Regulatory Documents definition

Regulatory Documents means the prospectus, annual report, semi-annual report and any other document required under applicable federal securities law to be delivered by the Trust to Fund shareholders.

Regulatory Documents means all regulatory documents and filings, correspondence with Regulatory Authorities, annual reports and amendments thereto related to a Licensed Product.

Regulatory Documents means, with respect to a Person, all forms, reports, registration statements, schedules and other documents filed, or required to be filed, by such Person pursuant to applicable Securities Laws, the Investment Company Act, the Investment Advisers Act, United States and state securities, commodities and other investment related Applicable Laws or the applicable rules and regulations of any Governmental Authority (including FINRA and each applicable exchange (as defined under the Exchange Act)).

Examples of Regulatory Documents in a sentence

• The Exco has adopted these builder’s conduct rules and regulations in line with and/or in addition to any applicable rules and regulations contained in the HOA’s Regulatory Documents.

• Client Agreement – an agreement between the Company and the Client, which together with the other Regulations located in the "Regulatory Documents" on the Website, governs all conditions pertaining to the Company's relationship with the Client.

• Subject to the Company's right to void or close any Trade in certain circumstances as set forth in the Regulatory Documents, any Trade following the foregoing inaccuracy or mistake shall nevertheless remain valid and binding in all respects upon the Company and the Client.

• In that respect, the Xiegang Government has recently required Yinping Co to implement the relevant measures under the Regulatory Documents, which includes measures linking the payment of project costs to performance assessment to be conducted by the relevant government authorities in assessing payments for its PPP projects, including the amounts payable under the Cooperation Agreement.

• If reasonably requested by CKD, Cara shall provide reasonable consultation, as necessary with respect to CKD’s use, in the Territory for regulatory matters as permitted herein, of the Regulatory Documents and clinical data generated by Cara outside Territory and provided to CKD under this Agreement.

More Definitions of Regulatory Documents

Regulatory Documents means, with respect to a Person, all forms, reports, registration statements, schedules and other documents filed, or required to be filed, by such Person pursuant to applicable Securities Laws or the applicable rules and regulations of any United States or foreign governmental or non-governmental self-regulatory organization, agency or authority.

Regulatory Documents means, with respect to a Person, all forms, reports, registration statements, schedules and other documents filed, or required to be filed, by such Person pursuant to the Securities Laws.

Regulatory Documents shall have the meaning set forth in Section 3.10.

Regulatory Documents means, with respect to a Person, all forms, reports, registration statements, schedules and other documents filed, or required to be filed since January 1, 1994 by such Person pursuant to the Securities Laws.

Regulatory Documents means those codes, agreements and other

Regulatory Documents means, as to any Person, the bylaws, limited partnership agreement, regulations, operating agreement or similar regulatory documents, as applicable, governing the internal affairs of such Person.

Regulatory Documents means any document or information prepared for submission to, or submitted to any Governmental Authority with respect to the Licensed Patents that have been provided to LICENSOR and/or an Inventor. Regulatory Documents shall include, but not be limited to, documents related to investigational new drug applications.