Regulation Y Holder definition

Regulation Y Holder means the Holder or a holder of Warrant Shares, if such Holder or holder of Warrant Shares is a bank holding company within the meaning of the BHC Act or a subsidiary thereof subject to Regulation Y under the BHC Act.
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Regulation Y Holder means any Warrant Securityholder that is a bank holding company within the meaning of the BHC Act, or a subsidiary thereof subject to Regulation Y under the BHC Act.
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Regulation Y Holder means any stockholder of the Corporation that is a bank holding company within the meaning of the Bank Holding Company Act of 1956, as amended, or a subsidiary thereof subject to Regulation Y under such Act.
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Examples of Regulation Y Holder in a sentence

  • In the event of a Regulatory Change, the effect of which is to permit such Regulation Y Holder to transfer such Warrant or Conversion Shares in any other manner, the foregoing proviso shall be deemed modified to permit a transfer of such Warrant or Conversion Shares in such other manner.

  • The Corporation shall not directly or indirectly redeem, purchase, acquire or take any other action affecting outstanding shares of Common Stock of the Corporation if such action will increase over 24.9% the percentage of outstanding Common Stock owned or controlled by any Regulation Y Holder and its Affiliates (other than a Regulation Y Holder which waives in writing its rights under this Article).

  • In the event of a Regulatory Change, the effect of which is to permit such Regulation Y Holder to transfer such Warrant or Conversion Shares in any other manner, the foregoing PROVISO shall be deemed modified to permit a transfer of such Warrant or Conversion Shares in such other manner.

  • The Corporation will not directly or indirectly redeem, purchase, acquire or take any other action affecting outstanding shares of 28 Common Stock of the Corporation if such action will increase over 24.9% the percentage of outstanding Common Stock owned or controlled by any Regulation Y Holder and its Affiliates (other than a Regulation Y Holder which waives in writing its rights under this Section 9).

  • The Corporation will not directly or indirectly redeem purchase, acquire or take any other action affecting outstanding shares of Common Stock of the Corporation if such action wiII increase over 24.9% the percentage of outstanding Common Stock owned or controlled by any Regulation Y Holder and its Affiliates (other than a Regulation Y Holder which waives in writing its rights under this ARTICLE FOUR).

  • Each holder of Registrable Securities that is a Regulation Y Holder shall promptly notify the Company in writing of its status as a Regulation Y Holder and of its aggregate total equity holdings in respect of the Company's outstanding securities (and any material change in respect of such holdings).

  • Nothing in this Agreement shall require any Regulation Y Holder to make a transfer of Warrants or Conversion Shares in a manner not permitted by the BHC Act or other applicable law (as "Impermissible Transfer").

  • The Company hereby acknowledges that Chase Equity Associates, L.P. is a Regulation Y Holder.

  • The Corporation will not convert or directly or indirectly redeem, purchase, acquire or take any other actions affecting the percentage of outstanding voting securities owned or controlled by any Regulations Y Holder and its Affiliates (other than a Regulation Y Holder which waives in writing its 2 rights under this ARTICLE FOUR) unless the Corporation gives written notice (the "Deferral Notice") of such actions to each Regulation Y Holder.

  • The Corporation will not directly or indirectly redeem, purchase, acquire or take any other action affecting outstanding shares of Common Stock of the Corporation if such action will increase over 24.9% the percentage of outstanding Common Stock owned or controlled by any Regulation Y Holder and its Affiliates (other than a Regulation Y Holder which waives in writing its rights under the ARTICLE FOUR).


More Definitions of Regulation Y Holder

Regulation Y Holder means any holder of a Warrant that is a "bank holding company" (within the meaning of the BHC Act) or a subsidiary or affiliate thereof subject to the BHC Act.
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Regulation Y Holder means any Investor that is (or that is a subsidiary of a bank holding corporation that is) subject to the various provisions of Regulation Y of the Board of Governors of the Federal Reserve Systems, 12 C.F.R., Part 225 (or any successor to Regulation Y), so long as such Regulation Y Holder shall hold such securities.
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Regulation Y Holder means any shareholder of the Corporation that is a bank holding company within the meaning of the Bank Holding Company Act of 1956, as amended, or a subsidiary thereof and is subject to Regulation Y.
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Regulation Y Holder. Any holder of Registrable Securities that is a bank holding company within the meaning of the BHC Act, or a subsidiary thereof, subject to Regulation Y under the BHC Act.
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Related to Regulation Y Holder

  • Regulation Y means Regulation Y of the Board of Governors of the Federal Reserve System, as the same may be in effect from time to time, and any successor regulations.

