Rule 2a-7 definition

Rule 2a-7 is defined in the definition of “Cash Equivalent Investment” above.
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Rule 2a-7 means Rule 2a–7 (17 CFR 270.2a–7) under the Investment Company Act of 1940.
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Rule 2a-7 means Rule 2A-F under the Investment Company Act of 1940, as amended.
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Examples of Rule 2a-7 in a sentence

  • A company which is considered a money market fund under SEC Rule 2a–7 (17 CFR 270.2a–7).

  • An MMF is a regulated investment com- pany that is permitted to hold itself out to investors as a money market fund under Rule 2a–7 under the Invest- ment Company Act of 1940 (17 CFR 270.2a–7).

  • Under Rule 1.25(b)(5), the portfolio time-to- maturity calculation is computed pursuant to SEC Rule 2a–7.

  • See Investment Company Act Release No. 14983 (March 12, 1986), 51 FR 9773 (March 21, 1986) (adopting amendments to Rule 2a–7 under the 1940 Act); Investment Company Act Release No. 17452 (April 23, 1990), 55 FR 17933 (April 30, 1990) (adopting Rule 144A under the Securities Act of 1933).

  • The exemption request must include a description of how the fund’s structure, operations and financial reporting are expected to differ from the requirements in SEC Rule 2a–7 and applicable risk- limiting provisions contained in Rule1.25.

  • No return of information is required with respect to a sale of an interest in a regulated in- vestment company that can hold itself out as a money market fund under Rule 2a–7 under the Investment Com- pany Act of 1940 that computes its cur- rent price per share for purposes of dis- tributions, redemptions, and purchases so as to stabilize the price per share at a constant amount that approximates its issue price or the price at which it was originally sold to the public.

  • To provides effective and efficient capacity building for county public servants.

  • Dollar-weighted average maturity under Rule 2a–7 is calculated, generally, by treating each security’s maturity as the period remaining until the date on which, in accordance with the terms of the security, the principal amount must be unconditionally paid or, in the case of a security called for redemption, the date on which the redemption payment must be made.

  • Correction of Defects during DefectLiability Period and Routine Maintenance1.

  • In determining the dollar-weighted average portfolio maturity of STIFs under the current rule, national banks generally apply the same methodology as required by the SEC for MMMFs pursuant to Rule 2a–7.


More Definitions of Rule 2a-7

Rule 2a-7 shall have the meaning set forth in the definition of “Cash Equivalents.”
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Rule 2a-7 is defined in the definition of “Cash Equivalents.”
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Rule 2a-7 means Rule 2a-7 (17 CFR 270.2a-7) under the Investment Company Act of 1940.
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Rule 2a-7 means Rule 2a-7 under the Investment Company Act.
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Related to Rule 2a-7

  • Rule 15c2-12 means Rule 15c2-12 under the Securities Exchange Act of 1934, as amended through the date of this Undertaking, including any official interpretations thereof.

  • Rule 3a-7 means Rule 3a-7 under the Investment Company Act.

  • Rule 3a-5 means Rule 3a-5 under the Investment Company Act.

  • Rule 159A “Rule 405” and “Rule 415” mean, in each case, such rule promulgated under the Securities Act (or any successor provision), as the same shall be amended from time to time.

  • SEC Rule means Rule 15c2-12 adopted by the Securities and Exchange Commission under the Securities Exchange Act of 1934.

  • Rule 17f-7 means Rule 17f-7 promulgated under the 1940 Act.

  • Rule 497 refers to Rule 497(c) or 497(h) under the Act, as applicable.

  • Rule 173 “Rule 405”, “Rule 415”, “Rule 424”, “Rule 430B” and “Rule 433” refer to such rules under the Act.

  • Rule 17f-5 means Rule 17f-5 promulgated under the 1940 Act.

  • rule making ’ means agency process for formulating, amending, or repealing a rule;

  • Rule 144A means Rule 144A promulgated under the Securities Act.

  • Rule 144 means Rule 144 promulgated by the Commission pursuant to the Securities Act, as such Rule may be amended from time to time, or any similar rule or regulation hereafter adopted by the Commission having substantially the same effect as such Rule.

  • SEC Rule 144 means Rule 144 promulgated by the SEC under the Securities Act.

  • Securities Act means the Securities Act of 1933, as amended.

  • Rule 904 means Rule 904 promulgated under the Securities Act.

  • Securities Exchange Act of 1934 means the United States Securities Exchange Act of 1934, as from time to time amended.

  • Rule 158 “Rule 163”, “Rule 164”, “Rule 172”, “Rule 405”, “Rule 415”, “Rule 424”, “Rule 430B” and “Rule 433” refer to such rules under the Act.

  • Rule 482 Statement means a document that contains the number of Securities issued, the offering price and any other items dependent upon the offering price, prepared in accordance with the provisions of Rule 482 of the 1933 Act, a copy of which shall be attached as Schedule D hereto. “Statutory Prospectus” as of any time means the prospectus relating to the Securities that is included in the Registration Statement immediately prior to that time, including any document incorporated by reference therein. Each preliminary prospectus and the prospectus filed as part of the effective Registration Statement or as part of any amendment thereto, or filed pursuant to Rule 497 under the 1933 Act, complied when so filed in all material respects with the Rules and Regulations and each preliminary prospectus and the Prospectus delivered to the Underwriters for use in connection with this offering was identical to the electronically transmitted copies thereof filed with the Commission pursuant to XXXXX, except to the extent permitted by Regulation S-T. If a Rule 462(b) Registration Statement is required in connection with the offering and sale of the Securities, the Fund has complied or will comply with the requirements of Rule 111 under the 1933 Act Rules and Regulations and Rule 3a of the Commission’s Internal and Other Procedures (“Rule 3a”) relating to the payment of filing fees thereof. The Fund, subject to the Registration Statement having been declared effective and the filing of the Prospectus under Rule 497, has taken all required action under the 1933 Act, the 1940 Act, the Securities and Exchange Act of 1934, as amended (the “1934 Act”) and the Rules and Regulations to make the public offering and consummate the sale of the Securities as contemplated by this Agreement.

  • Regulation RR means Regulation RR under the Exchange Act (17 C.F.R. §246.1, et seq.).

  • Rule 501 means Rule 501(a)(1), (2), (3) or (7) under the Securities Act.

  • Rule 424 means Rule 424 promulgated by the Commission pursuant to the Securities Act, as such Rule may be amended or interpreted from time to time, or any similar rule or regulation hereafter adopted by the Commission having substantially the same purpose and effect as such Rule.

  • Rule 144A Letter As defined in Section 5.02(b).

  • Rule 164 “Rule 172”, “Rule 405”, “Rule 415”, “Rule 424”, “Rule 430B” and “Rule 433” refer to such rules under the Act.

  • 1933 Securities Act means the Securities Act of 1933 of the United States, as amended, and the rules and regulations thereunder, and any comparable or successor laws or regulations thereto.

  • Securities Act (Ontario) means the Securities Act, R.S.O. 1990, c. S.5, as amended, and the regulations thereunder, and any comparable or successor laws or regulations thereto;

  • Rule 144A Information means the information specified pursuant to Rule 144A(d)(4) of the Securities Act (or any successor provision thereto).