 501 of Regulation D.


More Definitions of Rule 506

Rule 506 means Rule 506 as promulgated by the Commission under the Securities Act, as such Rule may be amended from time to time, or any similar successor rule that may be promulgated by the Commission.
Rule 506 means Rule 506 of Regulation D promulgated under the 1933 Act. “SEC” means the United States Securities and Exchange Commission.
Rule 506 means Rule 506 of Regulation D under the Securities Act (or any successor provision), as it may be amended from time to time.
Rule 506 shall have the meaning set forth in Section 4.7.
Rule 506 means Rule 506 of Regulation D promulgated by the Commission pursuant to the Securities Act, as such Rule may be amended from time to time, or any similar rule or regulation hereafter adopted by the Commission having substantially the same effect as such Rule.
Rule 506 has the meaning set forth in Section 3.1(i).
Rule 506 means Rule 506 promulgated under Section 4(2) of the Securities Act.