Rule 501 definition

Rule 501 means Rule 501(a)(1), (2), (3) or (7) under the Securities Act.
Rule 501 means Rule 501(a)(1), (2), (3) or (7) promulgated under the Securities Act.
Rule 501 means Rule 501 under the Securities Act (or any successor provision), as it may be amended from time to time.

Examples of Rule 501 in a sentence

  • The certificates, book entry or other form of notation representing the Shares sold pursuant to this Subscription Agreement will be notated with a legend or designation, which communicates in some manner that the Shares were issued pursuant to Section 4(a)(6) of the Securities Act and may only be resold pursuant to Rule 501 of Regulation CF.

  • I understand that to purchase Bonds, I must either be an “accredited investor” as such term is defined in Rule 501 of Regulation D promulgated under the act, or I must limit my investment in the Bonds to a maximum of: (i) 10% of my net worth or annual income, whichever is greater, if I am a natural person; or (ii) 10% of my revenues or net assets, whichever is greater, for my most recently completed fiscal year, if I am a non-natural person.

  • Each Partner represents to General Partner and Fund that such Partner is an “accredited investor” as such term is defined in Rule 501 of Regulation D promulgated under the United States Securities Act of 1933, as amended.

  • The Company has offered the Securities for sale only to the Purchasers and certain other “accredited investors” within the meaning of Rule 501 under the Securities Act.

  • We are an “accredited investor” within the meaning of the Securities and Exchange Rule 501 of Regulation D of the 1933 Act, as presently in effect.


More Definitions of Rule 501

Rule 501 means Rule 501(a)(1), (2), (3) or (7) under the Securities Act. “Rule 144A” means Rule 144A under the Securities Act.
Rule 501 means Rule 501 under the Securities Act.
Rule 501 means Rule 501 promulgated by the Commission pursuant to the Securities Act, as such rule may be amended or interpreted from time to time, or any similar rule or regulation hereafter adopted by the Commission having substantially the same purpose and effect as such rule.
Rule 501 means Rule 501 under Regulation D of the Securities Act.
Rule 501 means Rule 501 of Regulation D promulgated by the Commission under the Securities Act, as such Rule may be amended from time to time, or any similar successor rule that may be promulgated by the Commission.
Rule 501 means Rule 501 of Regulation D promulgated under the Securities Act.
Rule 501 means Rule 501(a) under the Securities Act. Appendix A-1