Resale Restrictions means, collectively, the restrictions on sale price and transfer of the Property as set forth in this Agreement.
Resale Restrictions. The Special Warrants will be issued pursuant to exemptions from prospectus requirements of applicable securities legislation and will be subject to resale restrictions under that legislation. If the Company is unable to obtain a receipt for a final prospectus in any Qualifying Jurisdiction and an effective Registration Statement, the Underlying Securities will be subject to statutory hold periods during which time these securities may not be resold in such Qualifying Jurisdictions. In addition, if any Special Warrants are exercised prior to the issuance of receipts for a final prospectus and/or an effective Registration Statement by the securities commissions in any of the Qualifying Jurisdictions, the Underlying Securities will be subject to statutory restrictions on resale. The Company intends to file a prospectus to qualify the Underlying Securities only in the Qualifying Jurisdictions. Accordingly, the Underlying Securities that are acquired outside of the Qualifying Jurisdictions may be subject to resale restrictions. The Special Warrants are not transferable without the prior written consent of the Company. This restriction shall not, however restrict the exercise of the Special Warrants for the Units. Absent an effective Registration Statement, the Warrants are not transferable without the prior written consent of the Company.
Resale Restrictions means an alternative trading system and/or technology that allows resale restrictions with respect to the Tokens that are required by applicable securities laws to be embedded in the blockchain, the Tokens or any smart contract related to the foregoing.
Examples of Resale Restrictions in a sentence
Unless the context otherwise requires, all capitalized terms that are not otherwise defined in this Agreement, shall have the meanings as defined in Policy 1.1 - Interpretation or in Policy 5.4 - Escrow, Vendor Consideration and Resale Restrictions.
Shareholder agrees and consents to the entry of stop transfer instructions with the transfer agent for NutraCea’s common stock against any transfer of shares of NutraCea’s common stock by Shareholder in contravention of the Resale Restrictions.
Resale Restrictions The Sherman Act prohibits agreements that unreasonably restrain trade.
Subscription Agreement (with related appendixes, schedules and forms) Page of 4 of 21 Resale Restrictions and Legends (All Purchasers) The Securities will be subject to a four month hold period that starts to run on Closing.
Except as set forth in Section 3 below, Shareholder agrees that, without the express prior written consent of NutraCea, Shareholder will not offer, sell, make any short sale of, loan, grant any option for the purchase of, or otherwise dispose of (the "Resale Restrictions"), any securities of NutraCea beneficially owned or otherwise held by Shareholder immediately following the Merger (collectively, the "Shares") until December 31, 2007 (the "Lock-up Period").
More Definitions of Resale Restrictions
Resale Restrictions means binding deed restrictions that affect the price at which a qualifying owner's interest in community land trust property can be transferred for value to a subsequent qualifying owner or to the community land trust developer. END_STATUTE
Resale Restrictions. The common shares will become free trading for Canadian purchasers once the Company files (and the applicable securities regulatory authority declares effective) (i) a prospectus (the "Canadian Prospectus") with a securities commission in a jurisdiction of Canada to become a reporting issuer in the jurisdiction of Canada (assuming that four months have elapsed from the date of the closing of the Offering); and (ii) a resale registration statement (the "Registration Statement") with the Securities and Exchange Commission of the United States (the "SEC") to register the resale of the Unit Shares, the Warrant Shares and the common shares of the Company underlying the Agent’s Compensation Options (as defined below). The Unit Shares will become free trading for purchasers in the United States once the Company files and becomes effective on a resale Registration Statement in the United States.
Resale Restrictions. The Special Warrants will be issued pursuant to exemptions from prospectus requirements of applicable securities legislation and will be subject to resale restrictions under that legislation. If the Corporation is unable to obtain a receipt for the Final Prospectus in any Qualifying Jurisdiction, the Underlying Securities will be subject to statutory hold periods during which time these securities may not be resold in such Qualifying Jurisdictions. In addition, if any Special Warrants are exercised prior to the day of issuance of receipts for the Final Prospectus by the securities commissions (the "QUALIFICATION DATE") in any of the Qualifying Jurisdictions, the Underlying Securities will be subject to statutory restrictions on resale. The Special Warrants and the Underlying Securities are also subject to restrictions on resale imposed by the Vancouver Stock Exchange. Investors are advised to consult their own legal advisers in this regard. The Corporation intends to file a prospectus to qualify the Underlying Securities only in the Qualifying Jurisdictions. Accordingly, Underlying Securities that are acquired outside of the Qualifying Jurisdictions may be subject to additional resale restrictions. Investors are advised to consult their own legal advisers in this regard. U.S. PURCHASERS: Sales to U.S. accredited investors will be made pursuant to the registration exemptions provided by Section 4(2) of the U.S. Securities Act of 1933 and Rule 506 made thereunder. SCHEDULE "B" CORPORATE PLACEE REGISTRATION FORM Where subscribers to a private placement are not individuals, the Exchange requires that the following information about the placee be provided. This Form will remain on file with the Exchange, therefore the corporation or other entity (the "corporation") need only file it once, and it will be referenced for all subsequent private placements in which it participates. If any of the information provided in this Form changes, the corporation must notify the Exchange prior to participating in further placements with Exchange listed companies.
Resale Restrictions. The Unit Special Warrants and Flow-Through Special Warrants will not be qualified for sale to the public by way of a prospectus. Accordingly, the securities in the Offering will be subject to a resale restriction period of four months plus one day from Closing. In the event the Corporation obtains a receipt for a final short-form prospectus qualifying the securities underlying the Special Warrants and clears a Registration Statement on Form SB-2, such underlying securities will be freely-tradable at such time.
Resale Restrictions means an alternative trading system and/or technology that allows resale restrictions with respect to the Tokens that are required by applicable securities laws to be embedded in the blockchain, the Tokens or any smart contract related to the foregoing. In connection with and prior to the issuance of Tokens by the Company to the Purchaser pursuant to this Section 1(a) (the “Token Distribution”):
Resale Restrictions. The Units will be issued pursuant to exemptions from prospectus requirements and will be subject to resale restrictions under the securities laws of the Qualifying Jurisdictions.
Resale Restrictions. The Units are being offered in reliance upon available exemptions to the prospectus requirements under applicable Ontario securities laws. The Shares and Purchase Warrants purchased hereunder, and Common Shares acquired upon exercise of the Purchase Warrants may not be resold following the closing of the offering, except in reliance upon available exemptions to the prospectus requirements or pursuant to a prospectus.