Risk Acknowledgement definition

Risk Acknowledgement means the Risk Acknowledgement (Form 45-106F4) attached hereto as Schedule B;
Sample 1
Risk Acknowledgement. The Subscriber acknowledges that: This is a risky investment. The Subscriber is investing entirely at the Subscriber’s own risk. No securities regulatory authority has evaluated or endorsed the merits of the investment or the disclosure in any Offering Memorandum issued by XYZ. XYZ is not registered with a securities regulatory authority and has no duty to tell the Subscriber whether this investment is suitable for the Subscriber. The Subscriber will not be able to sell the Shares except in accordance with the USA and applicable securities laws. Without limiting the generality of the foregoing, the Subscriber acknowledges that: No market presently exists for the purchased Shares. The Shares are being sold pursuant to exemptions contained in National Instrument 45-106 (“Prospectus and Registration Exemptions”) and any subsequent disposition of Shares will require compliance with that Instrument including, but not limited to, applicable “hold” periods. XYZ is not and has no current intention of become a “reporting issuer”, or its equivalent, in any jurisdiction and this could result in the shareholders of XYZ having to hold their shares for an indefinite period of time if no statutory exemption may be relied upon or if no discretionary order or ruling is obtained with respect to the resale of such shares. The Subscriber could lose all the money the Subscriber has invested in XYZ. The Subscriber should not invest in XYZ unless the Subscriber can afford a complete loss of such investment and believes that the investment in XYZ is not unreasonably large when compared with the Subscriber's total financial capability. Changes in Legislation: Existing securities and tax laws, rules, regulations, by-laws, policies, guidelines, orders, decisions, rulings and instruments may be amended, repealed or substituted in a way that adversely affects the value of the Shares.
Sample 1
Risk Acknowledgement means Form 45-106F4 to NI 45-106;
Sample 1

Examples of Risk Acknowledgement in a sentence

  • ALL SUBSCRIBERS PURCHASING AS “ACCREDITED INVESTORS”:  If you are an “accredited investor”, complete and submit a fully signed Accredited Investor Certificate – (Schedule C) and the Risk Acknowledgement Form (Schedule D) if required, unless you are not an individual and are purchasing at least $150,000 of Units (in which case you don't have to).

  • IMPORTANT – If you are a purchaser in Ontario and qualify under any of the categories below, you must complete and execute Form 45-106F12 – Risk Acknowledgement Form for Family, Friends and Business Associates (Ontario), which begins on page 15.

  • The Subscriber hereby authorizes the Manager to correct any minor errors in, or complete any minor information missing from, the Form 45-106F4 (Appendix I), the Eligible Investor Questionnaire (Appendix II), the Accredited Investor Questionnaire (Appendix III) or the BC Instrument 32-517 Risk Acknowledgement (Appendix IV) which has been executed by the Subscriber and delivered to the Manager.

  • Date Posted On Posted By Referral Fee Y / N Schedule A Form 45-106F4 Risk Acknowledgement I acknowledge that this is a risky investment.

  • If you are relying on (d), (e), (g) (as a close personal friend or close business associate only), (h) (if the distribution is based in whole or in part on a close personal friendship or close business association) or (i) (if the distribution is based in whole or in part on a close personal friendship or close business association) above, complete the Risk Acknowledgement Form appended to this Schedule.

  • X SCHEDULE 2 (TO SCHEDULE A) Investment Limits for Investors Under the Offering Memorandum Exemption INSTRUCTIONS  This schedule must be completed together with the Risk Acknowledgement Form and Schedule 1 by individuals purchasing securities under the exemption (the offering memorandum exemption) in subsection 2.9(2.1) of National Instrument 45-106 Prospectus Exemptions (NI 45-106) in Alberta, Saskatchewan, Ontario, Quebec, Nova Scotia or New Brunswick.

  • Middlebury College is not responsible for losses incurred by the Cardholders as the result of their misuse of passwords.

  • Instructions: This schedule must be completed together with the Risk Acknowledgement Form and Schedule A2 by individuals purchasing securities under the exemption (the offering memorandum exemption) in subsection 2.9(2.1) of National Instrument 45-106 Prospectus Exemptions (NI 45-106) in Alberta, Ontario and Saskatchewan.

  • ALL SUBSCRIBERS, EXCEPT (A) SUBSCRIBERS WHO ARE NOT INDIVIDUALS WHO PURCHASE AT LEAST $150,000 OF UNITS, AND (B) SUBSCRIBERS WHO ARE "ACCREDITED INVESTORS":  Complete and submit a fully signed Form 45-106F4 Risk Acknowledgement (Schedule A) including, if a resident Alberta, Saskatchewan, Ontario, Quebec, Nova Scotia or New Brunswick, Schedules 1 and 2 of Schedule A.

