Rule 461 definition

Rule 461 means Rule 415, Rule 424 and Rule 461, respectively, promulgated by the Commission pursuant to the Securities Act, as such Rules may be amended from time to time, or any similar rule or regulation hereafter adopted by the Commission having substantially the same effect as such Rule.
Sample 1Sample 2Sample 3
Rule 461 means Rule 461 promulgated by the Commission pursuant to the Securities Act, as such Rule may be amended from time to time, or any similar rule or regulation hereafter adopted by the Commission having substantially the same effect as such Rule.
Sample 1Sample 2Sample 3
Rule 461 means Rule 461 promulgated by the SEC pursuant to the Securities Act, as such Rule may be amended from time to time, or any similar rule or regulation hereafter adopted by the SEC having substantially the same purpose and effect as such Rule.
Sample 1Sample 2

Examples of Rule 461 in a sentence

  • No filing with or authorization, order, consent, permit or approval of any Virginia or United States governmental authority or agency or political subdivision thereof (other than any filing in connection with Rule 461 and 497 promulgated under the 1933 Act) is required on the part of GLAIC for the execution, delivery and performance of the applicable Contract that has not already been made or obtained.

  • The undersigned, in making this request for acceleration, hereby states that it is aware of its obligations under Rule 461 under the Securities Act and the other applicable provisions of the Securities Act and the rules thereunder.

  • No filing with or authorization, order, consent, permit or approval of any New York or United States governmental authority or agency or political subdivision thereof (other than any filing in connection with Rule 461 and 497 promulgated under the 1933 Act) is required on the part of GLICNY for the execution, delivery and performance of the applicable Contract that has not already been made or obtained.

  • The Company shall request effectiveness of a Registration Statement telephonically or by submitting a request for acceleration in accordance with Rule 461 promulgated pursuant to the Securities Act, in either case as of 5:00 p.m. (New York City time) on a Trading Day.

  • The Fund believes that the Letters, together with changes being made in the Amendment, are fully responsive to all of the Staff's comments.We have also attached a request for accelerated effectiveness pursuant to Rule 461 under the Securities Act of 1933, as amended, executed by duly authorized officers of the Fund and its underwriter.

  • If the Company receives notification from the SEC that any Registration Statement will receive no action or review from the SEC, then the Company will file with the SEC a request for acceleration in accordance with Rule 461 promulgated under the Securities Act and cause such Registration Statement to become effective within five business days after such SEC notification.

  • The Company shall submit to the Commission, as soon as reasonably practicable after the date that the Company learns that no review of a particular Registration Statement will be made by the Staff or that the Staff has no further comments on a particular Registration Statement (as the case may be), a request for acceleration of effectiveness of such Registration Statement to a time and date as soon as reasonably practicable in accordance with Rule 461 under the Securities Act.

  • No. 333-135851) Ladies and Gentlemen: In accordance with Rule 461 of the General Rules and Regulations under the Securities Act of 1933, as amended (the “Act”), we hereby join with Innophos Holdings, Inc.

  • Transfer of Scheme Shares pursuant to Rule 4.6.1 shall be permitted and may be effected notwithstanding any restriction on transfer of Scheme Shares imposed by or pursuant to these Rules.

  • Within the attached Pre-Effective Amendment are letters, submitted by Allianz Life Insurance Company of New York and the principal underwriter of the Separate Account pursuant to Rule 461 under the Securities Act of 1933, that request acceleration of the effectiveness of the Registration Statement to May 9, 2014 or as soon as practicable after the filing of such amendment.


More Definitions of Rule 461

Rule 461 means Rule 461 promulgated by the Commission pursuant to the Securities Act, as such Rule may be amended from time to time, or any similar rule or regulation hereafter adopted by the Commission having substantially the same purpose and effect as such Rule. “Securities Act” means the Securities Act of 1933, as amended, and the rules and regulations promulgated thereunder. “Trading Day” shall mean any day on which official trading of Over the Counter Bulletin Board securities transpires.
Sample 1
Rule 461 mean, in each case, such rule promulgated under the Securities Act (or any successor provision), as the same shall be amended from time to time.
Sample 1
Rule 461 means Rule 144, Rule 144A, Rule 145, Rule 158, Rule 415, Rule 424, Rule 430A, Rule 430C, Rule 430E, Rule 433 and Rule 461, respectively, promulgated under the Securities Act, and any successor rule or regulation under the Securities Act.
Sample 1

Related to Rule 461

  • Rule 424 means Rule 424 promulgated by the Commission pursuant to the Securities Act, as such Rule may be amended or interpreted from time to time, or any similar rule or regulation hereafter adopted by the Commission having substantially the same purpose and effect as such Rule.

  • Rule 415 means Rule 415 promulgated by the Commission pursuant to the Securities Act, as such Rule may be amended from time to time, or any similar rule or regulation hereafter adopted by the Commission having substantially the same effect as such Rule.

  • 1933 Act means the Securities Act of 1933, as amended.

  • Rule 430A Information means information with respect to the Securities and the offering thereof permitted to be omitted from the Registration Statement when it becomes effective pursuant to Rule 430A.

  • Rule 462(b) Registration Statement means any registration statement prepared by the Company registering additional Securities, which was filed with the Commission on or prior to the date hereof and became automatically effective pursuant to Rule 462(b) promulgated by the Commission pursuant to the Securities Act.

  • Securities Act means the Securities Act of 1933, as amended.

  • SEC Rule means Rule 15c2-12 adopted by the Securities and Exchange Commission under the Securities Exchange Act of 1934.

  • Rule 172 “Rule 173”, “Rule 405”, “Rule 415”, “Rule 424”, “Rule 430B” and “Rule 433” refer to such rules under the Act.