Reportable Funds means any open-end investment company registered under the Company Act (i.e., mutual fund) for which Jacobs Levy serves as investment adviser or sub-adviser or whose investment adviser, sub-adviser, or principal underwriter controls Jacobs Levy, is controlled by Jacobs Levy, or is under common control with Jacobs Levy.

Reportable Funds means any open-end mutual funds and ETFs advised or sub-advised by the Firm or open-end mutual funds and ETFs whose adviser, sub-adviser or principal underwriter controls, is controlled by or is under common control with the Firm.Covered Security specifically does not include:· shares of open-end mutual funds, other than Reportable Funds;· shares of “exchange traded funds” (ETFs), whether organized as open-end mutual funds or unit investment trusts that are invested exclusively in one or more open-end funds;· registered closed-end funds;· direct obligations of the federal, state and local government of the United States;· shares issued by money market funds (domiciled inside or outside the United States);· bankers’ acceptances, bank certificates of deposit, commercial paper, and high quality short-term debt obligations, including repurchase agreements;· shares of foreign unit trusts and foreign mutual funds;

Reportable Funds means mutual funds for which a GMO Entity serves as an investment adviser, sub-adviser or principal underwriter.

Examples of Reportable Funds in a sentence

Holdings of Reportable Funds in the MassMutual 401(k) plan or any other Barings offered benefit plan or pension plan (including the Group Variable Universal Life (GVUL) product) do not need to be separately reported, unless directed by the Relevant CCO.
Of all the different company structures, the one most likely to be appropriate for a CORE project is a public company limited by shares.
For the avoidance of doubt, the term Covered Security includes Reportable Funds and interests in Investment Funds, as well as any derivative contract where a Covered Security is the underlying asset.
Generally, it means a “security” as defined in Section 2(a)(36) of the 1940 Act except that it shall not include (i) direct obligations of the government of the United States, (ii) bankers’ acceptances, bank certificates of deposit, commercial paper and high quality short-term debt instruments, including repurchase agreements and (iii) shares issued by registered open-end investment companies, other than Reportable Funds.
Covered Persons may not use their knowledge of the Legg Mason Registered Advisers investment activities or client portfolio holdings to profit by the market effect of such activities or to engage in short-term or other abusive trading in Reportable Funds.

More Definitions of Reportable Funds

Reportable Funds means any open-end mutual funds advised or subadvised by NIS.

Reportable Funds means any investment company (other than money market funds) that is registered under the Investment Company Act for which MIM, or any firm under common control with MIM, serves as adviser, sub-adviser, or distributor.

Reportable Funds means any open-end mutual funds, private funds, and ETFs advised or sub-advised by the Adviser or open-end mutual funds, private funds and ETFs whose adviser, sub-adviser or principal underwriter controls, is controlled by or is under common control with the Adviser.

Reportable Funds means (i) any fund for which the Advisers serve as investment adviser or sub-adviser; (ii) any fund whose investment adviser or principal underwriter controls the Advisers, is controlled by the Advisers, or is under common control with the Advisers. As used in this definition, the term control has the same meaning as it does in Section 2(a)(9) of the Investment Company Act; or (iii) any fund identified on the Advisers’ Preclearance/Restricted List.

Reportable Funds means the Funds, any other mutual fund for which BAILARD serves as investment adviser (or sub-adviser) and any mutual fund whose investment adviser or principal underwriter controls BAILARD, is controlled by BAILARD or is under common control with BAILARD.

Reportable Funds means (i) any Fund for which the Adviser serves as investment adviser or subadviser or (ii) any Fund whose investment adviser or principal underwriter controls the Adviser, is controlled by the Adviser, or is under common control with the Adviser.