  • SUBSCRIBERS WHO ARE RESIDENTS OF MANITOBA, NORTHWEST TERRITORIES, NUNAVUT, XXXXXX XXXXXX ISLAND OR YUKON AND WHO ARE SUBSCRIBING FOR MORE THAN CDN $10,000 IN UNITS:  Complete and submit a fully signed Declaration of Eligible Investor Status (Schedule B) – unless you are an "accredited investor" (in which case you must fill out the Accredited Investor Certificate (Schedule C) and the Risk Acknowledgement Form (Schedule D), if required) or are non-individuals purchasing at least $150,000 of Units.

Related to Risk Acknowledgement

  • Functional Acknowledgement means an acknowledgement Message by the receiving party’s computer software application which automatically confirms the receipt of a Message at the moment of receipt;

  • Order Acknowledgement means the date when Voip Unlimited sends the customer an order acknowledgement email to the technical and order contact as specified on the Service order form or Customer requirement form.

  • Acknowledgement has the meaning set forth in Section 4.3(B).

  • Acknowledgement of Receipt means the procedure by which, on receipt of a Message, the logical presentation or form are checked, and a corresponding acknowledgement or rejection is sent by the receiver;

  • Acknowledgment Agreement The document, substantially in the form of Exhibit B, to be executed by the Owner and the Servicer on or prior to each Closing Date which document shall amend the Mortgage Loan Schedule attached as Exhibit A hereto to reflect the addition of Mortgage Loans to such Exhibit A and which document reflects the addition of Mortgage Loans which are subject to the terms and conditions of this Agreement.

  • Tax Confirmation means a confirmation by a Lender that the person beneficially entitled to interest payable to that Lender in respect of an advance under a Finance Document is either:

  • Indirect instruction means any general or specific instruction given in any form by the person required to provide the notification or any person controlled by that person within the meaning of Article L. 233-3 of the Commercial Code that limits the discretion of the management company or the investment service provider in the exercise of the voting rights in order to serve the commercial interests of the person required to provide the notification or the controlled person.

  • Delivery Agreement means the agreement between the Client and the Courier for the delivery of the Order, concluded through the Bolt Food Platform.

  • Delivery Instructions means the instructions set out in the Contract for the provision of the Goods and Services, including any other information the Authority considers appropriate to the provision of the Goods and Services.

  • Programme Agreement means the programme agreement entered into on or about the date hereof between, inter alios, the Guarantor, the Sellers, the Issuer, the Representative of the Covered Bondholders and the Dealers.

  • Consortium Agreement means this consortium agreement as well as the pre-amble and all annexes hereto;

  • Acknowledgment means a declaration by an individual before a notarial officer that the individual has signed a record for the purpose stated in the record and, if the record is signed in a representative capacity, that the individual signed the record with proper authority and signed it as the act of the individual or entity identified in the record.

  • Representation Letter Letters to, or agreements with, the Depository to effectuate a book entry system with respect to the Class A Certificates registered in the Register under the nominee name of the Depository.

  • Representation Letters means the statements of facts and representations, officer’s certificates, representation letters and any other materials (including, without limitation, a Ruling Request and any related supplemental submissions to the IRS or other Tax Authority) delivered by EQT, SpinCo or any of their respective Affiliates or representatives in connection with the rendering by Tax Advisors, and/or the issuance by the IRS or other Tax Authority, of the Tax Opinions/Rulings.

  • Schedule 3 means Schedule 3 to ITEPA;

  • Confirmation Letter means a letter issued by any applicable Rating Agency to the effect that neither (a) the resignation of Provident as Servicer under the Servicing Agreement and appointment of Litton as successor Servicer thereunder, nor (b) the amendments exxxxxxated by this Agreement, will adversely affect the then current ratings on the Certificates then being rated.

  • Acceptable Confidentiality Agreement means a confidentiality agreement that contains provisions that are no less favorable in the aggregate to the Company than those contained in the Confidentiality Agreements; provided, that such agreement and any related agreements shall not include any provision calling for any exclusive right to negotiate with such party or having the effect of prohibiting the Company from satisfying its obligations under this Agreement.

  • Assignment of Recognition Agreement With respect to a Cooperative Loan, an assignment of the Recognition Agreement sufficient under the laws of the jurisdiction wherein the related Cooperative Unit is located to reflect the assignment of such Recognition Agreement.

  • Confirmation means the entry of the Confirmation Order on the docket of the Chapter 11 Cases.

  • Dispatch Instruction has the meaning set forth in the CAISO Tariff.

  • Technical Agreement means any technical or quality agreements signed by You (or Your Affiliate) and RB (or RB’s Affiliates) specifying technical and quality responsibilities in respect of the Output entered into prior to the date of the Order.

  • Investment Representation Letter As defined in Section 5.02(b).

  • Non-Disturbance Agreement shall have the meaning set forth in Section 8.8.9.

  • representation agreement means the written agreement between a money transfer service provider and a representative of the money transfer service provider that states the terms on which the representative offers the money transfer service within Australia;

  • Direct instruction means any instruction given by the person required to provide the notification or any person controlled by that person within the meaning of Article L. 233-3 of the Commercial Code, stipulating how the management company or the investment service provider should exercise the voting rights under given circumstances;

  • Accession Letter means a document substantially in the form set out in Schedule 6 (Form of Accession Letter).