Rule 17f-5 definition

Rule 17f-5 means Rule 17f-5 promulgated under the 1940 Act.

Rule 17f-5 means Rule 17f-5 (Reg. Section 270.17f-5) promulgated by the Securities and Exchange Commission under the Investment Company Act of 1940, as amended.

Rule 17f-5 means ss.270.17(f)-5 under the 1940 Act, as amended from time to time.

Examples of Rule 17f-5 in a sentence

• In addition to Section 17, the ICA contains six separate custody rules for the different types of possible custody arrangements: Rule 17f-1 (broker-dealer custody); Rule 17f-2 (self custody); Rule 17f-4 (securities depositories); Rule 17f-5 (foreign banks); Rule 17f-6 (futures commission merchants); and Rule 17f-7 (foreign securities depositories).

• The Review stands as an integral part of the materials that State Street provides to its U.S. mutual fund clients to assist them in complying with SEC Rule 17f-5.

• The Foreign Custody Manager represents to each Fund that it is a U.S. Bank as defined in section (a)(7) of Rule 17f-5.

• Each Fund, by resolution adopted by its Board, hereby delegates to the Custodian, subject to Section (b) of Rule 17f-5, the responsibilities set forth in this Section 3.2 with respect to Foreign Assets of the Portfolios held outside the United States, and the Custodian hereby accepts such delegation as Foreign Custody Manager with respect to the Portfolios.

• Rule 17f-5 affects, among other persons, the relatively small number of global custodians that act as foreign custody managers for funds under rule 17f-5.

More Definitions of Rule 17f-5

Rule 17f-5 means Rule 17f-5 promulgated under the Investment Company Act.

Rule 17f-5 means Rule 17f-5 promulgated under the 0000 Xxx.

Rule 17f-5 means Rule 17f-5 promulgated under Section 17(f) of the 1940 Act as such rule (and any successor regulation) may be amended from time to time.

Rule 17f-5 means Rule 17f-5 under the 1940 Act. 6........"Securities Depository" shall mean any securities depository or clearing agency within the meaning of Section (a)(1)(ii) or (a)(1)(iii) of Rule 17f-5.

Rule 17f-5 means Rule 17f-5 under the 1940 Act as the same may be amended from time to time, or that has otherwise been made exempt pursuant to an SEC exemptive order.

Rule 17f-5 means rule 17f-5 under the 1940 Act, including any amendments thereto or successor rules. (p) "Rule 17f-7" shall mean rule 17f-7 under the 1940 Act, including any amendments thereto or successor rules. (q) "Security" shall have the meaning assigned thereto in Article 8 of the Uniform Commercial Code, which, as of the date hereof, generally means an obligation of an issuer or a share, participation, or other interest in an issuer or in property or an enterprise of an issuer: (i) which is represented by a security certificate in bearer or registered form, or the transfer of which may be registered upon books maintained for that purpose by or on behalf of the issuer; (ii) which is one of a class or series or by its terms is divisible into a class or series of shares, participations, interests, or obligations; and (iii) which: (A) is, or is of a type, dealt in or traded on securities exchanges or securities markets; or (B) is a medium for investment and by its terms expressly provides that it is a security governed by Article 8 of the Uniform Commercial Code. (r) "Securities Entitlement" shall mean the rights and property interest of an Entitlement Holder with respect to a Financial Asset as set forth in Part 5 of Article 8 of the Uniform Commercial Code. (s) "Securities Intermediary" shall have the meaning assigned thereto in Article 8 of the Uniform Commercial Code, which, as of the date hereof, means Bank, a Subcustodian, a securities depository, clearing corporation or any other person, including a bank or broker, that in the ordinary course of its business maintains securities accounts for others and is acting in that capacity. (t) "Uncertificated Security" shall mean a Security that is not represented by a certificate. (u) "Uniform Commercial Code" shall mean the Uniform Commercial Code of the State of New York, as amended from time to time. 3.

Rule 17f-5 means ss.270.17(f)-5 of the Act, as amended from time to time.