Regulation Crowdfunding definition

Regulation Crowdfunding means the rules and regulations promulgated under Section 4(a)(6) of the Securities Act.
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Regulation Crowdfunding means Regulation Crowdfunding, as promulgated under the Securities Act.
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Regulation Crowdfunding means the regulations set forth in 17 CFR227.100 through 227.503.PART 274—FORMS PRESCRIBED UNDER THE INVESTMENT COMPANY ACT OF 1940■ 35. The authority citation for part 274 continues to read, in part, as follows:Authority: 15 U.S.C. 77f, 77g, 77h, 77j, 77s, 78c(b), 78l, 78m, 78n, 78o(d), 80a–8, 80a24, 80a–26, 80a–29, and Pub. L. 111–203, sec.939A, 124 Stat. 1376 (2010), unless otherwise noted.* * * * *■ 36. Amend Form N–5 (referenced in§§ 239.24 of this chapter and 274.5) by revising Instruction 3 in ‘‘Instructions as to Exhibits’’ to read as follows:Note: The text of Form N–5 does not, and this amendment will not, appear in the Code of Federal Regulations.Form N–5Registration Statement of Small Business Investment Company Under the Securities Act of 1933 and the Investment Company Act of 1940** * * * *Instructions as to Exhibits* * * * *Instructions:* * * * *3. The registrant may redact specific provisions or terms of exhibits required to be filed by paragraph 9 of this Itemif the registrant customarily and actually treats that information as private or confidential and if the omitted information is not material. If it does so, the registrant should mark the exhibit index to indicate that portions of the exhibit have been omitted and includea prominent statement on the first page of the redacted exhibit that certain identified information has been excluded from the exhibit because it is both not material and the type that the registrant treats as private or confidential. The registrant also must include brackets indicating where the information is omitted from the filed version of the exhibit. If requested by the Commission or its staff, the registrant must promptly provide on a supplemental basis an unredacted copy of the exhibit and its materiality and privacy or confidentiality analyses.Upon evaluation of the registrant’ssupplemental materials, the Commission or its staff may require the registrant to amend its filing to include in the exhibit any previously redacted information that is not adequately supported by the registrant’s analyses. The registrant may request confidential treatment of the supplemental material submitted under this Instruction 3 pursuant to Rule 83 of the Commission’s Organizational Rules [17 CFR 200.83] while it is in the possession of the Commission or its staff. After completing its review of the supplemental information, the Commission or its staff will return or destroy it, if the registrant complies with the procedures out...
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Examples of Regulation Crowdfunding in a sentence

  • The Financial Statements comply with the requirements of Rule 201 of Regulation Crowdfunding, as promulgated by the SEC.

  • The obligations of the Investor shall be irrevocable except as allowed under the laws of Regulation Crowdfunding.

  • The Interests in the SPV being acquired by Investor herein may only be transferred by Investor in compliance with Regulation Crowdfunding and the terms and conditions of this Agreement.

  • The Company is conducting this Regulation Crowdfunding raise as a “second phase” of funding round conducted after a Regulation D 506(b) whose purchasers had notes with substantially similar terms.

  • In the event that the annual income or net worth of Investor’s spouse was included in the annual income or net worth provided by Investor, Investor hereby represents and warrants that Investor’s and Investor’s spouse’s aggregate Regulation Crowdfunding investment activity does not exceed the investment limits set forth in Rule 100(a)(2) of Regulation Crowdfunding.

  • The Company shall timely file with the Commission all post-Closing forms and annual reports which the Company is required to file by the Securities Act and/or Regulation Crowdfunding (including, without limitation, the forms and annual reports described in Rules 202(a) and 203(b) of Regulation Crowdfunding).

  • The Company completed and timely filed the Offering Statement in compliance with the Securities Act and Regulation Crowdfunding.

  • Neither the Company, nor anyone acting on the Company’s behalf, has, directly or indirectly, advertised any terms of the Offering except as permitted by Rule 204 of Regulation Crowdfunding.

  • The Company shall make available all such post-Closing forms and annual reports in accordance with the Securities Act and Regulation Crowdfunding.

