Regulatory System definition

Regulatory System means the arrangements for regulating a firm or other person under the Financial Services and Markets Act 2000, in or under the Consumer Credit Act 1974 and as otherwise defined in the Handbook of the Financial Conduct Authority.
Regulatory System means the body of legal requirements for GMP’s, in- spections, and enforcements that en- sure public health protection and legal authority to assure adherence to these requirements.[63 FR 60141, Nov. 6, 1998; 64 FR 16348, Apr. 5,1999]
Regulatory System means the arrangements for regulating a firm or other person under the Financial Services and Markets Act 2000, in or under the Consumer Credit Act 1974 and as otherwise defined in the Handbook of the Financial Conduct Authority. "We", "us", "our", or “OakNorth” means OakNorth Bank plc, a company registered in England and Wales under company number 08595042 and whose registered office is at 00 Xxxxxxxxx Xxxxxx, Xxxxxx, X0X 0XX.

Examples of Regulatory System in a sentence

  • This approach is mandated by both the Cabinet Directive on Improving the Performance of the Regulatory System for Major Resource Projects and the associated Memorandum of Understanding (MOU) (June, 2007).

  • House Committee on Financial Services, The Financial CHOICE Act: A Republican Proposal to Reform the Financial Regulatory System, June 23, 2016, p.

  • Dalley, The Use and Misuse of Disclosure as a Regulatory System, 34 FLA.

  • Rosengren, Addressing the Credit Crisis and Restructuring the Financial Regulatory System: Lessons from Japan, Federal Reserve Bank of Boston, Paper given at the Institute of International Bankers Annual Washington Conference, Boston, MA, March 2, 2009.

  • To respond to changes in the Regulatory System, codes of practice, industry-wide practices, court or ombudsman decisions or new regulatory practice.


More Definitions of Regulatory System

Regulatory System means the body of legal requirements for Good Manufacturing Practices, inspections, and enforcements that ensure public health protection and legal authority to assure adherence to these requirements.
Regulatory System means the arrangements under which the FCA regulates our activities under the Financial Services and Markets Act 2000;
Regulatory System means the body of legal requirements for GMP’s, in- spections, and enforcements that en- sure public health protection and legal authority to assure adherence to these requirements.[63 FR 60141, Nov. 6, 1998; 64 FR 16348, Apr. 5,1999]§ 26.2 Purpose.The provisions of this subpart govern the exchange between the parties and normal endorsement by the receiving regulatory authority of official good manufacturing practices (GMP’s) in- spection reports after a transitional pe- riod aimed at determination of the equivalence of the regulatory systems of the parties, which is the cornerstone of this subpart.
Regulatory System means the arrangements for regulating a licensee under the Act and subsidiary legislation made thereunder or directions given by the Commission.
Regulatory System means the environmental assessment (EA) process (the project planning stage), subsequent permitting, licensing and authorizations which allow physical work to be initiated or operations to commence, and compliance monitoring and enforcement throughout the life-cycle of a project; and
Regulatory System has the meaning given to it in the FSA Rules.
Regulatory System has the meaning given to it in the FCA Rules.