Examples of Regulation C in a sentence
Pursuant to Regulation C of the Securities Act of 1933, that report is not considered a part of the registration statement prepared or certified by our firm or a report prepared or certified by our firm within the meaning of Sections 7 and 11 of the Act.
F Street, NEWashington, DC 20549Re: JNL Series Trust (File No. 811-08894) – Registration Statement on Form N-14 Dear Sir or Madam:On behalf of JNL Series Trust (the “Trust”), transmitted herewith for filing pursuant to the Securities Act of 1933, as amended (the “1933 Act”), and Regulation C thereunder is a registration statement for the Trust on Form N-14 (the “Registration Statement”).
Pursuant to Regulation C under the Securities Act of 1933, that report is not considered a part of the registration statement prepared or certified by our firm or a report prepared or certified by our firm within the meaning of Sections 7 and 11 of the Act.
The Company is a “foreign private issuer” as defined in Rule 405 of Regulation C under the Securities Act and Rule 3b-4 under the Exchange Act.
The Framework also flags the potential application of commercial security standards such as the Payment Card Industry Data Security Standard (PCI-DSS) in circumstances where Providers support storage of such information.
Regulation C directs financial institutions to Regulation Z’s official commentary for guidance on what is an agricultural purpose.
Regulation C retains and clarifies existing categories of transactions that are excluded from coverage.
Regulation C does not apply to transactions that are specifically excluded from coverage.
The determination of whether a request is a prequalification request (which is not an application) or a preapproval request (which might be an application) is based on Regulation C, not on the labels that a financial institution uses or interpretations of other regulations, such as Regulation B.
A financial institution that loses its exemption must comply with Regulation C beginning with the calendar year following the year for which it last reported data under the State disclosure law.