  • If the Investor has checked the box next to “Unaccredited Investor” on the signature page, the Investor represents that he, she or it is complying with the rules and regulations of Regulation Crowdfunding, including the investment limits set forth in Section 4(a)(6) of the Securities Act.


More Definitions of Regulation Crowdfunding

Regulation Crowdfunding means Regulation Crowdfunding, as promulgated under the Securities
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Regulation Crowdfunding means the regulations set forth in §§ 227.100 through 227.504 of this chapter.[86 FR 3602, Jan. 14, 2021] § 270.3c–1 Definition of beneficial own- ership for certain 3(c)(1) funds.
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Related to Regulation Crowdfunding

  • Regulation CF means Regulation Crowdfunding promulgated under the Securities Act.

  • Regulations D, T, U and X” means, respectively, Regulations D, T, U and X of the Board of Governors of the Federal Reserve System (or any successor), as the same may be modified and supplemented and in effect from time to time.

  • Regulation E includes specific rules for all parties involved governing the issuance and use of Debit Cards and the processing of On-line Debit Card Transactions.

  • Regulation Zone means any of those one or more geographic areas, each consisting of a combination of one or more Control Zone(s) as designated by the Office of the Interconnection in the PJM Manuals, relevant to provision of, and requirements for, regulation service.

  • Regulations T, U and X” means Regulations T, U and X, respectively, of the Federal Reserve Board, and any successor regulations.

  • Public Finance Management Act ’ means the Public Finance Management Act, 1999 (Act No. 1 of 1999);

  • PPPFA Regulations means the Preferential Procurement Regulations, 2017 published in terms of the PPPFA.

  • Off-highway implement of husbandry means the same as that term is defined in Section 41-22-2.

  • the 2012 Regulations means the Council Tax Reduction Schemes (Prescribed Requirements) (England) Regulations 2012;

  • Floodplain Management Regulations means this ordinance and other zoning ordinances, subdivision regulations, building codes, health regulations, special purpose ordinances, and other applications of police power. This term describes federal, state or local regulations, in any combination thereof, which provide standards for preventing and reducing flood loss and damage.

  • Line-voltage regulation means the difference between the no-load and the load line potentials expressed as a percent of the load line potential. It is calculated using the following equation:

  • Federally Qualified Health Center means a non-administrative medical facility with a fixed permanent location that is identified on the following search engines and offers health services on a sliding scale payment system: http://findahealthcenter.hrsa.gov or http://www.ihs.gov/ or http://www.aachc.org/.

  • Plantwide applicability limitation (PAL means an emission limitation expressed in tons per year, for a pollutant at a major stationary source, that is enforceable as a practical matter and established source-wide in accordance with Chapter 19, section 011.

  • the 2001 Regulations means the Water Supply (Water Quality) Regulations 2001[63];

  • Regulations T, U and X means Regulations T, U and X of the Board of Governors of the Federal Reserve System (or any successor), as the same may be modified and supplemented and in effect from time to time.

  • TUPE Regulations means the Transfer of Undertakings (Protection of Employment) Regulations 2006, as amended.

  • Applicable Regulations As to any Mortgage Loan, all federal, state and local laws, statutes, rules and regulations applicable thereto.

  • Municipal Finance Management Act means the Local Government: Municipal Finance Management Act, 2003 (Act No. 56 of 2003);

  • Disaster Management Act means the Disaster Management Act, 2002 (Act No.57 of 2002)

  • Virginia Stormwater Management Act means Article 2.3 (§ 62.1-44.15:24 et seq.) of Chapter 3.1 of Title 62.1 of the Code of Virginia.

  • Regulation A means Regulation A of the Federal Reserve Board as in effect from time to time.

  • Spatial Planning and Land Use Management Act means the Spatial Planning and Land Use Management Act, 2013 (Act 16 of 2013);

  • CDM Regulations means the Construction (Design and Management) Regulations 2015;

  • Staff Governor means an employee of the Academy Trust who may be appointed as a Governor pursuant to Article 50A;

  • Qualified United States financial institution means an institution that:

  • Council of Governors means the council of governors of the corporation; “declaration of identity” has the meaning set out in rule 21.1;