  • Regulation CF means Regulation Crowdfunding promulgated under the Securities Act.

  • Regulation E includes specific rules for all parties involved governing the issuance and use of Debit Cards and the processing of On-line Debit Card Transactions.

  • Regulations D, T, U and X” means, respectively, Regulations D, T, U and X of the Board of Governors of the Federal Reserve System (or any successor), as the same may be modified and supplemented and in effect from time to time.

  • Regulation T, U or X means Regulation T, U or X, respectively, of the Board of Governors of the Federal Reserve System as from time to time in effect and any successor to all or a portion thereof.

  • Regulation RR means Regulation RR (Credit Risk Retention) promulgated by the Securities and Exchange Commission to implement the credit risk retention requirements of Section 15G of the Securities Exchange Act.

  • Regulation S Investor With respect to a transferee of a Regulation S Global Certificate, a transferee that acquires such Certificate pursuant to Regulation S.

  • Regulation G means Regulation G of the Board of Governors of the Federal Reserve System as from time to time in effect and any successor to all or a portion thereof.

  • FRB Regulation D means Regulation D as promulgated by the Board of Governors of the Federal Reserve System, 12 CFR Part 204, as amended.

  • Regulation Zone means any of those one or more geographic areas, each consisting of a combination of one or more Control Zone(s) as designated by the Office of the Interconnection in the PJM Manuals, relevant to provision of, and requirements for, regulation service.

  • Regulation A means Regulation A of the Federal Reserve Board as in effect from time to time.

  • Beneficial Ownership Regulation means 31 C.F.R. § 1010.230.

  • Regulation S-T means Regulation S-T of the Commission.

  • Qualified United States financial institution means an institution that:

  • Investment Company Act of 1940 means the Investment Company Act of 1940, as amended, and the rules and regulations thereunder.

  • AIFM Regulation means Commission Delegated Regulation (EU) No. 231/2013.

  • Disqualified Non-United States Tax Person With respect to any Class R Certificate, any Non-United States Tax Person or agent thereof other than: (1) a Non-United States Tax Person that (a) holds such Class R Certificate and, for purposes of Treasury Regulations Section 1.860G-3(a)(3), is subject to tax under Section 882 of the Code, (b) certifies that it understands that, for purposes of Treasury Regulations Section 1.860E-1(c)(4)(ii), as a holder of such Class R Certificate for United States federal income tax purposes, it may incur tax liabilities in excess of any cash flows generated by such Class R Certificate and intends to pay taxes associated with holding such Class R Certificate, and (c) has furnished the Transferor, the Trustee, the Certificate Administrator and the Tax Administrator with an effective IRS Form W-8ECI or successor form and has agreed to update such form as required under the applicable Treasury regulations; or (2) a Non-United States Tax Person that has delivered to the Transferor, the Trustee, the Certificate Administrator and the Tax Administrator an opinion of nationally recognized tax counsel to the effect that (x) the Transfer of such Class R Certificate to it is in accordance with the requirements of the Code and the regulations promulgated thereunder and (y) such Transfer of such Class R Certificate will not be disregarded for United States federal income tax purposes.

  • Federal Book-Entry Regulations means 31 C.F.R. Part 357 et seq. (Department of Treasury).

  • Regulations T, U and X” means Regulations T, U and X, respectively, of the Federal Reserve Board, and any successor regulations.

  • Benefit Plan Investor means an “employee benefit plan” as defined in Section 3(3) of ERISA that is subject to Title I of ERISA, a “plan” as defined in and subject to Section 4975 of the Code or an entity whose underlying assets include plan assets of any of the foregoing.

  • Regulation T means Regulation T of the Board as from time to time in effect and all official rulings and interpretations thereunder or thereof.

  • CSD Regulations means the CSD’s rules and regulations applicable to the Issuer, the Agent and the Notes from time to time.

  • Policy Holder means the person who is a legal holder of this Policy and is named as the “Policy Holder” in the Policy Schedule.

  • Principal Holder means a person who, directly or indirectly, beneficially owns or controls 10% or more of any class of voting securities of the Corporation.

  • Initial Holder has the meaning set forth in the preamble.