Regulatory risk definition

Regulatory risk means the risk of a breach of the provider’s ongoing registration conditions.
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Regulatory risk means the risk of the institution, when it is registered, failing to comply with regulation by the OfS.
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Regulatory risk means the risk of the institution, when it is registered, failing 20
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Examples of Regulatory risk in a sentence

  • Regulatory risk arises from investing in a market environment where the regulatory regime may change.

  • Regulatory risk is the risk of loss owing to a breach of regulatory requirements or failure to respond to regulatory change.

  • Regulatory risk is the risk the Company faces by not complying with relevant Laws and Directives issued by its supervisory body.

  • Regulatory risk pertains to the risk that the Company’s business objectives are contingent, in part, upon the compliance of regulatory requirements.

  • Regulatory risk is controlled through a framework of compliance policies and procedures.

  • Technology risk affects primarily his employer Regulatory risk affects his employer with respect to the hospital itself and its owner, but Dr. Dan is still responsible for complying with regulations affecting the practice of his profession.

  • Regulatory risk: The HKSC is novel in nature, and will be subject to regulations circulated by regulatory authorities and implementation rules made by the stock exchanges in the PRC and Hong Kong.

  • Reasons for interest rate changes are many and include changes in inflation, economic activity and Central Bank policies.Legal and Regulatory risk: Super and taxation laws change frequently which may adversely affect your investment.Derivative risk: The underlying funds may use derivatives.

  • Regulatory risk: all investments carry the risk that their value may be affected by changes in laws, particularly taxation laws.

  • Regulatory risk includes risk associated with variations in the taxation laws of Australia or other jurisdictions in which the Company holds investments.


More Definitions of Regulatory risk

Regulatory risk means the risk of the institution, when it is registered, failing 15
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Regulatory risk is defined in Section 2.2(c).
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Regulatory risk means the risk or potential risk that SAICA may be exposed to should it not comply with regulatory requirements or where it may exclude provisions of relevant regulatory requirements from its operational procedures;
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Regulatory risk means the risk of a breach of the provider’s ongoing 10
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Regulatory risk. The risk that a transaction could conflict with current legislation or an adverse change in legislation during the life of a transaction (i.e. during the life of a position in a financial instrument). The Client must be warned that CFDs (amongst other financial instruments) are not eligible for trading in certain jurisdictions; therefore, any offer and/or invitation and/or solicitation to trade CFDs and/or any disclosure and/or any notice and/or any warning related to CFDs, including this one, on the part of the Company is not directed to any jurisdiction where
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Regulatory risk means a risk of expenses (loss) and/or other adverse consequences due to the non- compliance of the activity performed based on the licence of the Trading Operator, to the requirements of AIFC Regulations and Rules, rules of Qualified Investments Trading, founding and other documents of the Company and/or as a result of measures against the Company by AFSA.The Internal Control Department of the Company is responsible for the identification, analysis, assessment, monitoring and control of regulatory risk of the trading activity, as well as its management.
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Related to Regulatory risk

  • Regulatory Bodies means those government departments and regulatory, statutory and other entities, committees, ombudsmen and bodies which, whether under statute, rules, regulations, codes of practice or otherwise, are entitled to regulate, investigate, or influence the matters dealt with in the Contract or any other affairs of the Authority and “Regulatory Body” shall be construed accordingly.

  • Regulatory Body means those government departments and regulatory, statutory and other entities, committees, ombudsmen and bodies which, whether under statute, rules, regulations, codes of practice or otherwise, are entitled to regulate or investigate the matters dealt with in this Agreement or any other affairs of the Provider or the Department, including, without limitation Ofsted, the European Commission and the European Court of Auditors;

  • Regulatory Requirements means all applicable federal and state statutes, regulations, regulatory guidance, judicial or administrative rulings, requirements of Governmental Contracts and standards and requirements of any accrediting or certifying organization, including, but not limited to, the requirements set forth in a Product Attachment.

  • Regulatory Approval means, with respect to a Product in any country or jurisdiction, any approval (including where required, pricing and reimbursement approvals), registration, license or authorization from a Regulatory Authority in a country or other jurisdiction that is necessary to market and sell such Product in such country or jurisdiction.

  • Regulatory Floodway means the channel of a river or other watercourse and the adjacent land areas that must be reserved in order to discharge the base flood without cumulatively increasing the water surface elevation more than a designated height.

  • operational risk means the risk of loss for the individual portfolio resulting from inadequate internal processes and failures in relation to people and systems of the investment service provider or from external events, and includes legal and documentation risk and risk resulting from the trading, settlement and valuation procedures operated on behalf of the individual portfolio;

  • Sustainability Risk means an environmental, social or governance event or condition that, if it occurs, could cause an actual or a potential material negative impact on the value of the investment;

  • Regulatory Authorities means the Commissions and the Exchange;

  • Regulatory asset means an asset recorded on the books of an

  • Public Procurement Regulatory Authority (PPRA) means the Government Agency responsible for oversight of public procurement.

  • Regulatory Authority means any applicable supra-national, federal, national, regional, state, provincial, or local governmental or regulatory authority, agency, department, bureau, commission, council, or other entities (e.g., the FDA, EMA and PMDA) regulating or otherwise exercising authority with respect to activities contemplated in this Agreement.

  • Product means any deliverable under the Contract, which may include commodities, services, technology or software.

  • Commercial Product means any such product as defined in FAR 2.101.

  • Tobacco product means any substance containing tobacco leaf, including but not limited to, cigarettes, cigars, pipe tobacco, hookah tobacco, snuff, chewing tobacco, dipping tobacco, bidis, blunts, clove cigarettes, or any other preparation of tobacco; and any product or formulation of matter containing biologically active amounts of nicotine that is manufactured, sold, offered for sale, or otherwise distributed with the expectation that the product or matter will be introduced into the human body by inhalation; but does not include any cessation product specifically approved by the U.S. Food and Drug Administration for use in treating nicotine or tobacco dependence.