Examples of Restricted List in a sentence
Inclusion on the Restricted List shall make any security of the issuer an ineligible investment for the funds.
The Compliance Department shall communicate the Restricted List to all Chief Investment Officers and the President of the Advisory Companies quarterly.
Restricted List: Where Specifications include a list of names of both manufacturers and products, provide one of the products listed that complies with requirements.
Restricted List: Where Specifications include a list of manufacturers' names, provide a product by one of the manufacturers listed that complies with requirements.
Employees requesting pre-clearance to buy or sell a security on the Restricted List may be restricted from executing the trade because of potential conflicts of interest.