Reporting Issuer Status definition

Reporting Issuer Status means the Purchaser's status as a reporting company in the United States under the U.S. Securities Exchange Act of 1934, in good standing and not in default under said act, but not a "reporting issuer" in any province of territory of Canada, as that term is defined in the Securities Act (Ontario).
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Reporting Issuer Status means Apta's status as a reporting company in the United States under U.S. Securities Law, in good standing and not in default under U.S. Securities Law, but not a "reporting issuer" in any province of territory of Canada, as that term is defined in Canadian Securities Law.
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Examples of Reporting Issuer Status in a sentence

  • The Company is a reporting in good standing company in the United States under the U.S. Securities Exchange Act of 1934, but is not a "reporting issuer" in any province or territory of Canada, as that term is defined in the Securities Act (Ontario) (the foregoing state of affairs being hereinafter known as the "Reporting Issuer Status").

  • The Purchaser is a reporting company in the ------------------------- United States under the Securities Exchange Act of 1934 (United States) and is not in default under the provisions of the said Act or the regulations, rules and policies promulgated thereunder, but is not a "reporting issuer" in any province of territory of Canada, as that term is defined in the Securities Act (Ontario) (the foregoing state of affairs being hereinafter known as the "Reporting Issuer Status").

  • The Debt Conversion Settlement Agreement Resolution, the Cessation of Reporting Issuer Status in Canada Resolution, the Change of Auditor Resolution and the Confirmation of Past Acts Resolution are ordinary resolutions and accordingly, the affirmative vote of not less than a majority of the votes cast at the Meeting is required in order for those resolutions to be considered approved by the shareholders of the Corporation.

  • Trinidad is not a non-resident of Canada within the meaning of the ITA.(h) Reporting Issuer Status.

  • No cease trade order is in effect against the securities of PWIN (the foregoing state of affairs being hereinafter known as the "Reporting Issuer Status").

  • At the Meeting, shareholders will be asked to approve the Share Consolidation Resolution, the Name Change Resolution, the Registered Office Change Resolution, the Debt Conversion Settlement Agreement Resolution, the Cessation of Reporting Issuer Status in Canada Resolution, the Continuation Into Delaware Resolution, the Change of Auditor Resolution, the Confirmation of Past Acts Resolution, and the Share Exchange Resolution.

  • Xxxorting Issuer Status - Superior is a reporting Corporation in the United States under U.S. Securities Law, but is not a "reporting issuer" in any province or territory of Canada, as that term is defined under Canadian securities law (the foregoing state of affairs being hereinafter known as the "Reporting Issuer Status").

  • Assuming Minimum Offering Assuming Maximum Offering Legal & filing fees for US Reporting Issuer Status $ 0 US $10,000 US Accounting & Audit $ 0 US $ 10,000 US Printing, postage & misc.

  • Stock Exchange Delisting and Reporting Issuer Status The Corporation and Rio Tinto have agreed to use their commercially reasonable efforts to cause the Shares to be delisted from the TSX and the NYSE promptly, with effect as soon as practicable following the acquisition by the Purchaser of the Minority Shares pursuant to the Arrangement.

  • Stock Exchange De-Listing and Reporting Issuer Status The Geac Shares are expected to be de-listed from the TSX and NASDAQ following the Effective Date.

Related to Reporting Issuer Status

  • reporting issuer shall have the meaning set forth in Section 6.2.

  • Reporting Jurisdictions means each of the provinces and territories of Canada;

  • Resulting Issuer Shares means the common shares in the capital of the Resulting Issuer;

  • Reporting Company means a company that is obligated to file periodic reports under Sections 13 or 15(d) of the Securities Exchange Act.

  • qualifying issuer means a reporting issuer in a jurisdiction of Canada that

  • National Register of Historic Places means the list of districts, sites, buildings, structures and objects significant in American history, architecture, archaeology, engineering and culture, authorized by the National Historic Preservation Act of 1966, as amended, and administered by the U.S. Department of the Interior, National Park Service. The list of Properties on the National Register of Historic Places in Florida is available from the Division.

  • Registration Agency on labour standards shall mean the Industrial Training Branch, Ministry of Labour. "Registration Agency" for the apprentice as a student, covering related instruction.

  • Reporting Person means an officer, Director, or greater than ten percent stockholder of the Company within the meaning of Rule 16a-2 under the Exchange Act, who is required to file reports pursuant to Rule 16a-3 under the Exchange Act.

  • securities regulatory authority or “SRA” means a body created by statute in any Canadian or foreign jurisdiction to administer securities law, regulation and policy (e.g. securities commission), but does not include an exchange or other self regulatory entity;

  • Foreign Private Issuer means a “foreign private issuer,” as defined in Rule 405 under the Securities Act.

  • Resulting Issuer means the issuer that was formerly a CPC that exists upon issuance of the Final Exchange Bulletin.

  • Securities Financing Transactions Regulation means Regulation (EU) 2015/2365 of the European Parliament and of the Council of 25 November 2015 on transparency of securities financing transactions and of reuse and amending Regulation (EU) No 648/2012;

  • Securities Regulators means collectively, the securities regulators or other securities regulatory authorities in the Selling Jurisdictions;

  • 1933 Securities Act means the Securities Act of 1933 of the United States, as amended, and the rules and regulations made thereunder, as now in effect or as the same may from time to time be amended, re-enacted or replaced.

  • Investment Company Act Event means that the Company shall have received an Opinion of Counsel to the effect that, as a result of the occurrence of a change in law or regulation or a written change in interpretation or application of law or regulation by any legislative body, court, governmental agency or regulatory authority, there is more than an insubstantial risk that the Securities Trust is or will be considered an "investment company" that is required to be registered under the Investment Company Act of 1940, as amended, which change becomes effective on or after the Original Issue Date.

  • Change Control Note (“CCN”) means the agreed Schedule 3 annexed to the Contract containing details of agreed Variations to the Contract.

  • Canadian Securities Regulatory Authorities means the securities commissions and similar regulatory authorities of each of the provinces or territories of Canada;

  • securities legislation means statutes concerning the regulation of securities markets and trading in securities and the regulations, rules, forms and schedules under those statutes, all as amended from time to time, and the blanket rulings and orders, as amended from time to time, issued by the securities commissions or similar regulatory authorities appointed under or pursuant to those statutes; “Canadian securities legislation” means the securities legislation in any province or territory of Canada and includes the Securities Act (British Columbia); and “U.S. securities legislation” means the securities legislation in the federal jurisdiction of the United States and in any state of the United States and includes the Securities Act of 1933 and the Securities Exchange Act of 1934; and

  • Securities Trading Act means the Securities Trading Act of 2007 no.75 of the Relevant Jurisdiction.

  • Investment Company means an investment company as defined in the Investment Company Act.

  • Securities Regulatory Authorities means the securities commission or similar regulatory authority in each province and territory of Canada that is responsible for administering the Canadian securities legislation in force in such jurisdictions;