Examples of Research department in a sentence
In addition, employees in LPL’s Research Department are required to obtain pre-clearance prior to purchasing certain securities for a personal account.
As Chief Investment Officer, Xx. Xxxxx is responsible for the advice provided by the LPL Research Department through LPL’s advisory programs.
Each of the individuals in this Brochure Supplement in the Research Department reports up to Xx. Xxxxx, the Chief Investment Officer of LPL.
He is a Vice President and joined the LPL Research Department in 2011.
LPL’s Research Department provides various types of advisory services.
She is an Executive Vice President and Director of Research at LPL and joined the LPL Research Department in 2006.
Xx. Xxxxxxx reports up to Xx. Xxxxx, who as the Chief Investment Officer of LPL, is responsible for the advice provided by the LPL Research Department through LPL’s advisory programs.
She is Senior Vice President and Director of Research at LPL and joined the LPL Research Department in 2006.
Any exceptions to this general policy are referred to LPL’s Research Department, which makes the determination as to how to vote the proxy in accordance with the best interest of the client.
The participation of LPL’s Research Department as a Model Advisor under the MP Platform also gives rise to potential conflicts of interests because LPL has a financial incentive to select its internal team and further grow its assets under management.