Retail Client definition

Retail Client means a client who is not a professional client;
Retail Client means a “Retail Client” for the purposes of the CySEC Rules, as specified in the Client Categorization Policy found on the Company’s Website.
Retail Client means a client who is not a Professional Client or an Eligible Counterparty;

Examples of Retail Client in a sentence

  • Customer Classification Affinity Finance will classify you as a Private Retail Client which means that you will not be expected to have any professional knowledge or expertise in financial planning, and that you are not a business or commercial entity of any kind.

  • However, the level of detail, medium and timing of the provision of information (including information about the firm, its services and products, costs and charges, currency fluctuations, and remuneration) depend on whether the client is a Retail Client or Professional Client.


More Definitions of Retail Client

Retail Client means a “Retail Client” for the purposes of the CySEC Rules, as specified in the document “Client Categorisation Policy”.
Retail Client means a “Retail Client” for the purposes of the Applicable Regulations as defined in the Client Categorization document, as this can be found in the Website.
Retail Client has the meaning given to it in the FCA Rules;
Retail Client means a “Retail Client”
Retail Client has the meaning as defined in Section 761G of the Corporations Act 2001.
Retail Client means as defined in the FCA Rules effective from 1 November 2007;
Retail Client means a “Retail Client” for the purposes of the FSC Rules;