Registration Obligations definition

Registration Obligations has the meaning provided in Section 4.7(b).
Registration Obligations. As defined in Section 2(e) hereof.

Examples of Registration Obligations in a sentence

  • The Firm is registered with the British Columbia Securities Commission, the Alberta Securities Commission and the Ontario Securities Commission (the "Commissions") as a portfolio manager under National instrument 31-103 - Registration Requirements, Exemptions and Ongoing Registration Obligations ("NI 31-103").

  • Section 1 – Definition of derivatives party The term “derivatives party is similar to the concept of a “client” in National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registration Obligations (NI 31-103).

  • These are: The operator is no longer carrying out the activity;The activity is being carried out in breach of any of the conditions or limitations of the relevant exemption;The operator fails to meet the Registration Obligations; andThe type and quantity of waste submitted to the activity, and method of recovery are not consistent with the Relevant Objectives.

  • The Canadian Securities Administrators ( CSA) released CSA Staff Notice 31-323 Guidance Relating to the Registration Obligations of Mortgage Investment Entities in 2011 to clarify the registration requirements that apply to MIEs in each of the CSA Jurisdictions.

  • Share Registration Obligations of the Company As required by the terms of the Oak Purchase Agreement, the Company entered into a Registration Rights Agreement with Oak on March 26, 2009, obligating the Company to register for resale the shares of common stock issuable upon the conversion of the Preferred Shares on a registration statement on Form S-3 to be filed with the SEC at least 90 days prior to March 26, 2010, which was filed with the SEC on December 22, 2009.

  • Depending on provincial requirements, brokers or dealers used by the Trust may be required to be registered as exempt market dealers pursuant to National Instrument 31-103 – Registration Requirements, Exemptions and Ongoing Registration Obligations of the Canadian Securities Administrators.

  • Agreement; Reinstatement of Registration Obligations in Event of Termination.

  • Registration Obligations In consideration for access to certain offers, promotions, contests, sweepstakes, activities and other Services, and to establish a user account on this Site (a "Global Business Directory Inc.

  • Having reviewed the application for registration, I am not satisfied that the applicant has provided evidence of good character as required under Regulation 9-1: Student Registration, Obligations and Standing, Section 13: Good Character on Registration.

  • It is a mortgage investment entity, as such term is defined in CSA Staff Notice 31-323 Guidance Relating to the Registration Obligations of Mortgage Investment Entities, and lends capital for pooled residential and commercial mortgages.


More Definitions of Registration Obligations

Registration Obligations means any such costs and expenses or the obligations imposed on the Company directly or indirectly related to or arising out of the registration of the Shares, the Registration Rights Agreement, or both of them ("Registration Obligations"). Immediately following the Closing, and after giving effect to the Reverse Split, the Share Cancellation and the Settlement (as defined in Section 6.3(g)), the Shares shall constitute not less than 92.7% of the issued and outstanding shares of the Company's Common Stock. The Share Issuance shall be referred to herein as the "Transaction."

Related to Registration Obligations

  • Indemnification Obligations means each of the Debtors’ indemnification obligations in place as of the Effective Date, whether in the bylaws, certificates of incorporation or formation, limited liability company agreements, other organizational or formation documents, board resolutions, management or indemnification agreements, or employment or other contracts, for their current and former directors, officers, managers, members, employees, attorneys, accountants, investment bankers, and other professionals and agents of the Debtors.

  • Indemnification Obligation means any existing or future obligation of any Debtor to indemnify current and former directors, officers, members, managers, agents or employees of any of the Debtors who served in such capacity, with respect to or based upon such service or any act or omission taken or not taken in any of such capacities, or for or on behalf of any Debtor, whether pursuant to agreement, the Debtors’ respective memoranda, articles or certificates of incorporation or formation, corporate charters, bylaws, operating agreements, limited liability company agreements, or similar corporate or organizational documents or other applicable contract or law in effect as of the Effective Date, excluding any obligation to indemnify any of the foregoing parties with respect to any act or omission for or on behalf of the Debtors arising out of any act or omission determined by a Final Order to constitute actual fraud, willful misconduct, or gross negligence.

  • Registration Default Damages shall have the meaning set forth in Section 8 hereof.

  • Registration Rights means the rights of the Holders to cause the Company to Register Registrable Securities pursuant to this Agreement.

  • Conversion Obligation shall have the meaning specified in Section 14.01(a).

  • Indemnity Obligations means all obligations of the Company to Indemnitee under this Agreement, including the Company’s obligations to provide indemnification to Indemnitee and advance Expenses to Indemnitee under this Agreement.

  • Original Registration Rights Agreement has the meaning set forth in the recitals to this Agreement.

  • Registration Limitation shall have the meaning set forth in Section 2.01(c)(ii).

  • Registration Event means the occurrence of any of the following events:

  • Incidental Registration has the meaning set forth in Section 4(a) of this Agreement.

  • Registration Rights Agreements means that certain Registration Rights Agreement dated as of the Closing Date by and between the Parent and Laurus and each other registration rights agreement by and between the Parent and Laurus, as each of the same may be amended, modified and supplemented from time to time.

  • Additional Required Registration Amount means any Cutback Shares not previously included on a Registration Statement, all subject to adjustment as provided in Section 2(f).

  • Excluded Registration means (i) a registration relating to the sale of securities to employees of the Company or a subsidiary pursuant to a stock option, stock purchase, or similar plan; (ii) a registration relating to an SEC Rule 145 transaction; (iii) a registration on any form that does not include substantially the same information as would be required to be included in a registration statement covering the sale of the Registrable Securities; or (iv) a registration in which the only Common Stock being registered is Common Stock issuable upon conversion of debt securities that are also being registered.

  • Registration Books means the records maintained by the Trustee pursuant to Section 2.08 for the registration and transfer of ownership of the Bonds.

  • Registration Fee means a fee other than the fee specified in a contract, which a personnel agency requires or accepts from a client prior to execution of a contract.

  • Registration Data means certain personal and financial information that you are required to provide in order to download and use the Trading Platform and become our Client including Account Credentials, such information can include without limitation a copy of your passport, driving license and/or Photo identity card.

  • Registration Filing Date means the date that is sixty (60) calendar days after the Effective Date.

  • Registration Rights Agreement means the Registration Rights Agreement, dated the date hereof, among the Company and the Purchasers, in the form of Exhibit B attached hereto.

  • Compliance Obligations means obligations of the AMC to comply with: (a) laws or international guidance and internal policies or procedures, (b) any demand or request from authorities or reporting, disclosure or other obligations under laws, and (c) laws requiring us to verify the identity of our customers.

  • zero-coupon obligation means a debt security that does not expressly provide for the accrual of interest, and includes the former component parts of a debt security that did expressly provide for the accrual of interest if that component part does not itself expressly provide for the accrual of interest.

  • Registration Expenses means the out-of-pocket expenses of a Registration, including, without limitation, the following:

  • S-3 Registration has the meaning set forth in Section 5(a) hereof.

  • Required Registration Amount means either the Initial Required Registration Amount or the Additional Required Registration Amount, as applicable.

  • Payment Obligations means any and all obligations of the Authority to pay or reimburse the Bank contained in or evidenced by any Authority Document, including, without limitation, obligations to reimburse the Bank for all Drawings under the Letter of Credit, all obligations to repay the Bank for any Unreimbursed Amount and any Bank Loan, including all interest accrued thereon, all amounts owing under the Bank Note, the fees relating to the Letter of Credit and all other obligations of the Authority to the Bank arising under, or in relation to, or evidenced by, this GR Reimbursement Agreement or the Bank Note.